SEC Form 4 · accession 0001225208-17-016120
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P Collins
Officer — Group President
Period of report
Oct 6, 2017
Accepted (ET)
Oct 10, 2017 · 11:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2017 | M | 7,774 | $84.575 | A | 34,420 | D | |
| Common Stock | Oct 6, 2017 | S | 7,774 | $322.00 | D | 26,646 | D | |
| Common Stock | Oct 9, 2017 | M | 614 | $84.575 | A | 27,260 | D | |
| Common Stock | Oct 9, 2017 | S | 614 | $322.00 | D | 26,646 | D | |
| Common StockF2 | holding | — | — | — | 356 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $84.575 | Oct 6, 2017 | M | 7,774 | D | — | Dec 14, 2021 | Common Stock | 7,774 | 882 | D |
| Option (Right to Buy)F3,F4 | $84.575 | Oct 9, 2017 | M | 614 | D | — | Dec 14, 2021 | Common Stock | 614 | 268 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
- F2Includes 0.183 shares acquired under the Company's 401(k) Plan from February 4, 2017 to August 4, 2017.
- F3Options granted under 2003 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F4Options fully vested and are currently exercisable.