Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 10, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

110 filings · trading day Oct 10, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 6, 2017 DForm 4 →	Oct 10, 11:07 am EDT	CHARTER COMMUNICATIONS, INC. /MO/CHTR	ADVANCE/NEWHOUSE PARTNERSHIP +4Director, 10% Owner	641,133	$371.29	$238,046,272	25,048,253	—
Oct 6, 2017 CForm 4 →	Oct 10, 9:35 am EDT	CENTRAL FEDERAL CORPCFBK	Edward W CochranDirector	28,000	$25.00	$700,000	0	—
Oct 6, 2017 CForm 4 →	Oct 10, 9:36 am EDT	CENTRAL FEDERAL CORPCFBK	James H Frauenberg IIDirector	28,000	$25.00	$700,000	0	—
Oct 6, 2017 CForm 4 →	Oct 10, 9:27 am EDT	CENTRAL FEDERAL CORPCFBK	Timothy T O'DellCEO, Director	26,400	$25.00	$660,000	0	—
Oct 6, 2017 MForm 4 →	Oct 10, 3:12 pm EDT	SAUL CENTERS INCBFS	Steven N. CoreySenior VP - Office Leasing	11,250	$49.72	$559,388	7,500	—
Oct 9, 2017 XForm 4 →	Oct 10, 12:44 pm EDT	ICU MEDICAL INC/DEICUI	Joseph R SaucedoDirector	9,000	$37.00	$333,030	0	—
Oct 5, 2017 MForm 4 →	Oct 10, 3:27 pm EDT	SAUL CENTERS INCBFS	Christopher NetterSr. Vice Pres.-Retail Leasing	4,000	$44.42	$177,680	7,500	—	late
Oct 10, 2017 DForm 4 →	Oct 10, 11:24 am EDT	MaxPoint Interactive, Inc.MXPT	Thomas William Alvey IIIGeneral Counsel, CPO	20,000	$13.86	$127,041	0	—
Oct 6, 2017 CForm 4 →	Oct 10, 9:31 am EDT	CENTRAL FEDERAL CORPCFBK	Robert H MilbourneDirector	3,600	$25.00	$90,000	0	—
Oct 6, 2017 AForm 4 →	Oct 10, 3:17 pm EDT	SHERWIN WILLIAMS COSHW	Susan J KropfDirector	75	$383.47	$28,749	16,917	—
Oct 6, 2017 CForm 4 →	Oct 10, 9:40 am EDT	CENTRAL FEDERAL CORPCFBK	Robert E HoewelerDirector	1,000	$25.00	$25,000	0	—
Sep 15, 2017 JPForm 4 →	Oct 10, 9:24 am EDT	OLD NATIONAL BANCORP /IN/ONB	Linda Elaine WhiteDirector	1,234	$17.72	$21,868	54,144	—	late
Oct 6, 2017 CForm 4 →	Oct 10, 9:29 am EDT	CENTRAL FEDERAL CORPCFBK	John W Helmsdoerfer Jr.CFO, EXEC VP & TREASURER	800	$25.00	$20,000	0	—
Oct 10, 2017 DForm 4 →	Oct 10, 11:26 am EDT	MaxPoint Interactive, Inc.MXPT	Brad R SchomberChief Financial Officer	68,000	$13.86	$16,452	0	—
Oct 6, 2017 AForm 4 →	Oct 10, 10:11 am EDT	GIBRALTAR INDUSTRIES, INC.ROCK	Jane L. CorwinDirector	348	$35.94	$12,500	6,835	—
Oct 6, 2017 AForm 4 →	Oct 10, 10:11 am EDT	GIBRALTAR INDUSTRIES, INC.ROCK	Sharon M BradyDirector	348	$35.94	$12,500	4,518	—
Oct 6, 2017 CForm 4 →	Oct 10, 9:33 am EDT	CENTRAL FEDERAL CORPCFBK	Thomas P AshDirector	400	$25.00	$10,000	0	—
Sep 28, 2017 SForm 4/A →	Oct 10, 6:04 am EDT	HALCON RESOURCES CORPHK	FRANKLIN RESOURCES INC10% Owner	11,650	$0.55	$6,408	415,208	—
Oct 6, 2017 AForm 4 →	Oct 10, 10:11 am EDT	GIBRALTAR INDUSTRIES, INC.ROCK	James B NishDirector	174	$35.94	$6,250	3,852	—
Oct 6, 2017 AForm 4 →	Oct 10, 10:11 am EDT	GIBRALTAR INDUSTRIES, INC.ROCK	Craig A HindmanDirector	87	$35.94	$3,125	7,213	—
