Company · CIK 0000720005 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE
RAYMOND JAMES FINANCIAL INC · RJF
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2018 MForm 4 → | Feb 26, 1:40 pm EST | Robert SaltzmanDirector | 1,980 | — | — | 22,737 | — | plan? |
| Feb 22, 2018 MForm 4 → | Feb 26, 1:39 pm EST | Benjamin EstyDirector | 1,580 | — | — | 9,537 | — | plan? |
| Feb 22, 2018 MForm 4 → | Feb 26, 1:39 pm EST | Jeffrey N EdwardsDirector | 1,580 | — | — | 10,237 | — | plan? |
| Feb 22, 2018 MForm 4 → | Feb 26, 1:38 pm EST | Charles von ArentschildtDirector | 1,580 | — | — | 5,515 | — | plan? |
| Feb 22, 2018 MForm 4 → | Feb 26, 1:38 pm EST | Shelley G. BroaderDirector | 1,980 | — | — | 20,237 | — | plan? |
| Feb 21, 2018 MForm 4 → | Feb 23, 10:18 am EST | Gordon L JohnsonDirector | 640 | — | — | 13,727 | — | plan? |
| Feb 21, 2018 MForm 4 → | Feb 23, 10:18 am EST | Benjamin EstyDirector | 400 | — | — | 7,957 | — | plan? |
| Feb 21, 2018 MForm 4 → | Feb 23, 10:17 am EST | Shelley G. BroaderDirector | 400 | — | — | 18,257 | — | plan? |
| Feb 21, 2018 MForm 4 → | Feb 23, 8:31 am EST | Jeffrey N EdwardsDirector | 400 | — | — | 8,657 | — | plan? |
| Feb 21, 2018 MForm 4 → | Feb 23, 6:42 am EST | Robert SaltzmanDirector | 400 | — | — | 20,757 | — | plan? |
| Feb 21, 2018 MForm 4 → | Feb 22, 3:30 pm EST | Susan N StoryDirector | 400 | — | — | 21,115 | — | plan? |
| Feb 15, 2018 SForm 4 → | Feb 16, 11:05 am EST | Jennifer C AckartSVP, Controller | 5,000 | $91.00 | $455,000 | 7,028 | −41.6% | plan? |
| Jan 30, 2018 GForm 4 → | Jan 31, 9:18 am EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 1,030 | — | — | 8,936 | — | plan? |
| Jan 30, 2018 SForm 4 → | Jan 31, 9:18 am EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 3,000 | $96.31 | $288,930 | 9,966 | −23.1% | plan? |
| Jan 29, 2018 SForm 4 → | Jan 31, 8:40 am EST | Tashtego S ElwynPresident - RJA | 7,275 | $97.36 | $708,327 | 10,871 | −40.1% | plan? |
| Jan 29, 2018 MForm 4 → | Jan 31, 8:39 am EST | John C Carson Jr.President | 1,802 | $55.49 | $99,993 | 58,468 | — | plan? |
| Jan 23, 2018 MForm 4 → | Jan 25, 11:35 am EST | Jeffrey P JulienCFO, Executive VP - Fin | 1,800 | $42.46 | $76,430 | 5,540 | — | plan? |
| Jan 2, 2018 FMForm 4 → | Jan 4, 5:39 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 8,972 | $64.00 | $574,185 | 12,966 | — | plan? |
| Jan 2, 2018 FForm 4 → | Jan 4, 5:35 pm EST | Paul C ReillyChief Executive Officer, Director | 4,293 | $88.86 | $381,476 | 98,250 | — | plan? |
| Jan 2, 2018 FForm 4 → | Jan 4, 11:14 am EST | Scott A CurtisPresident - RJFS | 498 | $88.86 | $44,252 | 56,911 | — | plan? |
| Jan 2, 2018 FForm 4 → | Jan 4, 11:14 am EST | Steven M RaneyPresident & CEO RJBank | 268 | $88.86 | $23,814 | 28,260 | — | plan? |
| Jan 2, 2018 FForm 4 → | Jan 4, 11:14 am EST | Tashtego S ElwynPresident - RJA | 498 | $88.86 | $44,252 | 18,146 | — | plan? |
| Jan 2, 2018 FForm 4 → | Jan 4, 11:13 am EST | John C Carson Jr.President | 997 | $88.86 | $88,593 | 56,666 | — | plan? |
| Jan 2, 2018 FForm 4 → | Jan 4, 11:13 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 678 | $88.86 | $60,247 | 41,731 | — | plan? |
