Company · CIK 0000831001 · SIC 6021 — National Commercial Banks · NYSE

CITIGROUP INC · C

Insider activity reported against this company. All insider holders · Files at: MYI, MIY, MYN, CPSS, NAC, NVG, BLJ, BNJ and 41 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $5.2M · 6sales $44.3M · 34net −$39.1M

Open-market trades as an insider elsewherebuys $367.2M · 11sales $2.55B · 58net −$2.18B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 1, 2026 AForm 4 →	Jul 2, 1:06 pm EDT	Casper Wilhelm von KoskullDirector	28	$142.56	$3,943	5,324	—
Jul 1, 2026 AForm 4 →	Jul 2, 1:06 pm EDT	James S TurleyDirector	171	$142.56	$24,331	39,448	—
Jul 1, 2026 AForm 4 →	Jul 2, 1:05 pm EDT	Diana L TaylorDirector	259	$142.56	$36,903	60,490	—
Jul 1, 2026 AForm 4 →	Jul 2, 1:05 pm EDT	Gary M ReinerDirector	385	$142.56	$54,884	49,731	—
Jul 1, 2026 AForm 4 →	Jul 2, 1:04 pm EDT	Jonathan Paul MouldsDirector	235	$142.56	$33,520	1,044	—
Jul 1, 2026 AForm 4 →	Jul 2, 1:04 pm EDT	Renee Jo JamesDirector	137	$142.56	$19,514	31,385	—
Jul 1, 2026 AForm 4 →	Jul 2, 1:04 pm EDT	Duncan P HennesDirector	171	$142.56	$24,331	39,448	—
Jul 1, 2026 AForm 4 →	Jul 2, 1:03 pm EDT	John Cunningham DuganDirector	438	$142.56	$62,500	32,842	—
Jul 1, 2026 AForm 4 →	Jul 2, 1:02 pm EDT	Grace E DaileyDirector	5	$142.56	$762	17,730	—
Jul 1, 2026 AForm 4 →	Jul 2, 1:01 pm EDT	Titilope ColeDirector	14	$142.56	$1,931	1,958	—
Feb 25, 2019 SForm 4 →	Feb 26, 4:02 pm EST	James A. ForesePresident	8,828	$65.11	$574,791	574,793	−1.51%	plan?
Feb 20, 2019 FForm 4 →	Feb 21, 4:03 pm EST	Michael WhitakerHead of Enterprise O&T	15,868	$64.38	$1,021,566	101,348	—	plan?
Feb 20, 2019 FForm 4 →	Feb 21, 4:02 pm EST	James C CowlesCEO, Europe,Middle East&Africa	9,876	$64.38	$635,817	112,209	—	plan?
Feb 19, 2019 SForm 4 →	Feb 21, 4:02 pm EST	James C CowlesCEO, Europe,Middle East&Africa	50,000	$64.26	$3,212,945	164,008	−23.4%	plan?
Feb 15, 2019 SForm 4 →	Feb 15, 4:44 pm EST	W. Bradford HuCHIEF RISK OFFICER	5,420	$64.27	$348,343	94,835	−5.41%	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 5:03 pm EST	Ernesto ZedilloDirector	2,403	—	—	4,456	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 5:02 pm EST	Deborah C WrightDirector	2,403	—	—	7,096	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 5:01 pm EST	James S TurleyDirector	2,403	—	—	5,994	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 5:00 pm EST	Diana L TaylorDirector	2,403	—	—	4,456	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:59 pm EST	Anthony M SantomeroDirector	601	—	—	2,616	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:58 pm EST	Gary M ReinerDirector	2,403	—	—	30,946	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:58 pm EST	Eugene M McQuadeDirector	2,403	—	—	122,083	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:56 pm EST	Renee Jo JamesDirector	2,403	—	—	4,456	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:55 pm EST	Lew W Jacobs IVDirector	2,403	—	—	3,440	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:54 pm EST	Susan Leslie IrelandDirector	2,403	—	—	4,968	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:53 pm EST	Franz B HumerDirector	601	—	—	2,654	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:52 pm EST	Peter B. HenryDirector	2,403	—	—	6,771	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:51 pm EST	Duncan P HennesDirector	2,403	—	—	4,868	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:50 pm EST	John Cunningham DuganDirector	2,403	—	—	4,918	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:49 pm EST	Ellen CostelloDirector	2,403	—	—	4,456	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:48 pm EST	Michael WhitakerHead of Enterprise O&T	43,836	—	—	117,215	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:46 pm EST	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	28,833	—	—	156,524	—	plan?
