SEC Form 4 · accession 0001678065-18-000003
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Pleau
Officer — SVP, Operations
Period of report
Jun 25, 2018
Accepted (ET)
Jun 27, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Jun 25, 2018 | M | 27,197 | $46.18 | A | 47,363 | D | |
| Common Stock, $1 par valueF2 | Jun 25, 2018 | S | 27,197 | $73.57 | D | 20,166 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $46.18 | Jun 25, 2018 | M | 27,197 | D | Sep 1, 2017 | Sep 1, 2026 | Common Stock, $1 par value | 27,197 | 6,136 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Pleau with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Pleau.
- F2Price reflects weighted average sales price. Range of prices for transactions are $73.13 through $74.11. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.