SEC Form 4 · accession 0001593968-17-001125
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Asaf Silberstein
Officer — SVP
Period of report
Oct 6, 2017
Accepted (ET)
Oct 10, 2017 · 6:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2017 | M | 500 | $29.35 | A | 33,457 | D | |
| Common Stock | Oct 6, 2017 | M | 1,000 | $29.35 | A | 34,457 | D | |
| Common Stock | Oct 6, 2017 | M | 1,000 | $29.35 | A | 35,457 | D | |
| Common Stock | Oct 6, 2017 | S | 1,000 | $37.95 | D | 34,457 | D | |
| Common Stock | Oct 6, 2017 | S | 1,000 | $37.75 | D | 33,457 | D | |
| Common Stock | Oct 6, 2017 | S | 500 | $37.50 | D | 32,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $29.35 | Oct 6, 2017 | M | 500 | D | Feb 28, 2013 | Feb 28, 2018 | SMTC | 500 | 2,000 | D |
| Option (right to buy)F1 | $29.35 | Oct 6, 2017 | M | 1,000 | D | Feb 28, 2013 | Feb 28, 2018 | SMTC | 1,000 | 1,000 | D |
| Option (right to buy)F1 | $29.35 | Oct 6, 2017 | M | 1,000 | D | Feb 28, 2013 | Feb 28, 2018 | SMTC | 1,000 | 0 | D |
Explanation of responses
- F1This grant vests in three annual installments beginning on February 28, 2013.