SEC Form 4 · accession 0001209191-19-010631
CITIGROUP INC · C
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Cowles
Officer — CEO, Europe,Middle East&Africa
Period of report
Feb 14, 2019
Accepted (ET)
Feb 15, 2019 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831001
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 14, 2019 | A | 31,630 | $0.00 | A | 118,829 | D | |
| Common StockF3 | Feb 14, 2019 | A | 6,144 | $0.00 | A | 124,973 | D | |
| Common StockF4 | Feb 14, 2019 | F | 2,888 | $63.04 | D | 122,085 | D | |
| Common Stock | holding | — | — | — | 80 | I | By Children | |
| Common Stock | holding | — | — | — | 2,000 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 214,008 | I | By Trust | |
| Common Stock | holding | — | — | — | 52 | I | By 401(K) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on February 20, 2023; none of the award is eligible for immediate sale.
- F2On April 5, 2018, the Reporting Person transferred 214,008 shares of the Issuer's common stock from his Direct holdings to a trust, the beneficiaries of which are the Reporting Person and his spouse.
- F3The award vests immediately and is sale-restricted for 12 months following the grant date.
- F4Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.