| Dec 21, 2017 MForm 4 → | Dec 22, 11:12 am EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 2,640 | $37.87 | $99,977 | 162,626 | — | plan? |
| Dec 15, 2017 FMForm 4 → | Dec 19, 4:42 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 23,024 | $88.24 | $600,385 | 10,144 | — | plan? amended |
| Dec 15, 2017 MForm 4 → | Dec 19, 4:41 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 2,281 | — | — | 52,775 | — | plan? |
| Dec 15, 2017 MForm 4 → | Dec 19, 4:40 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 6,387 | — | — | 159,986 | — | plan? |
| Dec 15, 2017 MForm 4 → | Dec 19, 4:26 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 2,020 | — | — | 27,742 | — | plan? |
| Dec 15, 2017 FMForm 4 → | Dec 19, 4:03 pm EST | John C Carson Jr.President | 5,254 | $88.24 | $131,478 | 57,663 | — | plan? |
| Dec 15, 2017 FMForm 4 → | Dec 19, 4:02 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,979 | $88.24 | $77,651 | 42,409 | — | plan? |
| Dec 15, 2017 SForm 4 → | Dec 19, 4:01 pm EST | George CataneseSVP, Chief Risk Officer | 506 | $88.29 | $44,675 | 5,378 | −8.60% | plan? |
| Dec 15, 2017 MForm 4 → | Dec 19, 4:01 pm EST | George CataneseSVP, Chief Risk Officer | 506 | — | — | 5,884 | — | plan? |
| Dec 15, 2017 FGMForm 4 → | Dec 19, 4:00 pm EST | Tashtego S ElwynPresident - RJA | 2,179 | $88.24 | $54,003 | 18,644 | — | plan? |
| Dec 14, 2017 SForm 4 → | Dec 18, 6:39 pm EST | Paul C ReillyChief Executive Officer, Director | 12,681 | $87.77 | $1,113,063 | 94,001 | −11.9% | plan? |
| Dec 12, 2017 FGMForm 4 → | Dec 19, 4:01 pm EST | Steven M RaneyPresident & CEO RJBank | 1,524 | $88.24 | $28,678 | 28,528 | — | plan? late |
| Dec 12, 2017 FGMForm 4 → | Dec 18, 6:39 pm EST | Paul C ReillyChief Executive Officer, Director | 31,742 | $88.24 | $494,144 | 102,543 | — | plan? late |
| Dec 11, 2017 GMForm 4 → | Dec 19, 4:41 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 8,921 | — | — | 34,363 | — | plan? late |
| Dec 11, 2017 GMForm 4 → | Dec 13, 1:06 pm EST | Tashtego S ElwynPresident - RJA | 2,603 | $39.95 | $99,985 | 17,903 | — | plan? |
| Dec 11, 2017 SForm 4 → | Dec 12, 3:08 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 16,184 | $88.89 | $1,438,625 | 153,599 | −9.53% | plan? |
| Dec 8, 2017 FGMForm 4 → | Dec 19, 4:45 pm EST | Scott A CurtisPresident - RJFS | 2,187 | $88.24 | $54,003 | 57,409 | — | plan? late |
| Dec 7, 2017 GMForm 4 → | Dec 19, 6:12 pm EST | Thomas A JamesChairman Emeritus, Director, 10% Owner | 123,650 | — | — | 108,087 | — | plan? late |
| Dec 7, 2017 SForm 4 → | Dec 11, 11:21 am EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 8,021 | $88.67 | $711,191 | 39,086 | −17.0% | plan? |
| Dec 6, 2017 FGMForm 4 → | Dec 19, 4:03 pm EST | Jennifer C AckartSVP, Controller | 927 | $88.24 | $6,530 | 12,028 | — | plan? late |
| Dec 5, 2017 MForm 4 → | Dec 7, 6:22 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 2,610 | $38.31 | $99,977 | 50,494 | — | plan? |
| Dec 4, 2017 GMForm 4 → | Dec 19, 4:40 pm EST | Dennis W ZankChief Operating Officer | 4,270 | — | — | 150,871 | — | plan? late |
| Dec 4, 2017 GMForm 4 → | Dec 5, 3:16 pm EST | George CataneseSVP, Chief Risk Officer | 900 | $37.87 | $30,296 | 5,378 | — | plan? |
