Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jun 28, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

190 filings · trading day Jun 28, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 25, 2018 PForm 4 →	Jun 27, 5:09 pm EDT	ESSENTIAL PROPERTIES REALTY TRUST, INC.EPRT	Eldridge Industries, LLC +210% Owner	1,142,960	$14.00	$16,001,440	1,142,960	—
Jun 25, 2018 CMForm 4 →	Jun 27, 5:44 pm EDT	ROKU, INCROKU	Chas SmithGM, Sr. VP Roku TV & Players	261,816	$3.77	$988,275	0	—	amended
Jun 19, 2018 AForm 4 →	Jun 28, 3:10 pm EDT	SOLITARIO ZINC CORP.XPL	Christopher E HeraldPresident & CEO, Director	500,000	$0.77	$385,000	500,000	—	late
Jun 19, 2018 AForm 4 →	Jun 28, 3:18 pm EDT	SOLITARIO ZINC CORP.XPL	Walter H HuntCOO	400,000	$0.77	$308,000	400,000	—	late
Jun 26, 2018 FForm 4 →	Jun 28, 12:42 pm EDT	FNB BANCORP/CA/FNBG	Jim D BlackPresident, Director	15,692	$19.04	$298,790	0	—
Jun 26, 2018 FForm 4 →	Jun 28, 12:59 pm EDT	FNB BANCORP/CA/FNBG	Anthony J CliffordEVP/COO, Director	15,692	$19.04	$298,790	0	—
Jun 19, 2018 AForm 4 →	Jun 28, 3:29 pm EDT	SOLITARIO ZINC CORP.XPL	James R MaronickCFO	375,000	$0.77	$288,750	375,000	—	late
Jun 26, 2018 FForm 4 →	Jun 28, 1:30 pm EDT	FNB BANCORP/CA/FNBG	David A CurtisSVP/CFO	12,771	$19.16	$244,716	0	—
Jun 25, 2018 XForm 4 →	Jun 27, 4:39 pm EDT	United Financial Bancorp, Inc.UBNK	William HW Crawford IVCEO & President, Director	22,500	$10.70	$240,667	168,973	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:24 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	20,411	$9.82	$200,439	0	—
Jun 19, 2018 AForm 4 →	Jun 28, 2:48 pm EDT	SOLITARIO ZINC CORP.XPL	Brian LabadieDirector	225,000	$0.77	$173,250	225,000	—	late
Jun 19, 2018 AForm 4 →	Jun 28, 2:38 pm EDT	SOLITARIO ZINC CORP.XPL	Gil AtzmonDirector	200,000	$0.77	$154,000	592,920	—	late
Jun 19, 2018 AForm 4 →	Jun 28, 3:03 pm EDT	SOLITARIO ZINC CORP.XPL	John A LabateDirector	200,000	$0.77	$154,000	200,000	—	late
Jun 25, 2018 XForm 4 →	Jun 27, 5:02 pm EDT	Orion Group Holdings IncORN	Richard L. DaerrDirector	15,000	$6.00	$90,000	0	—
Jun 26, 2018 AForm 4 →	Jun 28, 9:35 am EDT	SCOTTS MIRACLE-GRO COSMG	James HagedornChairman and CEO, Director, 10% Owner	1,104	$81.31	$89,761	100,780	—
Jun 27, 2018 MForm 4 →	Jun 28, 1:56 pm EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	7,990	$10.64	$84,986	0	—
Jun 25, 2018 XForm 4 →	Jun 27, 5:04 pm EDT	Orion Group Holdings IncORN	Christopher James DeAlmeidaEVP & Chief Financial Officer	13,215	$4.94	$65,282	97,621	—
Jun 26, 2018 AForm 4 →	Jun 27, 7:03 pm EDT	HERITAGE FINANCIAL CORP /WA/HFWA	Kimberly T EllwangerDirector	968	$33.60	$32,525	968	—
Jun 26, 2018 AForm 4 →	Jun 27, 7:03 pm EDT	HERITAGE FINANCIAL CORP /WA/HFWA	Gragg E MillerDirector	968	$33.60	$32,525	968	—
Jun 26, 2018 AForm 4 →	Jun 27, 7:04 pm EDT	HERITAGE FINANCIAL CORP /WA/HFWA	Ann WatsonDirector	968	$33.60	$32,525	968	—
Jun 26, 2018 AForm 4 →	Jun 27, 7:04 pm EDT	HERITAGE FINANCIAL CORP /WA/HFWA	John A CleesDirector	968	$33.60	$32,525	968	—
Jun 26, 2018 AForm 4 →	Jun 27, 7:05 pm EDT	HERITAGE FINANCIAL CORP /WA/HFWA	Deborah J GavinDirector	968	$33.60	$32,525	968	—