Feb 14, 2019 AGForm 4 →	Feb 15, 4:45 pm EST	Sara WechterHead of Human Resources	10,584	—	—	26,656	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:44 pm EST	W. Bradford HuCHIEF RISK OFFICER	36,042	—	—	100,255	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:42 pm EST	John C GerspachChief Financial Officer	55,264	—	—	278,061	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:41 pm EST	Jane Nind FraserCEO, Latin America	42,048	—	—	136,985	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:40 pm EST	James A. ForesePresident	93,708	—	—	583,621	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:38 pm EST	Barbara J DesoerCEO, CITIBANK, N.A.	33,639	—	—	124,976	—	plan?
Feb 14, 2019 AFForm 4 →	Feb 15, 4:36 pm EST	James C CowlesCEO, Europe,Middle East&Africa	40,663	$63.04	$182,085	122,085	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:34 pm EST	Stephen BirdCEO, Global Consumer Bank	52,861	—	—	291,626	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:33 pm EST	Francisco AristeguietaCEO, Asia Pacific	36,069	—	—	112,430	—	plan?
Feb 14, 2019 AForm 4 →	Feb 15, 4:30 pm EST	Michael CorbatChief Executive Officer, Director	126,145	—	—	599,746	—	plan?
Feb 13, 2019 SForm 4 →	Feb 15, 4:48 pm EST	Michael WhitakerHead of Enterprise O&T	7,000	$63.24	$442,708	7,000	−50.0%	plan?
Jan 24, 2019 AGForm 4 →	Feb 15, 4:31 pm EST	Raja AkramController &Chief Acc. Officer	4,730	—	—	11,167	—	plan? late
Jan 20, 2019 FForm 4/A →	Feb 1, 4:01 pm EST	Jane Nind FraserCEO, Latin America	14,729	$63.12	$929,674	94,936	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:19 pm EST	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	9,863	$63.12	$622,522	127,691	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:19 pm EST	Sara WechterHead of Human Resources	1,829	$63.12	$115,423	19,302	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:18 pm EST	William MillsCEO, North America	15,375	$63.12	$970,461	482,506	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:17 pm EST	W. Bradford HuCHIEF RISK OFFICER	10,193	$63.12	$643,359	64,213	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:16 pm EST	John C GerspachChief Financial Officer	21,696	$63.12	$1,369,432	222,797	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:16 pm EST	Jane Nind FraserCEO, Latin America	18,903	$63.12	$1,193,137	90,762	—	plan? amended
Jan 20, 2019 FForm 4 →	Jan 23, 5:15 pm EST	James A. ForesePresident	40,914	$63.12	$2,582,478	489,913	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:14 pm EST	Barbara J DesoerCEO, CITIBANK, N.A.	14,427	$63.12	$910,615	91,338	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:13 pm EST	Michael CorbatChief Executive Officer, Director	47,400	$63.12	$2,991,904	473,601	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:13 pm EST	Stephen BirdCEO, Global Consumer Bank	23,560	$63.12	$1,487,084	238,766	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:12 pm EST	Francisco AristeguietaCEO, Asia Pacific	109	$63.12	$6,910	76,361	—	plan?
Jan 20, 2019 FForm 4 →	Jan 23, 5:11 pm EST	Raja AkramController &Chief Acc. Officer	1,174	$63.12	$74,076	7,087	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:14 pm EST	Ernesto ZedilloDirector	233	$58.01	$13,523	4,693	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:13 pm EST	Deborah C WrightDirector	36	$58.01	$2,101	4,693	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:12 pm EST	James S TurleyDirector	117	$58.01	$6,810	6,231	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:11 pm EST	Diana L TaylorDirector	244	$58.01	$14,154	4,693	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:10 pm EST	Gary M ReinerDirector	667	$58.01	$38,695	28,543	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:09 pm EST	Michael E OneillDirector	2,832	$58.01	$164,318	89,988	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:08 pm EST	Renee Jo JamesDirector	69	$58.01	$3,995	4,693	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:07 pm EST	Lew W Jacobs IVDirector	654	$58.01	$37,941	1,037	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:06 pm EST	Susan Leslie IrelandDirector	20	$58.01	$1,148	2,566	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:05 pm EST	Franz B HumerDirector	179	$58.01	$10,388	4,693	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:04 pm EST	Peter B. HenryDirector	765	$58.01	$44,360	7,008	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:03 pm EST	Duncan P HennesDirector	117	$58.01	$6,810	5,105	—	plan?
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	Ellen CostelloDirector	764	$58.01	$44,321	4,693	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:10 pm EDT	Ernesto ZedilloDirector	191	$70.35	$13,431	4,657	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:09 pm EDT	Deborah C WrightDirector	30	$70.35	$2,086	4,657	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:09 pm EDT	James S TurleyDirector	96	$70.35	$6,763	6,195	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:08 pm EDT	Diana L TaylorDirector	200	$70.35	$14,058	4,657	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:07 pm EDT	Gary M ReinerDirector	550	$70.35	$38,690	27,876	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:06 pm EDT	Michael E OneillDirector	2,321	$70.35	$163,254	87,155	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:05 pm EDT	Renee Jo JamesDirector	56	$70.35	$3,968	4,657	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:04 pm EDT	Lew W Jacobs IVDirector	1,562	$70.35	$37,494	533	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:04 pm EDT	Susan Leslie IrelandDirector	16	$70.35	$1,141	2,546	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:03 pm EDT	Franz B HumerDirector	147	$70.35	$10,317	4,657	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:02 pm EDT	Peter B. HenryDirector	627	$70.35	$44,075	6,972	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:02 pm EDT	Duncan P HennesDirector	96	$70.35	$6,763	5,069	—	plan?