| Nov 30, 2017 SForm 4 → | Dec 1, 5:58 pm EST | Jennifer C AckartSVP, Controller | 3,000 | $89.23 | $267,683 | 12,409 | −19.5% | plan? |
| Nov 30, 2017 SForm 4 → | Dec 1, 4:16 pm EST | Steven M RaneyPresident & CEO RJBank | 9,890 | $88.95 | $879,716 | 28,500 | −25.8% | plan? |
| Nov 29, 2017 AFMForm 4 → | Dec 1, 5:51 pm EST | Paul C ReillyChief Executive Officer, Director | 18,730 | $53.43 | $199,781 | 118,682 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 5:46 pm EST | Thomas A JamesChairman Emeritus, Director, 10% Owner | 3,868 | — | — | 12,109,904 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 5:45 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 2,418 | — | — | 47,884 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 5:42 pm EST | John C Carson Jr.President | 3,989 | — | — | 55,389 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 5:35 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 2,141 | — | — | 25,722 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 5:30 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,224 | — | — | 41,190 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 4:55 pm EST | Scott A CurtisPresident - RJFS | 1,547 | — | — | 56,676 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 4:17 pm EST | Tashtego S ElwynPresident - RJA | 1,547 | — | — | 16,050 | — | plan? |
| Nov 29, 2017 AFMForm 4 → | Dec 1, 4:16 pm EST | Steven M RaneyPresident & CEO RJBank | 14,394 | $53.49 | $726,008 | 38,390 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 4:13 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 2,224 | — | — | 46,819 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 4:11 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 6,770 | — | — | 169,717 | — | plan? |
| Nov 29, 2017 AMForm 4 → | Dec 1, 4:09 pm EST | Dennis W ZankChief Operating Officer | 6,973 | $37.87 | $94,675 | 146,701 | — | plan? |
| Nov 28, 2017 SForm 4 → | Nov 30, 6:38 pm EST | Tashtego S ElwynPresident - RJA | 8,997 | $85.17 | $766,307 | 14,678 | −38.0% | plan? |
| Nov 28, 2017 GMForm 4 → | Nov 30, 6:38 pm EST | Tashtego S ElwynPresident - RJA | 9,722 | $54.28 | $488,330 | 13,953 | — | plan? |
| Nov 27, 2017 SForm 4 → | Nov 29, 7:12 pm EST | Thomas A JamesChairman Emeritus, Director, 10% Owner | 200,000 | $85.98 | $17,195,471 | 12,106,036 | −1.63% | plan? |
| Nov 27, 2017 SForm 4 → | Nov 29, 7:10 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 11,925 | $85.27 | $1,016,819 | 45,466 | −20.8% | plan? |
| Nov 21, 2017 FMForm 4 → | Nov 22, 5:15 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 1,272 | $85.15 | $23,161 | 728 | — | plan? |
| Nov 21, 2017 FMForm 4 → | Nov 22, 5:15 pm EST | Paul C ReillyChief Executive Officer, Director | 2,760 | $85.15 | $64,714 | 102,210 | — | plan? |
| Nov 21, 2017 FMForm 4 → | Nov 22, 5:15 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,547 | $85.15 | $46,577 | 38,966 | — | plan? |
| Nov 21, 2017 FMForm 4 → | Nov 22, 5:15 pm EST | Tashtego S ElwynPresident - RJA | 2,547 | $85.15 | $46,577 | 14,678 | — | plan? |
| Nov 21, 2017 SForm 4 → | Nov 22, 5:13 pm EST | George CataneseSVP, Chief Risk Officer | 2,000 | $85.63 | $171,264 | 4,678 | −29.9% | plan? |