Jun 26, 2018 AForm 4 →	Jun 27, 7:05 pm EDT	HERITAGE FINANCIAL CORP /WA/HFWA	Brian CharneskiDirector	968	$33.60	$32,525	968	—
Jun 26, 2018 AForm 4 →	Jun 27, 7:06 pm EDT	HERITAGE FINANCIAL CORP /WA/HFWA	Anthony PickeringDirector	968	$33.60	$32,525	968	—
Jun 26, 2018 AForm 4 →	Jun 27, 7:06 pm EDT	HERITAGE FINANCIAL CORP /WA/HFWA	Stephen DennisDirector	968	$33.60	$32,525	968	—
Jun 26, 2018 AForm 4 →	Jun 27, 7:07 pm EDT	HERITAGE FINANCIAL CORP /WA/HFWA	Jeffrey S LyonDirector	968	$33.60	$32,525	968	—
Jun 27, 2018 MForm 4 →	Jun 28, 1:20 pm EDT	AMERICAN SOFTWARE INCAMSWA	J Michael EdenfieldDirector	3,504	$8.81	$30,870	45,094	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:26 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	3,000	$9.71	$29,130	0	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:25 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	3,000	$9.64	$28,920	0	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:25 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	3,000	$9.31	$27,930	0	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:24 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	3,000	$9.06	$27,180	0	—
Jun 27, 2018 AForm 4 →	Jun 28, 12:28 pm EDT	Lipocine Inc.LPCN	Stephen A HillDirector	20,000	$1.33	$26,600	20,000	—
Jun 27, 2018 AForm 4 →	Jun 28, 12:28 pm EDT	Lipocine Inc.LPCN	John W. HiguchiDirector	20,000	$1.33	$26,600	20,000	—
Jun 27, 2018 AForm 4 →	Jun 28, 12:29 pm EDT	Lipocine Inc.LPCN	Richard Dana OnoDirector	20,000	$1.33	$26,600	20,000	—
Jun 27, 2018 AForm 4 →	Jun 28, 12:29 pm EDT	Lipocine Inc.LPCN	Jeffrey Arvin FinkDirector	20,000	$1.33	$26,600	20,000	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:23 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	3,000	$8.60	$25,800	0	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:24 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	3,000	$8.31	$24,930	0	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:52 pm EDT	National Commerce CorpNCOM	G Ruffner Page Jr.Director	474	$48.10	$22,812	14,589	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:26 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	2,000	$9.66	$19,320	0	—
Jun 25, 2018 XForm 4 →	Jun 27, 5:00 pm EDT	Orion Group Holdings IncORN	Peter R. BuchlerExecutive Vice President	3,200	$6.00	$19,200	198,203	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:53 pm EDT	National Commerce CorpNCOM	William Stancil StarnesDirector	396	$48.10	$19,063	4,789	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:54 pm EDT	National Commerce CorpNCOM	Temple W Tutwiler IIIDirector	387	$48.10	$18,625	4,827	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:50 pm EDT	National Commerce CorpNCOM	R Holman HeadDirector	373	$48.10	$17,937	4,641	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:25 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	2,000	$8.75	$17,500	0	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:46 pm EDT	National Commerce CorpNCOM	Bobby A BradleyDirector	352	$48.10	$16,937	4,085	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:47 pm EDT	National Commerce CorpNCOM	Thomas ColeyDirector	352	$48.10	$16,937	659	