SEC Form 4 · accession 0001192482-18-000322
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth R Bull
Officer — CFO & Treasurer
Period of report
Jun 25, 2018
Accepted (ET)
Jun 27, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 25, 2018 | M | 3,750 | $39.70 | A | 72,990 | D | |
| Common Stock | Jun 25, 2018 | S | 3,750 | $99.00 | D | 69,240 | D | |
| Common Stock | Jun 25, 2018 | M | 2,348 | $38.71 | A | 71,588 | D | |
| Common Stock | Jun 25, 2018 | S | 2,348 | $99.00 | D | 69,240 | D | |
| Common Stock | Jun 25, 2018 | M | 10,790 | $28.58 | A | 80,030 | D | |
| Common Stock | Jun 25, 2018 | S | 10,790 | $99.00 | D | 69,240 | D | |
| Common Stock | Jun 25, 2018 | M | 2,316 | $39.30 | A | 71,556 | D | |
| Common Stock | Jun 25, 2018 | S | 2,316 | $99.00 | D | 69,240 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $39.70 | Jun 25, 2018 | M | 3,750 | D | — | Jul 18, 2023 | Common Stock | 3,750 | 3,750 | D |
| Stock Option (right to buy)F1 | $38.71 | Jun 25, 2018 | M | 2,348 | D | — | Jun 24, 2024 | Common Stock | 2,348 | 2,348 | D |
| Stock Option (right to buy)F2 | $28.58 | Jun 25, 2018 | M | 10,790 | D | — | Mar 10, 2025 | Common Stock | 10,790 | 10,790 | D |
| Stock Option (right to buy)F3 | $39.30 | Jun 25, 2018 | M | 2,316 | D | — | Mar 11, 2026 | Common Stock | 2,316 | 2,316 | D |
Explanation of responses
- F1Stock options are fully vested and exercisable.
- F250% of the option grant vested and became exercisable on March 10, 2017, 25% of the option grant vested and became exercisable on March 10, 2018 and the remaining 25% of the option grant will vest and become exercisable on March 10, 2019.
- F350% of the option grant vested and became exercisable on March 11, 2018, and the remaining 50% will vest and become exercisbale in 25% increments on March 11, 2019 and March 11, 2020.