Oct 1, 2018 AForm 4 →	Oct 3, 4:01 pm EDT	Ellen CostelloDirector	626	$70.35	$44,036	4,657	—	plan?
Aug 8, 2018 SForm 4 →	Aug 10, 4:01 pm EDT	Francisco AristeguietaCEO, Asia Pacific	15,000	$72.36	$1,085,400	22,766	−39.7%	plan?
Jul 19, 2018 SForm 4 →	Jul 23, 4:02 pm EDT	Raja AkramController &Chief Acc. Officer	500	$69.21	$34,605	8,261	−5.71%	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:11 pm EDT	Ernesto ZedilloDirector	141	$67.57	$9,503	4,627	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:10 pm EDT	Deborah C WrightDirector	22	$67.57	$1,476	4,627	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:09 pm EDT	James S TurleyDirector	71	$67.57	$4,786	6,165	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:08 pm EDT	Diana L TaylorDirector	147	$67.57	$9,947	4,627	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:08 pm EDT	Gary M ReinerDirector	573	$67.57	$38,718	27,326	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:07 pm EDT	Michael E OneillDirector	2,242	$67.57	$151,477	84,835	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:06 pm EDT	Renee Jo JamesDirector	42	$67.57	$2,808	4,627	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:05 pm EDT	Susan Leslie IrelandDirector	12	$67.57	$807	2,530	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:05 pm EDT	Franz B HumerDirector	108	$67.57	$7,300	4,627	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:04 pm EDT	Peter B. HenryDirector	621	$67.57	$41,975	6,942	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:03 pm EDT	Duncan P HennesDirector	71	$67.57	$4,786	5,039	—	plan?
Jul 1, 2018 AForm 4 →	Jul 2, 4:02 pm EDT	Ellen CostelloDirector	621	$67.57	$41,948	4,627	—	plan?
May 16, 2018 SForm 4 →	May 18, 4:01 pm EDT	John C GerspachChief Financial Officer	12,966	$72.31	$937,571	0	−100%	plan?
May 14, 2018 GJForm 4 →	May 18, 4:01 pm EDT	John C GerspachChief Financial Officer	25,932	—	—	12,966	—	plan? late
Apr 1, 2018 AForm 4 →	Apr 3, 4:07 pm EDT	Ernesto ZedilloDirector	118	$74.44	$8,816	4,605	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 20, 2019 AForm 4 →	Jan 23, 5:19 pm EST	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	25,215	—	—	25,215	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:18 pm EST	William MillsCEO, North America	38,662	—	—	38,662	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:17 pm EST	W. Bradford HuCHIEF RISK OFFICER	27,036	—	—	27,036	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:16 pm EST	John C GerspachChief Financial Officer	57,153	—	—	57,153	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:16 pm EST	Jane Nind FraserCEO, Latin America	47,171	—	—	47,171	—	amended
Jan 20, 2019 AForm 4 →	Jan 23, 5:15 pm EST	James A. ForesePresident	104,242	—	—	104,242	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:14 pm EST	Barbara J DesoerCEO, CITIBANK, N.A.	38,662	—	—	38,662	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:13 pm EST	Michael CorbatChief Executive Officer, Director	100,858	—	—	100,858	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:13 pm EST	Stephen BirdCEO, Global Consumer Bank	53,789	—	—	53,789	—
Jan 20, 2019 AForm 4 →	Jan 23, 5:12 pm EST	Francisco AristeguietaCEO, Asia Pacific	36,981	—	—	36,981	—
Feb 15, 2018 AForm 4 →	Feb 16, 8:06 am EST	James C CowlesCEO, Europe,Middle East&Africa	4,903	—	—	4,903	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:46 pm EST	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	18,806	—	—	18,806	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:45 pm EST	Joseph Michael MurrayHead of Human Resources	10,609	—	—	10,609	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:44 pm EST	William MillsCEO, North America	31,170	—	—	31,170	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:42 pm EST	John C GerspachChief Financial Officer	39,492	—	—	39,492	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:40 pm EST	James A. ForesePresident	73,483	—	—	73,483	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:39 pm EST	Barbara J DesoerCEO, CITIBANK, N.A.	9,403	—	—	9,403	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:38 pm EST	Michael CorbatChief Executive Officer, Director	64,879	—	—	64,879	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:38 pm EST	Don CallahanHead of Operations&Technology	38,081	—	—	38,081	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:37 pm EST	Stephen BirdCEO, Global Consumer Bank	42,455	—	—	42,455	—