| Nov 21, 2017 MForm 4 → | Nov 22, 5:13 pm EST | George CataneseSVP, Chief Risk Officer | 2,000 | — | — | 6,678 | — | plan? |
| Nov 21, 2017 SForm 4 → | Nov 22, 1:55 pm EST | Francis S GodboldVice Chairman, Director | 45,000 | $85.51 | $3,848,126 | 153,000 | −22.7% | plan? |
| Oct 31, 2017 FGMForm 4 → | Nov 22, 5:14 pm EST | Scott A CurtisPresident - RJFS | 3,047 | $85.15 | $46,577 | 55,129 | — | plan? late |
| Oct 2, 2017 GMForm 4 → | Nov 22, 12:40 pm EST | Dennis W ZankChief Operating Officer | 710 | $48.20 | $5,302 | 139,728 | — | plan? late |
| Sep 15, 2017 GForm 4 → | Sep 18, 4:26 pm EDT | Jeffrey A DowdlePresident, Asset Mgmt Group | 128 | — | — | 44,595 | — | plan? |
| Sep 14, 2017 GForm 4 → | Sep 14, 4:02 pm EDT | Tashtego S ElwynPresident - RJA | 200 | — | — | 13,225 | — | plan? |
| Aug 8, 2017 SForm 4 → | Aug 10, 11:17 am EDT | Paul C ReillyChief Executive Officer, Director | 33,000 | $83.17 | $2,744,571 | 100,970 | −24.6% | plan? |
| Aug 3, 2017 GForm 4 → | Aug 8, 11:07 am EDT | Dennis W ZankChief Operating Officer | 121 | — | — | 140,218 | — | plan? late |
| Jul 31, 2017 SForm 4 → | Aug 1, 5:16 pm EDT | Bella Loykhter AllaireExecutive Vice President-RJA | 4,000 | $82.83 | $331,323 | 37,513 | −9.64% | plan? |
| May 26, 2017 SForm 4 → | May 30, 4:37 pm EDT | Jonathan N SantelliEVP, Gen Counsel, Secy | 1,880 | $73.30 | $137,804 | 0 | −100% | plan? |
| May 25, 2017 FMForm 4 → | May 30, 4:37 pm EDT | Jonathan N SantelliEVP, Gen Counsel, Secy | 4,120 | $73.64 | $82,477 | 1,880 | — | plan? |
| Mar 3, 2017 SForm 4 → | Mar 7, 3:45 pm EST | Jennifer C AckartSVP, Controller | 2,500 | $80.00 | $200,000 | 15,499 | −13.9% | plan? |
| Mar 2, 2017 SForm 4 → | Mar 3, 4:05 pm EST | Jennifer C AckartSVP, Controller | 2,500 | $79.44 | $198,602 | 17,999 | −12.2% | plan? |
| Mar 1, 2017 SForm 4 → | Mar 2, 9:01 am EST | Dennis W ZankChief Operating Officer | 6,054 | $81.57 | $493,815 | 140,339 | −4.14% | plan? |
| Feb 27, 2017 FMForm 4 → | Feb 28, 4:05 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 16,245 | $53.84 | $874,615 | 57,391 | — | plan? |
| Feb 24, 2017 MForm 4 → | Feb 27, 9:16 am EST | Shelley G. BroaderDirector | 400 | — | — | 17,857 | — | plan? |
| Feb 24, 2017 MForm 4 → | Feb 27, 8:50 am EST | Robert SaltzmanDirector | 400 | — | — | 20,357 | — | plan? |
| Feb 24, 2017 MForm 4 → | Feb 24, 3:48 pm EST | Susan N StoryDirector | 400 | — | — | 20,715 | — | plan? |
| Feb 24, 2017 MForm 4 → | Feb 24, 3:41 pm EST | Gordon L JohnsonDirector | 400 | — | — | 13,087 | — | plan? |
| Feb 22, 2017 SForm 4 → | Feb 22, 2:09 pm EST | Steven M RaneyPresident & CEO RJBank | 2,115 | $79.10 | $167,297 | 25,899 | −7.55% | plan? |
| Feb 21, 2017 MForm 4 → | Feb 23, 4:10 pm EST | Benjamin EstyDirector | 1,200 | — | — | 7,557 | — | plan? |
| Feb 21, 2017 MForm 4 → | Feb 23, 2:21 pm EST | Gordon L JohnsonDirector | 1,780 | — | — | 12,687 | — | plan? |
| Feb 21, 2017 MForm 4 → | Feb 23, 11:27 am EST | Jeffrey N EdwardsDirector | 1,200 | — | — | 8,257 | — | plan? |
| Feb 21, 2017 MForm 4 → | Feb 23, 10:51 am EST | Susan N StoryDirector | 1,600 | — | — | 20,315 | — | plan? |
| Feb 21, 2017 MForm 4 → | Feb 23, 10:39 am EST | Shelley G. BroaderDirector | 1,600 | — | — | 17,457 | — | plan? |
