SEC Form 4 · accession 0001209191-18-039666
Kezar Life Sciences, Inc. · KZR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aberdare Management Company, LLC
10% Owner
Period of report
Jun 25, 2018
Accepted (ET)
Jun 27, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645666
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 25, 2018 | C | 105,162 | — | A | 105,162 | D | |
| Common StockF1,F2 | Jun 25, 2018 | C | 31,481 | — | A | 136,643 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF2,F1 | — | Jun 25, 2018 | C | 105,162 | D | — | — | Common Stock | 105,162 | 0 | D |
| Series B Convertible Preferred StockF2,F1 | — | Jun 25, 2018 | C | 31,481 | D | — | — | Common Stock | 31,481 | 0 | D |
Explanation of responses
- F1Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock was convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, had no expiration date and converted into shares of Common Stock upon the closing of the Issuer's initial public offering.
- F2The members of Aberdare Management Company, LLC are Paul H. Klingenstein and Kathleen R. Bole.