Jan 22, 2018 AForm 4 →	Jan 24, 5:36 pm EST	Francisco AristeguietaCEO, Asia Pacific	18,923	—	—	18,923	—
Feb 20, 2017 AForm 4 →	Feb 21, 6:25 pm EST	James C CowlesCEO, Europe,Middle East&Africa	18,278	—	—	18,278	—
Feb 16, 2017 AForm 4 →	Feb 17, 5:40 pm EST	James C CowlesCEO, Europe,Middle East&Africa	5,792	—	—	5,792	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:35 pm EST	Eugene M McQuadeDirector	22,332	—	—	22,332	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:35 pm EST	Rohan WeerasingheGeneral Counsel & Corp. Sec'y	10,128	—	—	10,128	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:33 pm EST	William MillsCEO, North America	16,028	—	—	16,028	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:31 pm EST	John C GerspachChief Financial Officer	21,269	—	—	21,269	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:30 pm EST	James A. ForesePresident	41,095	—	—	41,095	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:28 pm EST	Michael CorbatChief Executive Officer, Director	39,499	—	—	39,499	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:28 pm EST	Don CallahanHead of Operations&Technology	20,509	—	—	20,509	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:27 pm EST	Stephen BirdCEO, Global Consumer Bank	20,599	—	—	20,599	—
Jan 20, 2017 AForm 4 →	Jan 24, 6:26 pm EST	Francisco AristeguietaCEO, Asia Pacific	7,140	—	—	7,140	—
Nov 30, 2016 MForm 4 →	Dec 1, 4:21 pm EST	James A. ForesePresident	75,000	—	—	0	—
Nov 22, 2016 MForm 4 →	Nov 23, 4:03 pm EST	Jeffrey R WalshController	20,000	—	—	0	—
Nov 22, 2016 MForm 4 →	Nov 23, 4:02 pm EST	W. Bradford HuCHIEF RISK OFFICER	12,500	—	—	0	—
Nov 22, 2016 MForm 4 →	Nov 23, 4:02 pm EST	John C GerspachChief Financial Officer	150,000	—	—	0	—
Nov 22, 2016 MForm 4 →	Nov 23, 4:01 pm EST	Michael CorbatChief Executive Officer, Director	150,000	—	—	0	—
Nov 16, 2016 MForm 4 →	Nov 16, 5:15 pm EST	William MillsCEO, North America	150,000	—	—	0	—
Nov 16, 2016 MForm 4 →	Nov 16, 5:14 pm EST	Stephen BirdCEO, Global Consumer Bank	100,000	—	—	0	—
Nov 15, 2016 MForm 4 →	Nov 15, 4:01 pm EST	Don CallahanHead of Operations&Technology	75,000	—	—	0	—
Nov 11, 2016 MForm 4 →	Nov 14, 5:48 pm EST	James A. ForesePresident	100,000	—	—	75,000	—
Nov 11, 2016 MForm 4 →	Nov 14, 5:41 pm EST	Eugene M McQuadeDirector	100,000	—	—	0	—
Nov 10, 2016 MForm 4 →	Nov 10, 5:55 pm EST	Don CallahanHead of Operations&Technology	75,000	—	—	75,000	—
Feb 22, 2016 AForm 4 →	Feb 24, 4:17 pm EST	Michael CorbatChief Executive Officer, Director	48,457	—	—	48,457	—
Jan 20, 2016 AForm 4 →	Jan 22, 5:43 pm EST	John C GerspachChief Financial Officer	30,139	—	—	30,139	—
Jan 20, 2016 AForm 4 →	Jan 22, 5:42 pm EST	Eugene M McQuadeDirector	32,457	—	—	32,457	—
Jan 20, 2016 AForm 4 →	Jan 22, 5:41 pm EST	Don CallahanHead of Operations&Technology	32,457	—	—	32,457	—
May 22, 2015 MForm 4 →	May 26, 5:24 pm EDT	Joseph Michael MurrayHead of Human Resources	20,990	—	—	0	—
May 21, 2015 MForm 4 →	May 26, 5:24 pm EDT	W. Bradford HuCHIEF RISK OFFICER	10,619	—	—	0	—
May 21, 2015 MForm 4 →	May 26, 5:23 pm EDT	Francisco AristeguietaCEO, Latin America	16,952	—	—	0	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 13, 2019 SForm 4 →	Feb 14, 4:20 pm EST	BLACKROCK MUNIYIELD QUALITY FUND III, INC.MYI	710	$100,000.00	$71,000,000	0	−100%	plan?
Jan 24, 2019 SForm 4 →	Jan 25, 12:55 pm EST	BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC.MIY	2,319	$100,000.00	$231,900,000	0	−100%	plan?
