SEC Form 4 · accession 0001179110-18-012382
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Earl
Officer — President & CEO · Director
Period of report
Oct 25, 2018
Accepted (ET)
Oct 29, 2018 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.42 | Oct 25, 2018 | A | 359,000 | A | — | Oct 25, 2028 | Common Stock | 359,000 | 359,000 | D |
Explanation of responses
- F1The option will become fully exercisable over four years with 25% of the shares vesting and becoming exercisable on October 25, 2019, and the remaining shares vesting and becoming exercisable in equal monthly installments thereafter for a period of three years.