SEC Form 4 · accession 0001209191-19-005004

CITIGROUP INC · C

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO, Global Consumer Bank

Period of report

Jan 20, 2019

Accepted (ET)

Jan 23, 2019 · 5:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000831001

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 20, 2019	F	23,560	$63.12	D	238,766	D
Common Stock	holding	—	—		—	95,000	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Share Units^F2,F3	—	Jan 20, 2019	A	53,789	A	—	—	Common Stock	53,789	53,789	D

F1Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
F2On February 16, 2016 the Reporting Person received from the Issuer a target award of 64,775.12 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 53,789.26 PSUs.
F3(Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019.