Jan 24, 2019 SForm 4 →	Jan 25, 12:50 pm EST	BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.MYN	2,477	$100,000.00	$247,700,000	0	−100%	plan?
Jan 17, 2019 SForm 4 →	Jan 18, 12:35 pm EST	BLACKROCK MUNIYIELD QUALITY FUND III, INC.MYI	3,564	$100,000.00	$356,400,000	0	−100%	plan?
Jul 10, 2018 SForm 4 →	Jul 12, 4:07 pm EDT	CONSUMER PORTFOLIO SERVICES INCCPSS	5	$4.00	$20	1,999,995	−0.00%	plan?
Jul 10, 2018 XForm 4 →	Jul 12, 4:07 pm EDT	CONSUMER PORTFOLIO SERVICES INCCPSS	2,000,000	—	—	2,000,000	—	plan?
Jun 20, 2018 SForm 4 →	Jun 22, 4:09 pm EDT	Nuveen AMT-Free Municipal Credit Income FundNVG	1,800	$100,000.00	$180,000,000	0	−100%	plan?
Jun 11, 2018 JForm 4 →	Jun 13, 4:08 pm EDT	BLACKROCK MUNIYIELD NEW JERSEY FUND, INC.MYJ	778	$100,000.00	$77,800,000	1,800	—	plan?
Jun 11, 2018 JForm 4 →	Jun 13, 4:06 pm EDT	BLACKROCK NEW JERSEY MUNICIPAL BOND TRUSTBLJ	187	$100,000.00	$18,700,000	0	—	plan?
Jun 11, 2018 JForm 4 →	Jun 13, 4:03 pm EDT	BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUSTBNJ	591	$100,000.00	$59,100,000	0	—	plan?
Apr 12, 2018 SForm 4 →	Apr 16, 4:17 pm EDT	WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU	1,000	$25,000.00	$25,000,000	0	−100%	plan?
Nov 17, 2017 JForm 4 →	Dec 5, 4:09 pm EST	FEDERATED PREMIER MUNICIPAL INCOME FUNDFMN	1,847	$25,000.00	$46,175,000	3,268	—	plan? late
Nov 17, 2017 JForm 4 →	Dec 5, 4:04 pm EST	FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUNDFPT	1,847	$25,000.00	$46,175,000	0	—	plan? late
Oct 18, 2017 SForm 4 →	Oct 20, 4:11 pm EDT	BLACKROCK MARYLAND MUNICIPAL BOND TRUSTBZM	36	$100,000.00	$3,600,000	0	−100%	plan?
Oct 16, 2017 SForm 4 →	Oct 18, 6:16 pm EDT	BLACKROCK MARYLAND MUNICIPAL BOND TRUSTBZM	62	$100,000.00	$6,200,000	36	−63.3%	plan?
Aug 17, 2017 SForm 4 →	Aug 21, 4:02 pm EDT	WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI	728	$25,000.00	$18,200,000	0	−100%	plan?
Aug 2, 2017 SForm 4 →	Aug 4, 4:02 pm EDT	WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI	44	$25,000.00	$1,100,000	728	−5.70%	plan?
Jul 28, 2017 SForm 4 →	Aug 1, 4:14 pm EDT	WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU	2,500	$25,000.00	$62,500,000	0	−100%	plan?
Jul 25, 2017 SForm 4 →	Jul 27, 4:48 pm EDT	WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU	1,280	$25,000.00	$32,000,000	2,500	−33.9%	plan?
Jul 25, 2017 SForm 4 →	Jul 27, 4:44 pm EDT	WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI	240	$25,000.00	$6,000,000	772	−23.7%	plan?
Jul 20, 2017 SForm 4 →	Jul 24, 4:03 pm EDT	WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU	1,000	$25,000.00	$25,000,000	3,780	−20.9%	plan?
Jul 18, 2017 SForm 4 →	Jul 20, 4:04 pm EDT	WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU	100	$25,000.00	$2,500,000	4,780	−2.05%	plan?
Jul 14, 2017 JForm 4 →	Jul 18, 4:37 pm EDT	Invesco Dynamic Credit Opportunities FundVTA	750	$100,000.00	$75,000,000	0	—	plan?
Jul 14, 2017 JForm 4 →	Jul 18, 4:09 pm EDT	Invesco Senior Income TrustVVR	750	$100,000.00	$75,000,000	0	—	plan?
Jul 12, 2017 SForm 4 →	Jul 14, 4:08 pm EDT	WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI	200	$25,000.00	$5,000,000	1,012	−16.5%	plan?
Jul 5, 2017 SForm 4 →	Jul 7, 4:18 pm EDT	WESTERN ASSET MUNICIPAL PARTNERS FUND INC.MNP	1,004	$50,000.00	$50,200,000	0	−100%	plan?
Jun 1, 2017 JForm 4 →	Jun 2, 4:09 pm EDT	Invesco Dynamic Credit Opportunities FundVTA	250	$100,000.00	$25,000,000	750	—	plan?
