Form4insider filings, from the source

Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 30, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

132 filings · trading day Oct 30, 2018Download CSVQuotes for these symbols ↗
TradeReported (ET)CompanyInsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Oct 25, 2018 CMForm 4 →Oct 29, 8:08 pm EDTROKU, INCROKUChas SmithGM, Sr. VP Roku TV & Players297,387$3.94$1,171,1830—
Oct 26, 2018 MForm 4 →Oct 29, 8:21 pm EDTTransUnionTRUJames M PeckPresident and CEO, Director124,000$4.99$618,760443,860—
Jun 25, 2018 CMForm 4/A →Oct 29, 8:08 pm EDTROKU, INCROKUChas SmithGM, Sr. VP Roku TV & Players190,554$3.07$585,9250—
Oct 30, 2018 MForm 4 →Oct 30, 3:52 pm EDTWINMARK CORPWINASteven MurphyPresident of Franchising5,215$53.07$276,7367,296—
Oct 25, 2018 MForm 4 →Oct 29, 6:11 pm EDTRBB BancorpRBBPei Chin HuangDirector10,250$13.21$135,4000—
Oct 25, 2018 MForm 4 →Oct 29, 6:01 pm EDTRBB BancorpRBBFui Ming ThianDirector10,763$9.29$100,0040—
Oct 26, 2018 AForm 4 →Oct 30, 9:39 am EDTSCOTTS MIRACLE-GRO COSMGJames HagedornChairman and CEO, Director, 10% Owner1,315$68.25$89,756106,278—
Oct 29, 2018 MForm 4 →Oct 30, 3:22 pm EDTNETSOL TECHNOLOGIES INCNTWKNajeeb GhauriCEO, Director10,000$6.50$65,00020,000—
Oct 26, 2018 AForm 4 →Oct 29, 5:30 pm EDTDANAHER CORP /DE/DHRLinda P HefnerDirector341$97.14$33,0944,055—
Oct 26, 2018 AForm 4 →Oct 29, 5:32 pm EDTDANAHER CORP /DE/DHRAlan G SpoonDirector331$97.14$32,19021,830—
Oct 26, 2018 AForm 4 →Oct 29, 5:33 pm EDTDANAHER CORP /DE/DHRElias A. ZerhouniDirector313$97.14$30,42110,755—
Oct 26, 2018 AForm 4 →Oct 29, 5:31 pm EDTDANAHER CORP /DE/DHRTeri List-StollDirector303$97.14$29,4024,377—
Oct 26, 2018 AForm 4 →Oct 29, 5:33 pm EDTDANAHER CORP /DE/DHRRaymond C StevensDirector299$97.14$29,0161,959—
Oct 26, 2018 AForm 4 →Oct 30, 9:38 am EDTSCOTTS MIRACLE-GRO COSMGDenise StumpEVP, Global Human Resources189$68.25$12,9166,839—
Oct 25, 2018 AForm 4 →Oct 29, 5:11 pm EDTPIERIS PHARMACEUTICALS, INC.PIRSMichael RichmanDirector3,829$2.86$10,9513,829—
Oct 26, 2018 AForm 4 →Oct 29, 4:37 pm EDTKELLOGG COKSteven A CahillaneChairman, Pres. & CEO/Trustee, Director, 10% Owner129$69.16$8,9062,933—
Oct 26, 2018 AForm 4 →Oct 29, 5:38 pm EDTSOUTHERN COSOThomas A FanningPresident, CEO & Chairman122$44.86$5,45719,100—
Oct 26, 2018 MForm 4 →Oct 29, 4:02 pm EDTCONMED CORPCNMDJohn Jed KennedyVP GM CET600——600—
Oct 25, 2018 AForm 4 →Oct 29, 4:03 pm EDTEyePoint Pharmaceuticals, Inc.EYPTJohn B. LandisDirector80,000——80,000—