Oct 5, 2017 AForm 4 →	Oct 10, 2:37 pm EDT	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamChairman and CEO, Director	216	$14.20	$3,070	360,726	—	late
Oct 6, 2017 AForm 4 →	Oct 10, 9:40 am EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Roger C HochschildDirector	45	$66.65	$2,999	6,414	—
Oct 6, 2017 AForm 4 →	Oct 10, 9:41 am EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Scott MillsDirector	34	$66.65	$2,253	2,026	—
Oct 5, 2017 AForm 4 →	Oct 10, 2:39 pm EDT	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	140	$14.20	$1,985	75,319	—	late
Oct 5, 2017 AForm 4 →	Oct 10, 2:40 pm EDT	VERIZON COMMUNICATIONS INCVZ	John G StrattonEVP&Pres - Global Operations	111	$14.20	$1,569	128,503	—	late
Oct 5, 2017 AForm 4 →	Oct 10, 2:41 pm EDT	VERIZON COMMUNICATIONS INCVZ	Marni M WaldenEVP&Pres - Global Media	111	$14.20	$1,569	209,336	—	late
Oct 6, 2017 AForm 4 →	Oct 10, 9:40 am EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Dennis H FerroDirector	23	$66.65	$1,500	19,207	—
Oct 5, 2017 AForm 4 →	Oct 10, 2:38 pm EDT	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	86	$14.20	$1,223	69,286	—	late
Oct 5, 2017 AForm 4 →	Oct 10, 2:37 pm EDT	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	78	$14.20	$1,108	12,350	—	late
Oct 6, 2017 AForm 4 →	Oct 10, 9:41 am EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Elizabeth E TallettDirector	11	$66.65	$753	6,653	—
Oct 5, 2017 AForm 4 →	Oct 10, 2:39 pm EDT	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	32	$14.20	$450	50,131	—	late
Oct 6, 2017 AForm 4 →	Oct 10, 9:42 am EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	6	$66.65	$427	6,656	—
Oct 6, 2017 PForm 4 →	Oct 10, 11:04 am EDT	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	21	$18.40	$386	1,212	—
Oct 6, 2017 PForm 4 →	Oct 10, 11:04 am EDT	OLD NATIONAL BANCORP /IN/ONB	Kendra L VanzoASSOC ENGAGEMENT & INTEGRATION	14	$18.40	$258	3,138	—
Oct 6, 2017 AForm 4 →	Oct 10, 10:53 am EDT	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	4	$57.13	$245	666	—
Oct 6, 2017 PForm 4 →	Oct 10, 11:04 am EDT	OLD NATIONAL BANCORP /IN/ONB	Christopher A WolkingSEVP - CAPITAL MARKETS	2	$18.40	$37	6,109	—
Oct 2, 2017 MForm 4 →	Oct 10, 6:00 am EDT	JMP GROUP LLCJMP	Jonathan M OrszagDirector	2,431	—	—	2,431	—	late
Oct 2, 2017 MForm 4 →	Oct 10, 6:00 am EDT	JMP GROUP LLCJMP	Glenn H TongueDirector	3,242	—	—	3,242	—	late
Oct 2, 2017 MForm 4 →	Oct 10, 6:00 am EDT	JMP GROUP LLCJMP	Kenneth M KarminDirector	3,647	—	—	3,647	—	late
Oct 2, 2017 MForm 4 →	Oct 10, 6:00 am EDT	JMP GROUP LLCJMP	David M DiPietroDirector	2,431	—	—	2,431	—	late
Oct 2, 2017 MForm 4 →	Oct 10, 6:00 am EDT	JMP GROUP LLCJMP	Harry Mark LunenburgDirector	2,836	—	—	2,837	—	late
Oct 6, 2017 MForm 4 →	Oct 10, 6:01 am EDT	SEMTECH CORPSMTC	Asaf SilbersteinSVP	2,500	—	—	0	—
