SEC Form 4 · accession 0000899243-18-018571
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curti M. Johnson
Officer — SVP and General Counsel · Director
Period of report
Jun 22, 2018
Accepted (ET)
Jun 28, 2018 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2018 | M | 6,235 | $8.82 | A | 79,578 | D | |
| Common Stock | Jun 22, 2018 | M | 6,235 | $8.18 | A | 85,813 | D | |
| Common Stock | Jun 22, 2018 | M | 73,034 | $10.89 | A | 158,847 | D | |
| Common Stock | Jun 22, 2018 | F | 48,777 | $25.04 | D | 110,070 | D | |
| Common Stock | holding | — | — | — | 809 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 7,513 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 4,994 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $8.82 | Jun 22, 2018 | M | 6,235 | D | Jan 27, 2014 | Jan 27, 2019 | Common Stock | 6,235 | 0 | D |
| Stock Options | $8.18 | Jun 22, 2018 | M | 6,235 | D | Jun 22, 2015 | Jun 22, 2020 | Common Stock | 6,235 | 0 | D |
| Stock Options | $10.89 | Jun 22, 2018 | M | 73,034 | D | Dec 16, 2014 | Dec 15, 2023 | Common Stock | 73,034 | 112,729 | D |
Explanation of responses
- F1Reflects shares acquired since the Reporting Person's last Form 4 filing.