SEC Form 4 · accession 0001181431-15-007492
CITIGROUP INC · C
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Bradford Hu
Officer — CHIEF RISK OFFICER
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831001
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2015 | M | 10,619 | $40.80 | A | 54,261 | D | |
| Common Stock | May 21, 2015 | F | 9,299 | $54.89 | D | 44,962 | D | |
| Common Stock | May 21, 2015 | S | 9,742 | $54.87 | D | 35,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $40.80 | May 21, 2015 | M | 10,619 | D | Oct 29, 2010 | Oct 29, 2015 | Common Stock | 10,619 | 0 | D |
Remarks
In total (including the employee stock options reported in Table II, above), the Reporting Person directly beneficially owns 12,500 employee stock options representing rights to purchase an equivalent number of shares of common stock.