SEC Form 4 · accession 0001209191-16-141396
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND · NKX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CITIGROUP INC
10% Owner
Period of report
Sep 12, 2016
Accepted (ET)
Sep 14, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001195738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Variable Rate Demand Preferred Shares (Series 4)F1 | Sep 12, 2016 | P | 315 | $100,000.00 | A | 475 | I | By Subsidiary |
| Variable Rate Demand Preferred Shares (Series 4)F1 | Sep 13, 2016 | S | 315 | $100,000.00 | D | 160 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.