SEC Form 4 · accession 0001144204-17-051776

PRECISION OPTICS CORPORATION, INC. · POCI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

10% Owner

Period of report

Oct 6, 2017

Accepted (ET)

Oct 10, 2017 · 8:01 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000867840

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 6, 2017	J	537,000	$0.00	D	923,980	I	See Footnote
Common Stock^F1	Oct 6, 2017	X	62,500	$0.01	A	986,480	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants^F1	$0.01	Oct 6, 2017	X	62,500	D	Oct 2, 2017	Oct 16, 2017	Common Stock	62,500	0	I

F1This Form 4 is being filed on behalf of Hershey Strategic Capital, LP, Hershey Management I, LLC and Hershey Strategic Capital GP, LLC. Hershey Strategic Capital, LP owns all of the securities directly. Hershey Management I, LLC is the investment advisor of Hershey Strategic Capital, LP and disclaims beneficial ownership in such shares. Hershey Strategic Capital GP, LLC is the general partner of Hershey Strategic Capital, LP and disclaims beneficial ownership in such shares except to the extent of its pecuniary interest in such shares. As the investment advisor, Hershey Management I, LLC has the voting and dispositive power with respect to all of the shares of Common Stock. Accordingly, the ownership form of the shares for Hershey Management I, LLC and Hershey Strategic Capital GP, LLC is indirect.
F2The 537,000 shares of Common Stock were distributed to limited partners of Hershey Strategic Capital, LP.