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:53 pm EDT	National Commerce CorpNCOM	Stephen A SevignyDirector	342	$48.10	$16,438	3,247	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:48 pm EDT	National Commerce CorpNCOM	Mark L DrewDirector	342	$48.10	$16,437	1,929	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:55 pm EDT	National Commerce CorpNCOM	Russell H Vandevelde IVDirector	331	$48.10	$15,937	4,236	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:51 pm EDT	National Commerce CorpNCOM	C Phillip McWaneDirector	311	$48.10	$14,937	3,453	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:12 pm EDT	BAY BANKS OF VIRGINIA INCBAYK	Julien G PattersonDirector	1,262	$9.90	$12,494	1,841	—	amended
Jun 26, 2018 AForm 4 →	Jun 27, 4:18 pm EDT	BAY BANKS OF VIRGINIA INCBAYK	Larry C TuckerDirector	1,262	$9.90	$12,494	1,841	—	amended
Jun 26, 2018 AForm 4 →	Jun 27, 4:25 pm EDT	BAY BANKS OF VIRGINIA INCBAYK	James P VanLandinghamDirector	1,262	$9.90	$12,494	2,341	—	amended
Jun 26, 2018 MForm 4 →	Jun 28, 10:26 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	1,000	$9.66	$9,660	1,000	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:24 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	1,000	$8.75	$8,750	2,000	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:55 pm EDT	National Commerce CorpNCOM	Donald F WrightOther	139	$48.10	$6,687	2,867	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:49 pm EDT	National Commerce CorpNCOM	Brian C HamiltonDirector	91	$48.10	$4,375	91	—
Jun 26, 2018 AForm 4 →	Jun 28, 9:36 am EDT	SCOTTS MIRACLE-GRO COSMG	Denise StumpEVP, Global Human Resources	30	$81.31	$2,410	5,739	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:08 pm EDT	BAY BANKS OF VIRGINIA INCBAYK	James B McNeerDirector	10	$9.90	$98	2,341	—	amended
Jun 25, 2018 AForm 4 →	Jun 27, 4:04 pm EDT	EyePoint Pharmaceuticals, Inc.EYPT	Goran AndoDirector	80,000	—	—	80,000	—
Jun 25, 2018 MForm 4 →	Jun 27, 4:06 pm EDT	FIVE BELOW, INCFIVE	Kenneth R BullCFO & Treasurer	19,204	—	—	2,316	—
Jun 25, 2018 AForm 4 →	Jun 27, 4:08 pm EDT	G1 Therapeutics, Inc.GTHX	James S. HansonGeneral Counsel	140,000	—	—	140,000	—
Jun 25, 2018 AForm 4 →	Jun 27, 4:10 pm EDT	BSQUARE CORP /WABSQR	Ryan L. VardemanDirector	25,000	—	—	25,000	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:15 pm EDT	XERIS PHARMACEUTICALS INCXERS	Redmile Group, LLC +110% Owner	3,109,796	—	—	0	—
Jun 26, 2018 AForm 4 →	Jun 27, 4:17 pm EDT	Cue Biopharma, Inc.CUE	Frederick W DriscollDirector	50,000	—	—	50,000	—
Jun 25, 2018 AForm 4 →	Jun 27, 4:19 pm EDT	Platform Specialty Products CorpPAH	Ian G H AshkenDirector	8,741	—	—	8,741	—
Jun 25, 2018 AForm 4 →	Jun 27, 4:20 pm EDT	Platform Specialty Products CorpPAH	Michael F GossDirector	8,741	—	—	8,741	—
Jun 25, 2018 AForm 4 →	Jun 27, 4:21 pm EDT	Platform Specialty Products CorpPAH	E Stanley OnealDirector	8,741	—	—	8,741	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:24 pm EDT	Magenta Therapeutics, Inc.MGTA	Alexis BorisyDirector	—	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:24 pm EDT	Magenta Therapeutics, Inc.MGTA	Jason GardnerSee Remarks, Director	122,473	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:24 pm EDT	Magenta Therapeutics, Inc.MGTA	John C. Davis Jr.Chief Medical Officer	21,459	—	—	0	—
