SEC Form 4 · accession 0001209191-16-152454
NUVEEN FLOATING RATE INCOME FUND · JFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CITIGROUP INC
10% Owner
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Variable Rate Term Preferred SharesF2 | Nov 29, 2016 | J | 322 | $100,000.00 | D | 758 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer.
- F2These shares are beneficially owned by CRC FUNDING, LLC ("CRC"), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.