Jun 1, 2017 JForm 4 →	Jun 2, 4:08 pm EDT	Invesco Senior Income TrustVVR	250	$100,000.00	$25,000,000	750	—	plan?
Jun 1, 2017 PForm 4 →	Jun 2, 4:07 pm EDT	Invesco California Value Municipal Income TrustVCV	200	$100,000.00	$20,000,000	2,083	+10.6%	plan?
Jun 1, 2017 JForm 4 →	Jun 2, 4:06 pm EDT	Invesco Advantage Municipal Income Trust IIVKI	150	$100,000.00	$15,000,000	2,160	—	plan?
May 1, 2017 JForm 4 →	May 3, 10:32 am EDT	Invesco Dynamic Credit Opportunities FundVTA	250	$100,000.00	$25,000,000	1,000	—	plan?
May 1, 2017 JForm 4 →	May 3, 10:29 am EDT	Invesco Senior Income TrustVVR	250	$100,000.00	$25,000,000	1,000	—	plan?
Mar 16, 2017 SForm 4 →	Mar 20, 4:43 pm EDT	WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI	280	$25,000.00	$7,000,000	0	−100%	plan?
Dec 28, 2016 JForm 4 →	Dec 29, 4:27 pm EST	Nuveen Floating Rate Income Opportunity FundJRO	430	$100,000.00	$43,000,000	0	—	plan?
Dec 20, 2016 JForm 4 →	Dec 22, 12:38 pm EST	NUVEEN FLOATING RATE INCOME FUNDJFR	758	$100,000.00	$75,800,000	0	—	plan?
Nov 29, 2016 JForm 4 →	Nov 30, 4:08 pm EST	Nuveen Floating Rate Income Opportunity FundJRO	320	$100,000.00	$32,000,000	430	—	plan?
Nov 29, 2016 JForm 4 →	Nov 30, 4:07 pm EST	NUVEEN FLOATING RATE INCOME FUNDJFR	322	$100,000.00	$32,200,000	758	—	plan?
Nov 22, 2016 JForm 4 →	Nov 23, 3:01 pm EST	NUVEEN SENIOR INCOME FUNDNSL	450	$100,000.00	$45,000,000	0	—	plan?
Oct 21, 2016 SForm 4 →	Oct 25, 5:25 pm EDT	BLACKROCK VIRGINIA MUNICIPAL BOND TRUSTBHV	56	$100,000.00	$5,600,000	0	−100%	plan?
Oct 7, 2016 SForm 4 →	Feb 1, 2017, 12:18 pm EST	NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUNDNKX	160	$100,000.00	$16,000,000	0	−100%	plan? late
Oct 5, 2016 SForm 4 →	Oct 7, 4:49 pm EDT	NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDNAC	355	$100,000.00	$35,500,000	635	−35.9%	plan?
Oct 5, 2016 SForm 4 →	Oct 7, 4:48 pm EDT	WESTERN ASSET MUNICIPAL PARTNERS FUND INC.MNP	502	$50,000.00	$25,100,000	0	−100%	plan?
Oct 5, 2016 SForm 4 →	Oct 7, 4:47 pm EDT	WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU	4,880	$25,000.00	$122,000,000	0	−100%	plan?
Oct 5, 2016 SForm 4 →	Oct 7, 4:46 pm EDT	WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI	1,212	$25,000.00	$30,300,000	0	−100%	plan?
Sep 30, 2016 SForm 4 →	Oct 5, 4:07 pm EDT	Eaton Vance Floating-Rate Income Plus FundEFF	360	$100,000.00	$36,000,000	0	−100%	plan? late
Sep 30, 2016 SForm 4 →	Oct 5, 4:06 pm EDT	Eaton Vance Floating-Rate Income TrustEFT	800	$100,000.00	$80,000,000	0	−100%	plan? late
Sep 28, 2016 PForm 4 →	Sep 30, 4:55 pm EDT	NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDNAC	55	$100,000.00	$5,500,000	990	+5.88%	plan?
Sep 28, 2016 PForm 4 →	Sep 30, 4:49 pm EDT	WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU	1,240	$25,000.00	$31,000,000	4,880	+34.1%	plan?
Sep 23, 2016 PForm 4 →	Sep 27, 5:05 pm EDT	WESTERN ASSET MUNICIPAL PARTNERS FUND INC.MNP	250	$50,000.00	$12,500,000	502	+99.2%	plan?
Sep 23, 2016 PForm 4 →	Sep 27, 5:03 pm EDT	WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI	808	$25,000.00	$20,200,000	1,212	+200%	plan?
Sep 21, 2016 SForm 4 →	Sep 23, 4:35 pm EDT	GABELLI DIVIDEND & INCOME TRUSTGDV	3,544	$92.75	$328,706	0	−100%	plan?