Oct 25, 2018 MForm 4 →Oct 29, 4:10 pm EDTGULF ISLAND FABRICATION INCGIFIMurray W. BurnsDirector7,426——7,426— amended
Oct 25, 2018 MForm 4 →Oct 29, 4:10 pm EDTGULF ISLAND FABRICATION INCGIFIWilliam E ChilesDirector7,426——7,426—
Oct 25, 2018 MForm 4 →Oct 29, 4:11 pm EDTGULF ISLAND FABRICATION INCGIFIGregory J CotterDirector7,426——7,426—
Oct 25, 2018 MForm 4 →Oct 29, 4:11 pm EDTGULF ISLAND FABRICATION INCGIFIMichael A FlickDirector7,426——7,426— amended
Oct 25, 2018 MForm 4 →Oct 29, 4:12 pm EDTGULF ISLAND FABRICATION INCGIFIChristopher Mark HardingDirector7,426——7,426— amended
Oct 25, 2018 MForm 4 →Oct 29, 4:13 pm EDTGULF ISLAND FABRICATION INCGIFIMichael J KeeffeDirector7,426——7,426— amended
Oct 25, 2018 MForm 4 →Oct 29, 4:13 pm EDTGULF ISLAND FABRICATION INCGIFIJohn Peter LabordeDirector7,426——7,426—
Oct 25, 2018 XForm 4 →Oct 29, 4:21 pm EDTAquaBounty Technologies, Inc.AQBRandal J Kirk +110% Owner1,538,461——0—
Oct 25, 2018 MForm 4 →Oct 29, 4:24 pm EDTEQUITY RESIDENTIALEQRDavid J NeithercutChief Executive Officer, Director20,000——44,562—
Oct 26, 2018 MForm 4 →Oct 29, 4:25 pm EDTVoya Financial, Inc.VOYAPatricia J WalshSee Remarks8,247——23,500—
Oct 25, 2018 MForm 4 →Oct 29, 4:31 pm EDTRETAIL OPPORTUNITY INVESTMENTS CORPROICMichael B. HainesEVP CFO, TREASURER & SECRETARY10,000——15,000—
Oct 26, 2018 MForm 4 →Oct 29, 4:38 pm EDTRAYMOND JAMES FINANCIAL INCRJFJeffrey P JulienCFO, Executive VP - Fin17,390——2,500—
Oct 25, 2018 MForm 4 →Oct 29, 4:41 pm EDTUnum Therapeutics Inc.UMRXSeth EttenbergChief Scientific Officer11,485——375,085—
Oct 25, 2018 MForm 4 →Oct 29, 4:49 pm EDTRAYMOND JAMES FINANCIAL INCRJFPaul C ReillyChief Executive Officer, Director19,890——0—
Oct 25, 2018 AForm 4 →Oct 29, 4:51 pm EDTBIO-TECHNE CorpTECHRobert V BaumgartnerDirector1,898——1,898—
Oct 25, 2018 AForm 4 →Oct 29, 4:54 pm EDTBIO-TECHNE CorpTECHJohn L HigginsDirector1,898——1,898—
Oct 25, 2018 MForm 4 →Oct 29, 4:56 pm EDTLendingClub CorpLCSameer GulatiChief Operations Officer15,725——298,783—
Oct 25, 2018 AForm 4 →Oct 29, 4:57 pm EDTBIO-TECHNE CorpTECHJoseph D KeeganDirector1,898——1,898—
Oct 25, 2018 AForm 4 →Oct 29, 5:00 pm EDTBIO-TECHNE CorpTECHRoeland NusseDirector1,898——1,898—
Oct 25, 2018 AForm 4 →Oct 29, 5:02 pm EDTBIO-TECHNE CorpTECHHarold J WiensDirector1,898——1,898—
Oct 25, 2018 AForm 4 →Oct 29, 5:07 pm EDTBIO-TECHNE CorpTECHAlpna SethDirector1,898——1,898—
Oct 25, 2018 AForm 4 →Oct 29, 5:09 pm EDTBIO-TECHNE CorpTECHRandolph C SteerDirector1,898——1,898—
Oct 26, 2018 MForm 4 →Oct 29, 5:20 pm EDTHEXCEL CORP /DE/HXLKimberly A. HendricksSVP, Corp. Controller & CAO7,000——6,540—
