SEC Form 4 · accession 0001127602-18-031221
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Ralph Rodgers
Officer — EVP General Counsel
Period of report
Oct 25, 2018
Accepted (ET)
Oct 29, 2018 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2018 | M | 4,433 | — | A | 30,324 | D | |
| Common Stock | Oct 25, 2018 | F | 2,198 | $44.11 | D | 28,126 | D | |
| Common StockF2 | Oct 26, 2018 | S | 2,235 | $45.66 | D | 25,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Oct 25, 2018 | M | 4,433 | D | Apr 25, 2016 | — | Common Stock | 4,433 | 4,433 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F2The transaction reported on this Form 4 was made pursuant to trading instructions adopted by the reporting person on November 3, 2017 that are intended to comply with Rule 10b5-1(c).
- F3Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 25, 2016. If the quarterly vesting date falls on a non-business date, the next business date shall apply.