Oct 5, 2017 AForm 4 →	Oct 10, 6:06 am EDT	PAR PACIFIC HOLDINGS, INC.PARR	Walter A Dods Jr.Director	753	—	—	753	—	late
Oct 5, 2017 AForm 4 →	Oct 10, 6:09 am EDT	PAR PACIFIC HOLDINGS, INC.PARR	L Melvin CooperDirector	753	—	—	753	—	late
Oct 5, 2017 AForm 4 →	Oct 10, 6:16 am EDT	PAR PACIFIC HOLDINGS, INC.PARR	Robert S SilbermanDirector	753	—	—	753	—	late
Oct 5, 2017 AForm 4 →	Oct 10, 6:22 am EDT	PAR PACIFIC HOLDINGS, INC.PARR	Melvyn N KleinDirector	1,205	—	—	1,205	—	late
Oct 9, 2017 MForm 4 →	Oct 10, 8:00 am EDT	Yum China Holdings, Inc.YUMC	Danny TanChief Support Officer	2,905	—	—	0	—
Oct 9, 2017 AForm 4 →	Oct 10, 8:01 am EDT	MCCLATCHY COMNI	Scott ManuelVP Digital Product/Technology	2,000	—	—	2,000	—
Oct 6, 2017 XForm 4 →	Oct 10, 8:01 am EDT	PRECISION OPTICS CORPORATION, INC.PEYE	Hershey Strategic Capital, LP +210% Owner	62,500	—	—	0	—
Oct 5, 2017 AForm 4 →	Oct 10, 8:30 am EDT	Calumet Specialty Products Partners, L.P.CLMT	Christopher H BohnertChief Accounting Officer	28,000	—	—	28,000	—	late
Oct 6, 2017 MForm 4 →	Oct 10, 8:52 am EDT	Ally Financial Inc.ALLY	Jeffrey Jonathan BrownChief Executive Officer, Director	498	—	—	2,986	—
Oct 6, 2017 MForm 4 →	Oct 10, 8:53 am EDT	Ally Financial Inc.ALLY	David J DebrunnerVP, CAO, Controller	124	—	—	740	—
Oct 6, 2017 MForm 4 →	Oct 10, 8:53 am EDT	Ally Financial Inc.ALLY	Christopher A HalmyChief Financial Officer	242	—	—	1,452	—
Oct 6, 2017 MForm 4 →	Oct 10, 8:53 am EDT	Ally Financial Inc.ALLY	Diane E. MoraisPresident, Ally Bank	277	—	—	1,660	—
Oct 6, 2017 MForm 4 →	Oct 10, 8:54 am EDT	Ally Financial Inc.ALLY	Timothy M. RussiPresident, Auto Finance	304	—	—	1,825	—
Oct 6, 2017 MForm 4 →	Oct 10, 8:57 am EDT	BELDEN INC.BDC	John S StroupChairman, President and CEO, Director	34,147	—	—	0	—
Oct 10, 2017 CForm 4 →	Oct 10, 9:40 am EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	James E Flynn +510% Owner	5,337,036	—	—	0	—
Oct 8, 2017 MForm 4 →	Oct 10, 9:46 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Chan Pin ChongSenior Vice President	1,309	—	—	0	—
Oct 8, 2017 MForm 4 →	Oct 10, 9:50 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Jonathan ChouExecutive Vice President, CFO	19,643	—	—	0	—
Oct 8, 2017 MForm 4 →	Oct 10, 9:53 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Irene LeeSenior Vice President	6,933	—	—	0	—
Oct 8, 2017 MForm 4 →	Oct 10, 9:57 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Deepak SoodVice President	6,933	—	—	0	—
Oct 8, 2017 MForm 4 →	Oct 10, 10:01 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Lester A WongSenior Vice President	6,933	—	—	0	—
Oct 8, 2017 MForm 4 →	Oct 10, 10:03 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Nelson MunPun WongVice President	4,622	—	—	0	—
Sep 30, 2017 AForm 4 →	Oct 10, 10:21 am EDT	Skyline Medical Inc.SKLN	J Melville EngleDirector	3,440	—	—	3,440	—	late