Jun 26, 2018 MForm 4 →	Jun 27, 4:25 pm EDT	Digital Realty Trust, L.P.DLR	Joshua A. MillsSVP & General Counsel	5,000	—	—	55,783	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:25 pm EDT	Magenta Therapeutics, Inc.MGTA	Blake ByersDirector	8,628,264	—	—	0	—
Jun 25, 2018 MForm 4 →	Jun 27, 4:26 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Richard K MochulskyVP, Sales	434	—	—	433	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:27 pm EDT	Magenta Therapeutics, Inc.MGTA	Jeffrey W. AlbersDirector	10,729	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:27 pm EDT	Magenta Therapeutics, Inc.MGTA	Michael W BonneyDirector	56,454	—	—	0	—
Jun 26, 2018 MForm 4 →	Jun 27, 4:28 pm EDT	Digital Realty Trust, Inc.DLR	Joshua A. MillsSVP & General Counsel	5,000	—	—	55,783	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:28 pm EDT	Magenta Therapeutics, Inc.MGTA	Bruce BoothDirector	12,265,835	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:28 pm EDT	Magenta Therapeutics, Inc.MGTA	GV 2016 GP, L.L.C. +310% Owner	8,628,264	—	—	0	—
Jun 25, 2018 MForm 4 →	Jun 27, 4:30 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Kevin Gerard DalyChief Accounting Officer	500	—	—	500	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:30 pm EDT	Magenta Therapeutics, Inc.MGTA	Christina K. IsacsonChief Business Officer	7,527	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:30 pm EDT	Magenta Therapeutics, Inc.MGTA	Zoran ZdraveskiSee Remarks	12,000	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:30 pm EDT	Magenta Therapeutics, Inc.MGTA	Michael P. CookeChief Scientific Officer	11,292	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:31 pm EDT	Magenta Therapeutics, Inc.MGTA	Amy L RonnebergDirector	1,533,881	—	—	0	—
Jun 25, 2018 ACMForm 4 →	Jun 27, 4:31 pm EDT	VEEVA SYSTEMS INCVEEV	Matthew J WallachPresident	36,000	—	—	210,671	—
Jun 25, 2018 MForm 4 →	Jun 27, 4:32 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	David Sung LeeCFO	934	—	—	933	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:34 pm EDT	Magenta Therapeutics, Inc.MGTA	Thomas O DanielDirector	63,378	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:34 pm EDT	Magenta Therapeutics, Inc.MGTA	Third Rock Ventures IV, L.P. +210% Owner	20,443,044	—	—	0	—
Jun 25, 2018 MForm 4 →	Jun 27, 4:34 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Michael UmanskyVP, General Counsel and Sec.	666	—	—	667	—
Jun 25, 2018 MForm 4 →	Jun 27, 4:35 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Douglas Earl SchoonerChief Manufacturing Officer	800	—	—	800	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:36 pm EDT	Magenta Therapeutics, Inc.MGTA	David ScaddenDirector	72,548	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:36 pm EDT	Magenta Therapeutics, Inc.MGTA	Atlas Venture Fund X, L.P. +210% Owner	12,265,835	—	—	0	—
