SEC Form 4 · accession 0001506307-18-000084
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Kinder
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 26, 2018
Accepted (ET)
Oct 30, 2018 · 11:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class P Common StockF2 | Oct 26, 2018 | M | 740,489 | $0.00 | A | 11,812,747 | I | By Limited Partnership |
| Class P Common Stock | holding | — | — | — | 235,212,353 | D | ||
| Class P Common StockF1 | holding | — | — | — | 61,479 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Depositary SharesF2,F3 | — | Oct 26, 2018 | M | 408,163 | D | — | — | Class P Common Stock | 740,489 | 0 | I |
Explanation of responses
- F1The reporting person disclaims any and all beneficial or pecuniary interest in the shares owned by his spouse.
- F2The reporting person disclaims 99% of any beneficial ownership of the shares owned by such limited partnership.
- F3Each Depositary Share represents 1/20th of a share of Kinder Morgan, Inc.'s 9.75% Series A Mandatory Convertible Preferred Stock, par value $0.01 per share. The Depositary Shares mandatorily converted to Class P Common Stock on October 26, 2018 at a conversion rate of 1.8142 shares of Class P Common Stock per Depositary Share.