Sep 16, 2016 SForm 4 →	Sep 20, 5:27 pm EDT	NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDNAC	445	$100,000.00	$44,500,000	0	−100%	plan?
Sep 16, 2016 SForm 4 →	Sep 20, 5:22 pm EDT	NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUNDNRK	802	$100,000.00	$80,200,000	15	−98.2%	plan?
Sep 14, 2016 PForm 4 →	Sep 16, 5:02 pm EDT	NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUNDNRK	300	$100,000.00	$30,000,000	205	—	plan?
Sep 13, 2016 SForm 4 →	Sep 15, 4:45 pm EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	380	$100,000.00	$38,000,000	0	−100%	plan?
Sep 13, 2016 SForm 4 →	Sep 14, 4:23 pm EDT	NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUNDNRK	200	$100,000.00	$20,000,000	152	−56.8%	plan?
Sep 13, 2016 SForm 4 →	Sep 14, 4:17 pm EDT	NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUNDNKX	315	$100,000.00	$31,500,000	160	−66.3%	plan?
Sep 12, 2016 PForm 4 →	Sep 14, 4:23 pm EDT	NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUNDNRK	365	$100,000.00	$36,500,000	55	—	plan?
Sep 12, 2016 PForm 4 →	Sep 14, 4:17 pm EDT	NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUNDNKX	315	$100,000.00	$31,500,000	475	+197%	plan?
Aug 30, 2016 SForm 4 →	Sep 1, 4:34 pm EDT	NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDNAC	150	$100,000.00	$15,000,000	0	−100%	plan?
Aug 22, 2016 SForm 4 →	Aug 24, 4:26 pm EDT	WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU	1,560	$25,000.00	$39,000,000	0	−100%	plan?
Aug 10, 2016 SForm 4 →	Aug 11, 4:10 pm EDT	FRANKLIN LTD DURATION INCOME TRUSTFTF	1,777	$90.00	$159,930	0	−100%	plan?
Jul 14, 2016 SForm 4 →	Jul 18, 4:32 pm EDT	NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUNDNRK	170	$100,000.00	$17,000,000	0	−100%	plan?
Jun 16, 2016 PForm 4 →	Jun 17, 2:20 pm EDT	Nuveen Enhanced AMT-Free Municipal Credit Opportunities FundNVG	1,800	$100,000.00	$180,000,000	1,800	—	plan?
Jun 1, 2016 JForm 4 →	Jun 3, 11:49 am EDT	Nuveen Enhanced Municipal Credit Opportunities FundNZF	4,170	$100,000.00	$417,000,000	3,360	—	plan?
Apr 29, 2016 SForm 4 →	May 3, 12:15 pm EDT	NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDNAC	100	$100,000.00	$10,000,000	0	−100%	plan?
Mar 29, 2016 JForm 4 →	Apr 6, 4:45 pm EDT	NUVEEN SENIOR INCOME FUNDNSL	130	$100,000.00	$13,000,000	450	—	plan? late
Mar 29, 2016 JForm 4 →	Apr 6, 4:42 pm EDT	Nuveen Floating Rate Income Opportunity FundJRO	230	$100,000.00	$23,000,000	750	—	plan? late
Mar 29, 2016 JForm 4 →	Apr 6, 4:40 pm EDT	NUVEEN FLOATING RATE INCOME FUNDJFR	310	$100,000.00	$31,000,000	1,080	—	plan? late
Mar 24, 2016 JForm 4 →	Apr 6, 5:08 pm EDT	MFS MUNICIPAL INCOME TRUSTMFM	4,259	$25,000.00	$106,475,000	0	—	plan? late
Mar 24, 2016 JForm 4 →	Apr 6, 5:05 pm EDT	MFS INVESTMENT GRADE MUNICIPAL TRUSTCXH	1,917	$25,000.00	$47,925,000	0	—	plan? late
Mar 24, 2016 JForm 4 →	Apr 6, 5:01 pm EDT	MFS HIGH INCOME MUNICIPAL TRUSTCXE	3,675	$25,000.00	$91,875,000	0	—	plan? late
Mar 24, 2016 JForm 4 →	Apr 6, 4:56 pm EDT	MFS HIGH YIELD MUNICIPAL TRUSTCMU	2,844	$25,000.00	$71,100,000	0	—	plan? late
Mar 24, 2016 JForm 4 →	Apr 6, 4:54 pm EDT	MFS CALIFORNIA MUNICIPAL FUNDCCA	977	$25,000.00	$24,425,000	0	—	plan? late
Mar 21, 2016 SForm 4 →	Mar 29, 11:56 am EDT	NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDNAC	220	$100,000.00	$22,000,000	0	−100%	plan? late
Feb 26, 2016 SForm 4 →	Feb 29, 4:35 pm EST	NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUNDNRK	150	$100,000.00	$15,000,000	0	−100%	plan?