Jun 25, 2018 MForm 4 →	Jun 27, 4:39 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Joffe SelwynPres., CEO and Chairman, Director	3,766	—	—	3,767	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:45 pm EDT	Kezar Life Sciences, Inc.KZR	Aberdare Management Company, LLC10% Owner	136,643	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:47 pm EDT	Kezar Life Sciences, Inc.KZR	Franklin M BergerDirector	459,983	—	—	0	—
Jun 25, 2018 AForm 4 →	Jun 27, 4:49 pm EDT	Kezar Life Sciences, Inc.KZR	John Franklin FowlerCEO, Director	88,967	—	—	88,967	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:50 pm EDT	Kezar Life Sciences, Inc.KZR	Michael KauffmanDirector	10,516	—	—	0	—
Jun 25, 2018 AForm 4 →	Jun 27, 4:51 pm EDT	Kezar Life Sciences, Inc.KZR	Christopher J. KirkPresident and CSO, Director	26,690	—	—	26,690	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:53 pm EDT	Kezar Life Sciences, Inc.KZR	Morningside Venture Investments Ltd10% Owner	2,059,052	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:54 pm EDT	Kezar Life Sciences, Inc.KZR	Jean-Pierre SommadossiDirector	87,839	—	—	0	—
Jun 25, 2018 MForm 4 →	Jun 27, 4:56 pm EDT	Echo Global Logistics, Inc.ECHO	Douglas R WaggonerChief Executive Officer, Director	40,000	—	—	45,000	—
Jun 25, 2018 CMForm 4 →	Jun 27, 4:58 pm EDT	Okta, Inc.OKTA	William E LoschChief Financial Officer	45,000	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 4:58 pm EDT	XERIS PHARMACEUTICALS INCXERS	James E Flynn +510% Owner	3,114,584	—	—	0	—
Jun 25, 2018 MForm 4 →	Jun 27, 5:00 pm EDT	Walker & Dunlop, Inc.WD	Richard M LucasEVP & Gen Counsel & Secretary	20,000	—	—	16,000	—
Jun 25, 2018 AForm 4 →	Jun 27, 5:01 pm EDT	ORMAT TECHNOLOGIES, INC.ORA	Shlomi ArgasEVP, Product Segment&oprations	35,153	—	—	82,771	—
Jun 25, 2018 AForm 4 →	Jun 27, 5:01 pm EDT	ORMAT TECHNOLOGIES, INC.ORA	Yehezkel KattanCCO & General Counsel	30,403	—	—	26,667	—
Jun 25, 2018 AForm 4 →	Jun 27, 5:01 pm EDT	ORMAT TECHNOLOGIES, INC.ORA	Zvi KriegerE.V.P. Electricty Segment	35,153	—	—	82,771	—
Jun 25, 2018 AForm 4 →	Jun 27, 5:01 pm EDT	ORMAT TECHNOLOGIES, INC.ORA	Bob SullivanEVP Sales Marketing BD	30,403	—	—	118,605	—
Jun 25, 2018 AForm 4 →	Jun 27, 5:02 pm EDT	ORMAT TECHNOLOGIES, INC.ORA	Nir WolfE.V.P. Market Develop.	30,403	—	—	56,386	—
Jun 25, 2018 MForm 4 →	Jun 27, 5:04 pm EDT	GLOBUS MEDICAL INCGMED	Eric SchwartzSenior VP and General Counsel	10,000	—	—	41,000	—
Jun 25, 2018 MForm 4 →	Jun 27, 5:12 pm EDT	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	521	—	—	10,938	—
Jun 25, 2018 MForm 4 →	Jun 27, 5:14 pm EDT	HAEMONETICS CORPHAE	William P. Mr. BurkeEVP, Chief Financial Officer	5,717	—	—	17,153	—
Jun 25, 2018 MForm 4 →	Jun 27, 5:19 pm EDT	VERACYTE, INC.VCYT	Bonnie H AndersonChairman and CEO, Director	6,000	—	—	128,305	—
Jun 25, 2018 MForm 4 →	Jun 27, 5:26 pm EDT	BAXTER INTERNATIONAL INCBAX	Scott PleauSVP, Operations	27,197	—	—	6,136	—
Jun 25, 2018 AMForm 4 →	Jun 27, 5:29 pm EDT	FRESH DEL MONTE PRODUCE INCFDP	Marlene GordonSVP, General Counsel	2,400	—	—	1,600	—
Jun 25, 2018 MForm 4 →	Jun 27, 5:51 pm EDT	BLACKLINE, INC.BL	Chris MurphyChief Revenue Officer	15,000	—	—	345,000	—
Jun 26, 2018 AForm 4 →	Jun 27, 5:59 pm EDT	Xencor IncXNCR	Alan Bruce MontgomeryDirector	7,500	—	—	7,500	—
