SEC Form 4 · accession 0000899243-18-018572
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Lee Johnson
Officer — CEO · Director
Period of report
Jun 22, 2018
Accepted (ET)
Jun 28, 2018 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2018 | M | 67,947 | $8.82 | A | 278,939 | D | |
| Common Stock | Jun 22, 2018 | M | 50,131 | $8.18 | A | 329,070 | D | |
| Common Stock | Jun 22, 2018 | F | 56,610 | $25.04 | D | 272,460 | D | |
| Common Stock | holding | — | — | — | 3,117 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 11,253 | I | As Custodian for Children | |
| Common Stock | holding | — | — | — | 28,156 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 20,580 | I | By ESOP | |
| Common Stock | holding | — | — | — | 9,808 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $8.82 | Jun 22, 2018 | M | 67,947 | D | Jan 27, 2014 | Jan 27, 2019 | Common Stock | 67,947 | 24,338 | D |
| Stock Options | $8.18 | Jun 22, 2018 | M | 50,131 | D | Jun 22, 2013 | Jun 22, 2020 | Common Stock | 50,131 | 12,221 | D |
Explanation of responses
- F1Reflects shares acquired since the Reporting Person's last Form 4 filing.