Sep 30, 2017 AForm 4 →	Oct 10, 10:22 am EDT	Skyline Medical Inc.SKLN	Timothy A KrochukDirector	3,440	—	—	3,440	—	late
Sep 30, 2017 AForm 4 →	Oct 10, 10:22 am EDT	Skyline Medical Inc.SKLN	Thomas J. McGoldrickDirector	3,440	—	—	3,440	—	late
Sep 30, 2017 AForm 4 →	Oct 10, 10:23 am EDT	Skyline Medical Inc.SKLN	Richard L GabrielDirector	3,440	—	—	3,440	—	late
Sep 30, 2017 AForm 4 →	Oct 10, 10:23 am EDT	Skyline Medical Inc.SKLN	Andrew P. RedingDirector	3,440	—	—	3,440	—	late
Oct 5, 2017 MForm 4 →	Oct 10, 11:17 am EDT	ALLSTATE CORPALL	Mary Jane FortinOther	14,608	—	—	29,216	—	late
Oct 10, 2017 DForm 4 →	Oct 10, 11:24 am EDT	MaxPoint Interactive, Inc.MXPT	Kurt CarlsonChief Technology Officer	37,500	—	—	0	—
Oct 10, 2017 DForm 4 →	Oct 10, 11:25 am EDT	MaxPoint Interactive, Inc.MXPT	Kevin DulskyDirector	4,500	—	—	0	—
Oct 1, 2017 ADForm 4 →	Oct 10, 11:25 am EDT	Lifeloc Technologies, IncLCTC	Wayne WillkommCEO and President, Director	100,000	—	—	50,000	—	late
Oct 10, 2017 DForm 4 →	Oct 10, 11:25 am EDT	MaxPoint Interactive, Inc.MXPT	Joseph EppersonPresident, CEO, Chairman, Director	75,000	—	—	0	—
Oct 10, 2017 DForm 4 →	Oct 10, 11:25 am EDT	MaxPoint Interactive, Inc.MXPT	Lynnette FrankDirector	4,500	—	—	0	—
Oct 10, 2017 DForm 4 →	Oct 10, 11:26 am EDT	MaxPoint Interactive, Inc.MXPT	Gretchen JoyceChief Operating Officer	43,750	—	—	0	—
Oct 6, 2017 MForm 4 →	Oct 10, 11:37 am EDT	BARD C R INC /NJ/BCR	Timothy P CollinsGroup President	8,388	—	—	268	—
Sep 28, 2017 MForm 4/A →	Oct 10, 11:53 am EDT	Lumentum Holdings Inc.LITE	Vincent RetortEVP and COO	30,706	—	—	0	—
Oct 9, 2017 MForm 4 →	Oct 10, 12:12 pm EDT	WestRock CoWRK	John A Luke Jr.Director	10,343	—	—	13,561	—
Oct 5, 2017 MForm 4 →	Oct 10, 12:37 pm EDT	ORACLE CORPORCL	Dorian DaleyEVP, Gen'l Counsel, Secretary	12,500	—	—	12,500	—	late
Oct 5, 2017 MForm 4 →	Oct 10, 12:52 pm EDT	DUCOMMUN INC /DE/DCO	Anthony J ReardonDirector	9,375	—	—	0	—	late
Oct 5, 2017 MForm 4 →	Oct 10, 1:40 pm EDT	PATRIOT TRANSPORTATION HOLDING, INC.PATI	Matthew C. McNultyVice President and CFO	9,420	—	—	9,420	—	late
Oct 6, 2017 DForm 4 →	Oct 10, 2:09 pm EDT	ATWOOD OCEANICS INCATW	John K GidleyVP, Health Safety & Environ.	88,572	—	—	0	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:14 pm EDT	ATWOOD OCEANICS INCATW	Jeffrey Allen MillerDirector	28,532	—	—	0	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:16 pm EDT	ATWOOD OCEANICS INCATW	Walter A BakerSr Vice Pres., General Counsel	185,368	—	—	0	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:19 pm EDT	ATWOOD OCEANICS INCATW	Hans HelmerichDirector	22,497	—	—	0	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:19 pm EDT	ATWOOD OCEANICS INCATW	Jack E GoldenDirector	31,737	—	—	0	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:20 pm EDT	ATWOOD OCEANICS INCATW	George S DotsonDirector	19,157	—	—	0	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:24 pm EDT	ATWOOD OCEANICS INCATW	Stuart D AllenSee Remarks	121,876	—	—	0	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:25 pm EDT	ATWOOD OCEANICS INCATW	Evelyn Adele NordinVice President & Treasurer	78,030	—	—	0	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:26 pm EDT	ATWOOD OCEANICS INCATW	Robert J. SaltielPresident & CEO	736,699	—	—	0	—