Jun 26, 2018 AForm 4 →	Jun 27, 6:01 pm EDT	Xencor IncXNCR	Kevin Charles GormanDirector	7,500	—	—	7,500	—
Jun 26, 2018 AForm 4 →	Jun 27, 6:03 pm EDT	Xencor IncXNCR	Yujiro S HataDirector	7,500	—	—	7,500	—
Jun 25, 2018 MForm 4 →	Jun 27, 6:05 pm EDT	International Stem Cell CORPISCO.OB	Sophia GarnetteVP, Legal Affairs & Operation	1,200	—	—	18,800	—
Jun 26, 2018 AForm 4 →	Jun 27, 6:07 pm EDT	Xencor IncXNCR	Richard J RanieriDirector	7,500	—	—	7,500	—
Jun 26, 2018 AForm 4 →	Jun 27, 6:09 pm EDT	Xencor IncXNCR	Kurt A GustafsonDirector	7,500	—	—	7,500	—
Jun 26, 2018 MForm 4 →	Jun 27, 6:15 pm EDT	STAGE STORES INCSSI	Steven R Williams Jr.EVP, CIO	30,000	—	—	90,000	—
May 11, 2018 XForm 4 →	Jun 27, 6:17 pm EDT	NGL Energy Partners LPNGL	Highstar Capital IV, L.P. +1Director	95,333	—	—	607,655	—	late
Jun 25, 2018 XForm 4 →	Jun 27, 6:18 pm EDT	NGL Energy Partners LPNGL	Highstar Capital IV, L.P. +1Director	133,464	—	—	850,716	—
Jun 25, 2018 CForm 4 →	Jun 27, 6:20 pm EDT	Kezar Life Sciences, Inc.KZR	Cormorant Asset Management, LP +310% Owner	1,322,909	—	—	0	—
Jun 25, 2018 MXForm 4 →	Jun 27, 6:40 pm EDT	GoDaddy Inc.GDDY	Arne JosefsbergEVP - Chief Infra/Info Officer	45,000	—	—	35,490	—
Jun 25, 2018 MForm 4 →	Jun 27, 6:52 pm EDT	Audentes Therapeutics, Inc.BOLD	Mary NewmanSVP, Regulatory Affairs	8,545	—	—	15,272	—
Jun 25, 2018 MForm 4 →	Jun 27, 7:02 pm EDT	CBS CORPCBS, CBS.A	Anthony G AmbrosioSr.EVP Chief Admin & HR Ofcr	15,679	—	—	47,038	—
Jun 25, 2018 AForm 4 →	Jun 27, 7:28 pm EDT	AMYRIS, INC.AMRS	Anthony HughesChief Accounting Officer	24,375	—	—	24,375	—
Jun 25, 2018 MForm 4 →	Jun 27, 7:32 pm EDT	BIODELIVERY SCIENCES INTERNATIONAL INCBDSI	Francis E Odonnell Jr.Director	37,500	—	—	0	—
Jun 25, 2018 MForm 4 →	Jun 27, 7:42 pm EDT	NEKTAR THERAPEUTICSNKTR	Howard W RobinPresident & CEO, Director	130,000	—	—	40,000	—
Jun 26, 2018 MForm 4 →	Jun 27, 7:53 pm EDT	ESCALADE INCESCA	David L. FethermanCEO & President, Director	2,266	—	—	4,534	—
Jun 25, 2018 MForm 4 →	Jun 27, 7:56 pm EDT	Penumbra IncPEN	Robert D. EvansEVP, Gen. Counsel & Secretary	2,537	—	—	16,297	—
Jun 25, 2018 MForm 4 →	Jun 27, 8:00 pm EDT	TRANSENTERIX INC.TRXC	Todd PopePresident and CEO, Director	360,086	—	—	61,172	—
Jun 25, 2018 MForm 4 →	Jun 27, 8:01 pm EDT	TRANSENTERIX INC.TRXC	Joseph P SlatteryEVP and CFO	536,121	—	—	9,736	—
Jun 26, 2018 AForm 4 →	Jun 27, 8:05 pm EDT	RITTER PHARMACEUTICALS INCRTTR	Andrew J RitterCEO and President	150,000	—	—	150,000	—
Jun 25, 2018 CForm 4 →	Jun 27, 8:10 pm EDT	Dolby Laboratories, Inc.DLB	Dagmar Dolby +110% Owner	100,000	—	—	8,480,617	—
Jun 26, 2018 MForm 4 →	Jun 27, 8:11 pm EDT	ESCALADE INCESCA	Stephen WawrinChief Financial Officer	1,366	—	—	2,734	—
Jun 25, 2018 MForm 4 →	Jun 27, 8:12 pm EDT	EXELIXIS, INC.EXEL	Michael MorrisseyPresident and CEO, Director	90,000	—	—	180,000	—
Jun 25, 2018 CForm 4 →	Jun 27, 8:23 pm EDT	Shake Shack Inc.SHAK	Jonathan D SokoloffDirector, 10% Owner	403,376	—	—	1,939,711	—
Jun 25, 2018 CForm 4 →	Jun 27, 8:27 pm EDT	Shake Shack Inc.SHAK	Green Equity Investors VI, L.P. +7Director, 10% Owner	403,376	—	—	131,950	—
Jun 26, 2018 MForm 4 →	Jun 27, 8:29 pm EDT	ESCALADE INCESCA	Patrick J GriffinVice President, Director, 10% Owner	566	—	—	1,134	—