Feb 24, 2016 SForm 4 →	Feb 25, 4:37 pm EST	NUVEEN MUNICIPAL OPPORTUNITY FUND INCNIO	850	$100,000.00	$85,000,000	0	−100%	plan?
Feb 23, 2016 SForm 4 →	Feb 26, 3:44 pm EST	NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUNDNRK	168	$100,000.00	$16,800,000	0	−100%	plan? late
Feb 23, 2016 SForm 4 →	Feb 25, 4:40 pm EST	NUVEEN AMT-FREE MUNICIPAL INCOME FUNDNEA	135	$100,000.00	$13,500,000	0	−100%	plan?
Dec 16, 2015 SForm 4 →	Dec 18, 12:50 pm EST	NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2NAC	145	$100,000.00	$14,500,000	0	−100%	plan?
Dec 9, 2015 SForm 4 →	Dec 11, 11:46 am EST	NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2NAC	145	$100,000.00	$14,500,000	0	−100%	plan?
Nov 25, 2015 JForm 4 →	Nov 25, 4:21 pm EST	PIMCO HIGH INCOME FUNDPHK	7,015	$83.00	$582,245	0	—	plan?
Nov 25, 2015 JForm 4 →	Nov 25, 4:18 pm EST	PIMCO CORPORATE & INCOME STRATEGY FUNDPCN	4,252	$82.50	$350,790	0	—	plan?
Nov 13, 2015 SForm 4 →	Nov 19, 1:32 pm EST	GABELLI EQUITY TRUST INCGAB	3,702	$74.38	$275,336	0	−100%	plan? late
Nov 12, 2015 SForm 4 →	Nov 13, 1:43 pm EST	GABELLI MULTIMEDIA TRUST INC.GGT	568	$75.00	$42,600	0	−100%	plan?
Sep 14, 2015 JForm 4 →	Sep 15, 4:18 pm EDT	BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC.MYM	873	$100,000.00	$87,300,000	0	—	plan?
Sep 14, 2015 JForm 4 →	Sep 15, 4:16 pm EDT	BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC.MIY	873	$100,000.00	$87,300,000	2,319	—	plan?
Sep 2, 2015 JForm 4 →	Sep 3, 4:04 pm EDT	ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB	2,992	$23,500.00	$70,312,000	0	—	plan?
Jul 22, 2015 SForm 4 →	Jul 23, 3:04 pm EDT	WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI	380	$25,000.00	$9,500,000	0	−100%	plan?
Jun 26, 2015 JForm 4 →	Jun 30, 4:07 pm EDT	LMP CORPORATE LOAN FUND INC.TLI	1,300	$22,500.00	$29,250,000	0	—	plan?
Jun 26, 2015 SForm 4 →	Jun 29, 4:35 pm EDT	WESTERN ASSET MUNICIPAL PARTNERS FUND INC.MNP	500	$25,000.00	$12,500,000	0	−100%	plan?
Jun 25, 2015 SForm 4 →	Jun 29, 4:39 pm EDT	WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU	1,560	$25,000.00	$39,000,000	0	−100%	plan?
Jun 25, 2015 SForm 4 →	Jun 29, 4:29 pm EDT	BLACKROCK MARYLAND MUNICIPAL BOND TRUSTBZM	160	$100,000.00	$16,000,000	0	−100%	plan?
Jun 25, 2015 SForm 4 →	Jun 29, 4:28 pm EDT	BLACKROCK VIRGINIA MUNICIPAL BOND TRUSTBHV	116	$100,000.00	$11,600,000	0	−100%	plan?
Apr 13, 2015 JForm 4 →	Apr 15, 4:23 pm EDT	BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUNDMPA	163	$100,000.00	$16,300,000	826	—	plan?
Mar 27, 2015 PForm 4 →	Mar 30, 4:34 pm EDT	GABELLI DIVIDEND & INCOME TRUSTGDV	4	$84.00	$336	3,544	+0.11%	plan?
Mar 19, 2015 SForm 4 →	Mar 20, 4:14 pm EDT	NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUNDNRK	140	$100,000.00	$14,000,000	0	−100%	plan?
Mar 10, 2015 SForm 4 →	Mar 11, 11:28 am EDT	DEUTSCHE MUNICIPAL INCOME TRUSTKTF	37,773	$5,000.00	$188,865,000	0	−100%	plan?
Mar 10, 2015 SForm 4 →	Mar 11, 11:23 am EDT	DEUTSCHE STRATEGIC MUNICIPAL INCOME TRUSTKSM	2,419	$25,000.00	$60,475,000	0	−100%	plan?
Mar 4, 2015 JForm 4 →	Mar 4, 5:21 pm EST	WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU	4,729	$90.00	$425,610	0	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 10, 2018 XForm 4 →	Jul 12, 4:07 pm EDT	CONSUMER PORTFOLIO SERVICES INCCPSS	2,000,000	—	—	0	—