Sep 30, 2017 MForm 4 →	Oct 10, 2:26 pm EDT	SCOTTS MIRACLE-GRO COSMG	Thomas Randal ColemanEVP and CFO	2,334	—	—	0	—	late
Oct 6, 2017 DForm 4 →	Oct 10, 2:28 pm EDT	ATWOOD OCEANICS INCATW	Phil D WedemeyerDirector	36,035	—	—	0	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:28 pm EDT	ATWOOD OCEANICS INCATW	Barry Michael SmithSr. VP - Technical Services	191,816	—	—	0	—
Oct 6, 2017 AForm 4 →	Oct 10, 2:31 pm EDT	CYNERGISTEK, INCCTEK	John D AboucharDirector	25,000	—	—	25,000	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:32 pm EDT	ATWOOD OCEANICS INCATW	Mark K MonroeSee Remarks	124,752	—	—	0	—
Oct 6, 2017 AForm 4 →	Oct 10, 2:32 pm EDT	CYNERGISTEK, INCCTEK	Drexel Gravid Deford Jr.Director	10,000	—	—	10,000	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:33 pm EDT	ATWOOD OCEANICS INCATW	Mark W. SmithSVP & Chief Financial Officer	194,115	—	—	0	—
Oct 6, 2017 AForm 4 →	Oct 10, 2:33 pm EDT	CYNERGISTEK, INCCTEK	Judith Finger KrandelDirector	10,000	—	—	10,000	—
Oct 6, 2017 AForm 4 →	Oct 10, 2:35 pm EDT	CYNERGISTEK, INCCTEK	Mark Daniel RobersonDirector	15,000	—	—	15,000	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:35 pm EDT	ATWOOD OCEANICS INCATW	Arthur McGinnis PolhamusSr. Vice President, Operations	196,985	—	—	0	—
Oct 6, 2017 AForm 4 →	Oct 10, 2:36 pm EDT	CYNERGISTEK, INCCTEK	Theresa Zak MeadowsDirector	10,000	—	—	10,000	—
Oct 6, 2017 DForm 4 →	Oct 10, 2:42 pm EDT	ATWOOD OCEANICS INCATW	James R MontagueDirector	50,347	—	—	0	—
Oct 5, 2017 DForm 4 →	Oct 10, 3:35 pm EDT	Forestar Group Inc.FOR	M Ashton HudsonDirector	20,000	—	—	0	—	late
Oct 5, 2017 DForm 4 →	Oct 10, 3:37 pm EDT	Forestar Group Inc.FOR	James A RubrightDirector	39,885	—	—	0	—	late
Oct 5, 2017 DForm 4 →	Oct 10, 3:40 pm EDT	Forestar Group Inc.FOR	Daniel B. SilversDirector	20,000	—	—	0	—	late
Oct 5, 2017 DForm 4 →	Oct 10, 3:41 pm EDT	Forestar Group Inc.FOR	Richard M SmithDirector	28,621	—	—	0	—	late
Oct 5, 2017 DForm 4 →	Oct 10, 3:43 pm EDT	Forestar Group Inc.FOR	Richard D. SquiresDirector	20,000	—	—	0	—	late
Oct 5, 2017 DForm 4 →	Oct 10, 3:49 pm EDT	Forestar Group Inc.FOR	Charles D JehlChief Financial Officer	102,070	—	—	0	—	late
Oct 5, 2017 DForm 4 →	Oct 10, 3:53 pm EDT	Forestar Group Inc.FOR	Michael J. QuinleyPresident	143,260	—	—	0	—	late
Oct 5, 2017 DForm 4 →	Oct 10, 3:59 pm EDT	Forestar Group Inc.FOR	Phillip J WeberChief Executive Officer	190,004	—	—	0	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.