Jun 26, 2018 MForm 4 →	Jun 27, 8:35 pm EDT	CYPRESS SEMICONDUCTOR CORP /DE/CY	Camillo MartinoDirector	4,949	—	—	9,898	—
Jun 25, 2018 CForm 4 →	Jun 27, 8:35 pm EDT	XERIS PHARMACEUTICALS INCXERS	Kenneth Erland JohnsonSee Remarks	4,000	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 8:35 pm EDT	XERIS PHARMACEUTICALS INCXERS	Steven PrestrelskiChief Scientific Officer	66,550	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 8:35 pm EDT	XERIS PHARMACEUTICALS INCXERS	John Patrick Shannon Jr.See Remarks	16,000	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 8:38 pm EDT	XERIS PHARMACEUTICALS INCXERS	Barry M. DeutschChief Financial Officer	3,987	—	—	0	—
Jun 25, 2018 CForm 4 →	Jun 27, 8:38 pm EDT	XERIS PHARMACEUTICALS INCXERS	Paul R EdickSee Remarks, Director	23,922	—	—	0	—
Jun 26, 2018 MForm 4 →	Jun 27, 8:41 pm EDT	CYPRESS SEMICONDUCTOR CORP /DE/CY	J Daniel McCranieDirector	4,949	—	—	9,898	—
Jun 26, 2018 AForm 4 →	Jun 27, 9:01 pm EDT	Seres Therapeutics, Inc.MCRB	Kurt GravesDirector	15,000	—	—	15,000	—
Jun 26, 2018 AForm 4 →	Jun 27, 9:02 pm EDT	Seres Therapeutics, Inc.MCRB	Dennis A AusielloDirector	15,000	—	—	15,000	—
Jun 26, 2018 AForm 4 →	Jun 27, 9:02 pm EDT	Seres Therapeutics, Inc.MCRB	Gregory BeharDirector	15,000	—	—	15,000	—
Jun 26, 2018 AForm 4 →	Jun 27, 9:03 pm EDT	Seres Therapeutics, Inc.MCRB	Noubar AfeyanDirector, 10% Owner	15,000	—	—	15,000	—
Jun 26, 2018 AForm 4 →	Jun 27, 9:05 pm EDT	Seres Therapeutics, Inc.MCRB	Lorence H. KimDirector	15,000	—	—	15,000	—
Jun 25, 2018 MForm 4 →	Jun 27, 9:06 pm EDT	Seres Therapeutics, Inc.MCRB	Roger PomerantzPresident and CEO, Director	54,503	—	—	856,938	—
Jun 26, 2018 AForm 4 →	Jun 27, 9:06 pm EDT	Seres Therapeutics, Inc.MCRB	Richard N KenderDirector	15,000	—	—	15,000	—
Jun 26, 2018 AForm 4 →	Jun 27, 9:07 pm EDT	Seres Therapeutics, Inc.MCRB	Willard H DereDirector	15,000	—	—	15,000	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:13 pm EDT	Global Eagle Entertainment Inc.ENT	Wale AdepojuEVP, Chief Strategy Officer	263,882	—	—	175,921	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:14 pm EDT	Global Eagle Entertainment Inc.ENT	Stephen BallasEVP, Gen Counsel & Secretary	263,882	—	—	175,921	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:15 pm EDT	Global Eagle Entertainment Inc.ENT	Jeffrey A LeddyExecutive Chairman, Director	659,705	—	—	439,803	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:16 pm EDT	Global Eagle Entertainment Inc.ENT	Joshua MarksChief Executive Officer, Director	1,385,381	—	—	923,587	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:18 pm EDT	Global Eagle Entertainment Inc.ENT	Per NorenEVP, Chief Commercial Officer	659,705	—	—	439,803	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:19 pm EDT	Global Eagle Entertainment Inc.ENT	Paul RaineyChief Financial Officer	362,838	—	—	241,892	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:20 pm EDT	Global Eagle Entertainment Inc.ENT	Sarlina SeeChief Accounting Officer	164,926	—	—	109,951	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:21 pm EDT	Global Eagle Entertainment