SEC Form 4 · accession 0001181431-15-007491
CITIGROUP INC · C
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francisco Aristeguieta
Officer — CEO, Latin America
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831001
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2015 | M | 16,952 | $40.80 | A | 77,552 | I | By personal investment corporation |
| Common Stock | May 21, 2015 | F | 15,615 | $54.89 | D | 61,936 | I | By personal investment corporation |
| Common StockF1,F2 | May 21, 2015 | S | 3,800 | $54.781 | D | 58,143 | I | By personal investment corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $40.80 | May 21, 2015 | M | 16,952 | D | Oct 29, 2010 | Oct 29, 2015 | Common Stock | 16,952 | 0 | D |
Explanation of responses
- F1This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $54.78 to USD $54.79. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- F2Includes 6.7 shares acquired through dividend reinvestments since the Reporting Person's last Form 4 filing.