SEC Form 4 · accession 0001209191-19-010652
CITIGROUP INC · C
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Gerspach
Officer — Chief Financial Officer
Period of report
Feb 14, 2019
Accepted (ET)
Feb 15, 2019 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831001
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | A | 55,264 | $0.00 | A | 278,061 | D | |
| Common Stock | holding | — | — | — | 10,916 | I | By Trusts | |
| Common Stock | holding | — | — | — | 24,886 | I | By 2017 GRAT 1 | |
| Common Stock | holding | — | — | — | 14,799 | I | By 2017 GRAT 2 | |
| Common Stock | holding | — | — | — | 35,000 | I | By 2018 GRAT 1 | |
| Common Stock | holding | — | — | — | 40,000 | I | By 2018 GRAT 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2020; none of the award is eligible for immediate sale.