SEC Form 4 · accession 0001562180-18-003104
AMERICAN SOFTWARE INC · AMSWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Newberry V
Director
Period of report
Jun 26, 2018
Accepted (ET)
Jun 28, 2018 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000713425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2018 | M | 1,010 | $10.43 | A | 1,010 | D | |
| Common Stock | Jun 26, 2018 | S | 1,010 | $15.08 | D | 0 | D | |
| Common Stock | Jun 26, 2018 | M | 3,000 | $11.03 | A | 3,000 | D | |
| Common Stock | Jun 26, 2018 | S | 3,000 | $15.08 | D | 0 | D | |
| Common Stock | Jun 26, 2018 | M | 3,000 | $10.23 | A | 3,000 | D | |
| Common Stock | Jun 26, 2018 | S | 3,000 | $15.08 | D | 0 | D | |
| Common Stock | Jun 26, 2018 | M | 3,000 | $10.08 | A | 3,000 | D | |
| Common Stock | Jun 26, 2018 | S | 3,000 | $15.08 | D | 0 | D | |
| Common Stock | Jun 26, 2018 | M | 3,000 | $9.14 | A | 3,000 | D | |
| Common Stock | Jun 26, 2018 | S | 3,000 | $15.199 | D | 0 | D | |
| Common Stock | Jun 26, 2018 | M | 3,000 | $9.73 | A | 3,000 | D | |
| Common Stock | Jun 26, 2018 | S | 3,000 | $15.199 | D | 0 | D | |
| Common Stock | Jun 26, 2018 | M | 1,401 | $8.29 | A | 1,401 | D | |
| Common Stock | Jun 26, 2018 | S | 1,401 | $15.199 | D | 0 | D | |
| Common Stock | Jun 26, 2018 | M | 3,000 | $9.22 | A | 3,000 | D | |
| Common Stock | Jun 26, 2018 | S | 3,000 | $15.199 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $11.03 | Jun 26, 2018 | M | 3,000 | D | Jul 29, 2017 | Jul 29, 2022 | Common Stock | 3,000 | 0 | D |
| Stock Option | $10.43 | Jun 26, 2018 | M | 1,010 | D | Oct 31, 2017 | Oct 31, 2022 | Common Stock | 1,010 | 0 | D |
| Stock Option | $10.23 | Jun 26, 2018 | M | 3,000 | D | Oct 30, 2016 | Oct 30, 2021 | Common Stock | 3,000 | 0 | D |
| Stock Option | $10.08 | Jun 26, 2018 | M | 3,000 | D | Jan 31, 2015 | Jan 31, 2020 | Common Stock | 3,000 | 0 | D |
| Stock Option | $9.73 | Jun 26, 2018 | M | 3,000 | D | Jan 29, 2017 | Jan 29, 2022 | Common Stock | 3,000 | 0 | D |
| Stock Option | $9.22 | Jun 26, 2018 | M | 3,000 | D | Jul 31, 2016 | Jul 31, 2021 | Common Stock | 3,000 | 0 | D |
| Stock Option | $9.14 | Jun 26, 2018 | M | 3,000 | D | Apr 29, 2017 | Apr 29, 2022 | Common Stock | 3,000 | 0 | D |
| Stock Option | $8.29 | Jun 26, 2018 | M | 1,401 | D | Jan 30, 2016 | Jan 30, 2021 | Common Stock | 1,401 | 0 | D |
Explanation of responses
- F1On June 26,2018, the Reporting Person converted 1,010 options into an equal number of shares of Class A Common Stock.
- F2On June 26, 2018, the Reporting Person converted 3,000 options into an equal number of shares of Class A Common Stock.
- F3On June 26, 2018, the Reporting Person sold 3,000 shares of Class A Common stock.
- F4On June 26, 2018, the Reporting Person sold 3,000 shares of Class A Common stock.
- F5On June 26,2018, the Reporting Person sold 3,000 shares of Class A Common stock.
- F6On June 26, 2018, the Reporting Person converted 1,401 options into an equal number of shares of Class A Common Stock.
- F7On June 26, 2018, the Reporting Person sold 1,401 shares of Class A Common stock.
- F8On June 26, 2018, the Reporting Person converted 1,010 options into an equal number of shares of Class A Common Stock.
- F9On June 26,2018, the Reporting Person converted 3,000 options into an equal number of shares of Class A Common Stock.