SEC Form 4 · accession 0001209191-17-056385
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Reardon
Director
Period of report
Oct 5, 2017
Accepted (ET)
Oct 10, 2017 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2017 | M | 9,375 | $22.84 | A | 99,899 | D | |
| Common Stock | Oct 5, 2017 | F | 7,847 | $33.69 | D | 92,052 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1,F2 | $22.84 | Oct 5, 2017 | M | 9,375 | D | Jul 31, 2017 | Jul 31, 2020 | Common Stock | 9,375 | 0 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.
- F2This option vested as to 9,375 shares on each of July 31, 2014, 2015, 2016 and 2017.