Oct 25, 2018 MForm 4 →Oct 29, 5:20 pm EDTGroupon, Inc.GRPNMichael O RandolfiCFO47,143——94,286—
Oct 26, 2018 AForm 4 →Oct 29, 5:30 pm EDTMELINTA THERAPEUTICS, INC. /NEW/MLNTJohn JohnsonInterim CEO, Director200,000——50,000—
Oct 25, 2018 AForm 4 →Oct 29, 5:32 pm EDTTrueCar, Inc.TRUEPhilip McKoyDirector28,753——28,753—
Oct 25, 2018 AForm 4 →Oct 29, 5:39 pm EDTGLU MOBILE INCGLUUScott LeichtnerVP and General Counsel58,000——58,000—
Oct 25, 2018 AForm 4 →Oct 29, 5:40 pm EDTGLU MOBILE INCGLUUEric R LudwigEVP, COO and CFO191,000——191,000—
Oct 25, 2018 AForm 4 →Oct 29, 5:41 pm EDTGLU MOBILE INCGLUUChris AkhavanChief Revenue Officer70,000——70,000—
Oct 25, 2018 AForm 4 →Oct 29, 5:43 pm EDTGLU MOBILE INCGLUUNicholas EarlPresident & CEO, Director359,000——359,000—
Oct 25, 2018 AForm 4 →Oct 29, 5:43 pm EDTGLU MOBILE INCGLUUGordon S LeeVice President of Accounting32,000——32,000—
Oct 25, 2018 MForm 4 →Oct 29, 5:48 pm EDTINTEL CORPINTCAndy D BryantChairman, Director3,032——3,032—
Oct 25, 2018 MForm 4 →Oct 29, 5:50 pm EDTINTEL CORPINTCKevin Thomas McBrideVP Finance, Controller194——194—
Oct 25, 2018 MForm 4 →Oct 29, 5:52 pm EDTINTEL CORPINTCVenkata S M RenduchintalaGroup President (TSCG)29,272——6,691—
Oct 25, 2018 MForm 4 →Oct 29, 5:54 pm EDTINTEL CORPINTCSteven Ralph RodgersEVP General Counsel4,433——4,433—
Oct 25, 2018 MForm 4 →Oct 29, 5:56 pm EDTINTEL CORPINTCNavin ShenoyEVP, GM - Data Center Group2,509——2,510—
Oct 25, 2018 MForm 4 →Oct 29, 5:59 pm EDTINTEL CORPINTCRobert Holmes SwanInterim CEO [CFO]90,140——90,140—
Oct 23, 2018 AForm 4 →Oct 29, 6:00 pm EDT8X8 INC /DE/EGHTMonique BonnerDirector13,013——5,455— late
Oct 25, 2018 JForm 4 →Oct 29, 6:00 pm EDTChaSerg Technology Acquisition CorpCTACUChaserg Technology Sponsor LLC10% Owner250,000——5,500,000—
Oct 25, 2018 AForm 4 →Oct 29, 6:00 pm EDTPROOFPOINT INCPFPTBlake P. SalleEVP, Worldwide Sales34,000——4,000—
Oct 25, 2018 AMForm 4 →Oct 29, 6:09 pm EDTARRAY BIOPHARMA INCARRYCharles M BaumDirector35,000——0—
Oct 25, 2018 AForm 4 →Oct 29, 6:09 pm EDTARRAY BIOPHARMA INCARRYCarrie Smith CoxDirector30,000——5,000—
Oct 25, 2018 AMForm 4 →Oct 29, 6:09 pm EDTARRAY BIOPHARMA INCARRYGwen A. FyfeDirector35,000——0—
Oct 25, 2018 AMForm 4 →Oct 29, 6:10 pm EDTARRAY BIOPHARMA INCARRYKyle LefkoffDirector35,000——0—
Oct 25, 2018 AMForm 4 →Oct 29, 6:10 pm EDTARRAY BIOPHARMA INCARRYJohn A OrwinDirector35,000——0—
Oct 25, 2018 AMForm 4 →Oct 29, 6:10 pm EDTARRAY BIOPHARMA INCARRYShalini SharpDirector35,000——0—
