SEC Form 4 · accession 0001474903-18-000121
BGSF, INC. · BGSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
L. Allen Baker Jr.
Director
Period of report
Oct 25, 2018
Accepted (ET)
Oct 29, 2018 · 9:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 17,402 | $12.50 | A | 54,187 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 5,383 | $11.00 | A | 59,570 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 6,000 | $11.00 | A | 65,570 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 6,000 | $11.00 | A | 71,570 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 4,000 | $16.76 | A | 75,570 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 4,000 | $16.76 | A | 79,570 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 4,000 | $16.76 | A | 83,570 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 4,000 | $16.76 | A | 87,570 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 4,000 | $16.76 | A | 91,570 | I | Allen and Debra Baker Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.50 | Oct 25, 2018 | M | 17,402 | D | Feb 6, 2014 | Feb 6, 2024 | Common Stock, $0.01 per share par value | 17,402 | 0 | D |
| Stock OptionsF1 | $11.00 | Oct 25, 2018 | M | 5,383 | D | Jun 9, 2017 | Jun 9, 2025 | Common Stock, $0.01 per share par value | 5,383 | 0 | D |
| Stock OptionsF1 | $11.00 | Oct 25, 2018 | M | 6,000 | D | Jun 9, 2018 | Jun 9, 2025 | Common Stock, $0.01 per share par value | 6,000 | 0 | D |
| Stock OptionsF1 | $11.00 | Oct 25, 2018 | M | 6,000 | D | Jun 9, 2019 | Jun 9, 2025 | Common Stock, $0.01 per share par value | 6,000 | 0 | D |
| Stock OptionsF1 | $16.76 | Oct 25, 2018 | M | 4,000 | D | Jun 7, 2017 | Jun 7, 2027 | Common Stock, $0.01 per share par value | 4,000 | 0 | D |
| Stock OptionsF1 | $16.76 | Oct 25, 2018 | M | 4,000 | D | Jun 7, 2018 | Jun 7, 2027 | Common Stock, $0.01 per share par value | 4,000 | 0 | D |
| Stock OptionsF1 | $16.76 | Oct 25, 2018 | M | 4,000 | D | Jun 7, 2019 | Jun 7, 2027 | Common Stock, $0.01 per share par value | 4,000 | 0 | D |
| Stock OptionsF1 | $16.76 | Oct 25, 2018 | M | 4,000 | D | Jun 7, 2020 | Jun 7, 2027 | Common Stock, $0.01 per share par value | 4,000 | 0 | D |
| Stock OptionsF1 | $16.76 | Oct 25, 2018 | M | 4,000 | D | Jun 7, 2021 | Jun 7, 2027 | Common Stock, $0.01 per share par value | 4,000 | 0 | D |
Explanation of responses
- F1Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.