Inc.ENT	Stephen HaskerDirector	16,835	—	—	16,835	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:21 pm EDT	Global Eagle Entertainment Inc.ENT	Robert W RedingDirector	16,835	—	—	16,835	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:22 pm EDT	Global Eagle Entertainment Inc.ENT	Jeffrey SaganskyDirector	16,835	—	—	16,835	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:22 pm EDT	Global Eagle Entertainment Inc.ENT	Edward ShapiroDirector	16,835	—	—	16,835	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:23 pm EDT	Global Eagle Entertainment Inc.ENT	Harry SloanDirector	16,835	—	—	16,835	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:23 pm EDT	Global Eagle Entertainment Inc.ENT	Ronald StegerDirector	16,835	—	—	16,835	—
Jun 25, 2018 CForm 4 →	Jun 27, 9:31 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	285,000	—	—	365,374,567	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:38 pm EDT	Global Eagle Entertainment Inc.ENT	Eric SondagDirector	21,044	—	—	4,209	—
Jun 25, 2018 AForm 4 →	Jun 27, 9:39 pm EDT	Global Eagle Entertainment Inc.ENT	Eric Louis ZinterhoferDirector	21,044	—	—	4,209	—
Jun 27, 2018 CForm 4 →	Jun 27, 9:48 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	142,500	—	—	365,232,067	—
Jun 26, 2018 MForm 4 →	Jun 28, 6:29 am EDT	APTARGROUP INCATR	Salim HaffarSegment President	10,514	—	—	0	—
Jun 26, 2018 MForm 4 →	Jun 28, 8:00 am EDT	MISONIX INCMSON	Charles MinerDirector	15,000	—	—	0	—
Jun 25, 2018 CForm 4/A →	Jun 28, 8:47 am EDT	XERIS PHARMACEUTICALS INCXERS	Palmetto Partners, Ltd. +210% Owner	3,491,108	—	—	0	—
Jun 26, 2018 MForm 4 →	Jun 28, 9:35 am EDT	BRADY CORPBRC	Bentley CurranCIO & VP - Digital Business	13,790	—	—	0	—
Jun 26, 2018 AForm 4 →	Jun 28, 10:06 am EDT	MCCORMICK & CO INCMKC	Nneka Louise RimmerSr. VP Corp Strategy & Develop	9,705	—	—	9,705	—
Jun 26, 2018 MForm 4 →	Jun 28, 10:13 am EDT	LendingTree, Inc.TREE	Douglas R LebdaChairman & CEO, Director, 10% Owner	14,750	—	—	221,100	—
Jun 14, 2018 PForm 4 →	Jun 28, 10:49 am EDT	Applied Minerals, Inc.AMNL	John F LevyDirector	125,000	—	—	1,858,670	—	late
Jun 27, 2018 AForm 4 →	Jun 28, 12:03 pm EDT	QUALCOMM INC/DEQCOM	Mark FieldsDirector	2,819	—	—	2,819	—
Jun 27, 2018 AForm 4 →	Jun 28, 12:03 pm EDT	QUALCOMM INC/DEQCOM	Neil SmitDirector	2,819	—	—	2,819	—
Jun 26, 2018 MForm 4 →	Jun 28, 12:13 pm EDT	UMH PROPERTIES, INC.UMH	Anna T ChewChief Financial Officer, Director	10,000	—	—	30,000	—
Jun 24, 2018 ADForm 4 →	Jun 28, 1:14 pm EDT	Aqua Metals, Inc.AQMS	Interstate Batteries, Inc.10% Owner	1,404,494	—	—	702,247	—	late
Jun 27, 2018 MForm 4 →	Jun 28, 1:51 pm EDT	DARDEN RESTAURANTS INCDRI	Eugene I Lee Jr.President and CEO, Director	60,973	—	—	0	—
Jun 25, 2018 AForm 4 →	Jun 28, 2:21 pm EDT	ROCKET PHARMACEUTICALS, INC.RCKT	John MilitelloSee Remarks	10,000	—	—	10,000	—	late
Jun 22, 2018 MForm 4 →	Jun 28, 2:29 pm EDT	CHARTER FINANCIAL CORPCHFN	Curti M. JohnsonSVP and General Counsel, Director	85,504	—	—	112,729	—	late
Jun 22, 2018 MForm 4 →	Jun 28, 2:29 pm EDT	CHARTER FINANCIAL CORPCHFN	Robert Lee JohnsonCEO, Director	118,078	—	—	12,221	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.