Oct 25, 2018 AMForm 4 →Oct 29, 6:10 pm EDTARRAY BIOPHARMA INCARRYGil J Van LunsenDirector35,000——0—
Oct 26, 2018 AForm 4 →Oct 29, 6:28 pm EDTKKR & Co. Inc.KKRJoseph GrundfestDirector6,539——6,539—
Oct 25, 2018 MForm 4 →Oct 29, 6:28 pm EDTCADENCE DESIGN SYSTEMS INCCDNSJames J CowieSr. VP, General Counsel60,000——35,000—
Oct 1, 2018 AForm 4 →Oct 29, 6:35 pm EDTNEXIEN BIOPHARMA, INC.NXENAlain D BankierExecutive Chairman, Director1,000,000——500,000— late
Oct 26, 2018 AForm 4 →Oct 29, 6:35 pm EDTKKR & Co. Inc.KKRMary N DillonDirector6,539——6,539—
Oct 26, 2018 AForm 4 →Oct 29, 6:37 pm EDTKKR & Co. Inc.KKRJohn B HessDirector6,539——6,539—
Oct 26, 2018 MForm 4 →Oct 29, 6:38 pm EDTZYNGA INCZNGARegina E DuganDirector14,535——29,070—
Oct 26, 2018 MForm 4 →Oct 29, 6:40 pm EDTZYNGA INCZNGAWilliam B GordonDirector14,535——29,070—
Oct 26, 2018 AForm 4 →Oct 29, 6:41 pm EDTKKR & Co. Inc.KKRRobert W ScullyDirector6,539——6,539—
Oct 26, 2018 AForm 4 →Oct 29, 6:41 pm EDTKKR & Co. Inc.KKRDavid C DrummondDirector6,539——6,539—
Oct 26, 2018 MForm 4 →Oct 29, 6:42 pm EDTZYNGA INCZNGACarol MillsDirector14,535——29,070—
Oct 26, 2018 AForm 4 →Oct 29, 6:45 pm EDTKKR & Co. Inc.KKRPatricia F RussoDirector6,539——6,539—
Oct 26, 2018 MForm 4 →Oct 29, 6:45 pm EDTZYNGA INCZNGAMark J PincusDirector813,736——0—
Oct 26, 2018 AForm 4 →Oct 29, 6:47 pm EDTKKR & Co. Inc.KKRThomas M SchoeweDirector6,539——6,539—
Oct 26, 2018 MForm 4 →Oct 29, 6:49 pm EDTZYNGA INCZNGAJanice M RobertsDirector14,535——29,070—
Oct 26, 2018 MForm 4 →Oct 29, 6:51 pm EDTZYNGA INCZNGAEllen F SiminoffDirector14,535——29,070—
Oct 26, 2018 AForm 4 →Oct 29, 6:54 pm EDTKKR & Co. Inc.KKRXavier Bruno NielDirector6,539——6,539—
Oct 26, 2018 MForm 4 →Oct 29, 6:55 pm EDTZYNGA INCZNGALouis J Lavigne Jr.Director14,535——29,070—
Oct 26, 2018 MForm 4 →Oct 29, 6:55 pm EDTAIR LEASE CORPALSteven F Udvar-HazyExecutive Chairman, Director1,000——1,597,637— amended
Oct 25, 2018 AMForm 4 →Oct 29, 7:07 pm EDTMONOLITHIC POWER SYSTEMS INCMPWRMichael HsingCEO, Director159,265——108,000—
Oct 25, 2018 AMForm 4 →Oct 29, 7:11 pm EDTMONOLITHIC POWER SYSTEMS INCMPWRSaria TsengVP & General Counsel75,960——48,000—
Oct 25, 2018 AForm 4 →Oct 29, 7:15 pm EDTMONOLITHIC POWER SYSTEMS INCMPWRTheodore BlegenCFO48,000——48,000—
Oct 25, 2018 AMForm 4 →Oct 29, 7:16 pm EDTMONOLITHIC POWER SYSTEMS INCMPWRDeming XiaoPres. of MPS Asia Operations75,960——48,000—
Oct 25, 2018 AMForm 4 →Oct 29, 7:16 pm EDTMONOLITHIC POWER SYSTEMS INCMPWRMaurice SciammasSr. V.P.of Sales and Marketing75,960——48,000—
Oct 26, 2018 AForm 4 →Oct 29, 7:47 pm EDTVIVUS INCVVUSDavid Y NortonDirector15,000——15,000—
Oct 26, 2018 AForm 4 →Oct 29, 7:49 pm EDTVIVUS INCVVUSThomas Braxton KingDirector15,000——15,000—
Oct 26, 2018 AForm 4 →Oct 29, 7:51 pm EDTVIVUS INCVVUSJorge Plutzky M.D.Director15,000——15,000—
Oct 26, 2018 AForm 4 →Oct 29, 7:54 pm EDTVIVUS INCVVUSHerm RosenmanDirector15,000——15,000—
Oct 29, 2018 AForm 4 →Oct 29, 7:56 pm EDTGSI TECHNOLOGY INCGSITRuey-Lin LuDirector8,121——8,121—
Oct 26, 2018 AForm 4 →Oct 29, 7:56 pm EDTVIVUS INCVVUSAllan ShawDirector15,000——15,000—
Oct 26, 2018 AForm 4 →Oct 29, 7:57 pm EDTVIVUS INCVVUSEric W RobertsDirector15,000——15,000—
Oct 29, 2018 AForm 4 →Oct 29, 8:00 pm EDTGSI TECHNOLOGY INCGSITArthur O WhippleDirector14,043——14,043—
Oct 29, 2018 AForm 4 →Oct 29, 8:03 pm EDTGSI TECHNOLOGY INCGSITHong-Po HsiehDirector8,883——8,883—
Oct 29, 2018 AForm 4 →Oct 29, 8:11 pm EDTGSI TECHNOLOGY INCGSITJack A. BradleyDirector9,306——9,306—
Oct 29, 2018 AForm 4 →Oct 29, 8:14 pm EDTGSI TECHNOLOGY INCGSITE Thomas HartDirector8,967——8,967—
Oct 26, 2018 MForm 4 →Oct 29, 8:24 pm EDTKAPSTONE PAPER & PACKAGING CORPKSDavid P StorchDirector43,862——0—
Oct 26, 2018 MForm 4 →Oct 29, 8:27 pm EDTSALESFORCE COM INCCRMMark J HawkinsPresident and CFO8,221——63,776—
Oct 25, 2018 MForm 4 →Oct 29, 9:00 pm EDTTherapeuticsMD, Inc.TXMDRobert G FinizioCEO, Director184,000——736,910—
Oct 25, 2018 MForm 4 →Oct 29, 9:15 pm EDTBG Staffing, Inc.BGSFL. Allen Baker Jr.Director54,785——0— amended
Oct 26, 2018 MForm 4 →Oct 30, 9:09 am EDTLIGHTPATH TECHNOLOGIES INCLPTHJoseph J Gaynor Jr.President and CEO, Director8,451——16,903—
Oct 24, 2018 AForm 4 →Oct 30, 9:12 am EDTPCSB Financial CorpPCSBMarsha GordonDirector22,331——22,331— late
Oct 26, 2018 MForm 4 →Oct 30, 9:26 am EDTLIGHTPATH TECHNOLOGIES INCLPTHAlan SymmonsExecutive VP- Operations3,018——6,037—
Aug 13, 2018 AForm 4 →Oct 30, 9:35 am EDTurban-gro, Inc.no symbolGeorge R PullarCheif Financial Officer, Director1,000,000——1,000,000— late
Oct 26, 2018 MForm 4 →Oct 30, 9:44 am EDTLIGHTPATH TECHNOLOGIES INCLPTHDorothy M CipollaVice President2,867——5,735—
Oct 26, 2018 AForm 4 →Oct 30, 10:00 am EDTBALCHEM CORPBCPCMary Theresa CoelhoChief Financial Officer1,132——3,337—
Oct 29, 2018 MForm 4 →Oct 30, 11:01 am EDTCABOT OIL & GAS CORPCOGSteven W LindemanSr Vice Pres, South Reg & Eng8,278——0—
Oct 26, 2018 MForm 4 →Oct 30, 11:30 am EDTOVERSTOCK.COM, INCOSTKKamelia AryafarChief Algorithms Officer3,067——8,135—
Oct 26, 2018 MForm 4 →Oct 30, 11:58 am EDTKINDER MORGAN, INC.KMIRichard D KinderExecutive Chairman, Director, 10% Owner408,163——0—
Oct 26, 2018 MForm 4 →Oct 30, 11:59 am EDTKINDER MORGAN, INC.KMIDeborah MacdonaldDirector3,000——0—
Oct 26, 2018 MForm 4 →Oct 30, 12:00 pm EDTKINDER MORGAN, INC.KMIDax SandersE.V.P.; Chief Strategy Officer612——0—
Oct 26, 2018 MForm 4 →Oct 30, 12:01 pm EDTKINDER MORGAN, INC.KMISteven J KeanChief Executive Officer, Director5,102——0—
Oct 26, 2018 AForm 4 →Oct 30, 1:59 pm EDTNEXIEN BIOPHARMA, INC.NXENEvan L WasoffChief Financial Officer200,000——200,000—
Oct 26, 2018 MForm 4 →Oct 30, 2:05 pm EDTMSC INDUSTRIAL DIRECT CO INCMSMCharles BonomoSenior VP and CIO640——234—
Oct 26, 2018 MForm 4 →Oct 30, 2:13 pm EDTNETGEAR, INCNTGRMichael F FalconSVP, Operations3,500——21,500—
Oct 26, 2018 MForm 4 →Oct 30, 2:21 pm EDTMSC INDUSTRIAL DIRECT CO INCMSMKari D HeerdtSVP, Chief People Officer648——243—
Mar 4, 2016 AForm 4/A →Oct 30, 2018, 2:22 pm EDTSuperior Drilling Products, Inc.SDPIAnnette MeierPresident, Director, 10% Owner19,517——19,517— amended
Mar 18, 2016 AForm 4/A →Oct 30, 2018, 2:25 pm EDTSuperior Drilling Products, Inc.SDPIAnnette MeierPresident, Director, 10% Owner20,236——20,236—
Mar 31, 2016 AForm 4/A →Oct 30, 2018, 2:29 pm EDTSuperior Drilling Products, Inc.SDPIAnnette MeierPresident, Director, 10% Owner24,685——24,685—
Mar 4, 2016 AForm 4/A →Oct 30, 2018, 2:30 pm EDTSuperior Drilling Products, Inc.SDPIG. Troy MeierChief Executive Officer, Director, 10% Owner22,033——22,033—
Mar 18, 2016 AForm 4/A →Oct 30, 2018, 2:32 pm EDTSuperior Drilling Products, Inc.SDPIG. Troy MeierChief Executive Officer, Director, 10% Owner22,844——22,844—
Mar 31, 2016 AForm 4/A →Oct 30, 2018, 2:36 pm EDTSuperior Drilling Products, Inc.SDPIG. Troy MeierChief Executive Officer, Director, 10% Owner27,867——27,867—
Oct 26, 2018 MForm 4 →Oct 30, 2:38 pm EDTTRIMBLE INC.TRMBSachin SankpalSVP & Sector Head9,866——0—
Oct 26, 2018 MForm 4 →Oct 30, 2:47 pm EDTRAYMOND JAMES FINANCIAL INCRJFBella Loykhter AllaireExecutive Vice President-RJA27,390——0—
Oct 26, 2018 MForm 4 →Oct 30, 2:48 pm EDTRAYMOND JAMES FINANCIAL INCRJFScott A CurtisPresident - RJFS4,000——1,582—
Oct 24, 2018 AForm 4 →Oct 30, 3:55 pm EDTDESTINATION XL GROUP, INC.DXLGFrancis C ChaneSVPSupply Chain,CustomerFulfil34,160——34,160— late
Oct 22, 2018 AForm 4 →Oct 30, 3:57 pm EDTDESTINATION XL GROUP, INC.DXLGJohn F CooneyCAO, VP-Managing Director24,415——22,260— late
Oct 24, 2018 AForm 4 →Oct 30, 3:59 pm EDTDESTINATION XL GROUP, INC.DXLGJames S DaveyEVP, Chief Marketing Officer53,938——53,938— late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.