| Feb 21, 2017 MForm 4 → | Feb 23, 9:49 am EST | Robert SaltzmanDirector | 1,600 | — | — | 19,957 | — | plan? |
| Feb 21, 2017 FMForm 4 → | Feb 22, 2:09 pm EST | Steven M RaneyPresident & CEO RJBank | 12,885 | $61.17 | $788,207 | 28,014 | — | plan? |
| Feb 21, 2017 SForm 4 → | Feb 21, 3:06 pm EST | Tashtego S ElwynPresident - RJA | 4,000 | $79.21 | $316,823 | 13,425 | −23.0% | plan? |
| Feb 16, 2017 GForm 4 → | Feb 21, 3:06 pm EST | Tashtego S ElwynPresident - RJA | 450 | — | — | 17,425 | — | plan? |
| Feb 16, 2017 MForm 4 → | Feb 21, 11:52 am EST | Shelley G. BroaderDirector | 2,849 | — | — | 15,857 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2018 MForm 4 → | Jan 4, 5:39 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 5,897 | — | — | 0 | — | |
| Dec 21, 2017 MForm 4 → | Dec 22, 11:12 am EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 2,640 | — | — | 17,360 | — | |
| Dec 15, 2017 AForm 4/A → | Dec 22, 4:38 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 8,977 | — | — | 8,977 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 6:12 pm EST | Thomas A JamesChairman Emeritus, Director, 10% Owner | 6,824 | — | — | 3,174 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:45 pm EST | Scott A CurtisPresident - RJFS | 3,480 | — | — | 2,020 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:42 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 20,260 | — | — | 4,040 | — | amended |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:41 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 4,589 | — | — | 2,308 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:41 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 3,902 | — | — | 1,803 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:40 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 11,004 | — | — | 4,617 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:40 pm EST | Dennis W ZankChief Operating Officer | 8,115 | — | — | 3,895 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:26 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 3,275 | — | — | 1,255 | — | |
| Dec 15, 2017 AForm 4 → | Dec 19, 4:04 pm EST | Jonathan N SantelliEVP, Gen Counsel, Secy | 534 | — | — | 534 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:03 pm EST | Jennifer C AckartSVP, Controller | 593 | — | — | 320 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:03 pm EST | John C Carson Jr.President | 6,433 | — | — | 2,669 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:02 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 4,263 | — | — | 2,164 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:01 pm EST | Steven M RaneyPresident & CEO RJBank | 1,757 | — | — | 981 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:01 pm EST | George CataneseSVP, Chief Risk Officer | 1,596 | — | — | 1,090 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 19, 4:00 pm EST | Tashtego S ElwynPresident - RJA | 3,076 | — | — | 1,616 | — | |
| Dec 15, 2017 AMForm 4 → | Dec 18, 6:39 pm EST | Paul C ReillyChief Executive Officer, Director | 36,072 | — | — | 21,930 | — | |
| Dec 11, 2017 MForm 4 → | Dec 13, 1:06 pm EST | Tashtego S ElwynPresident - RJA | 2,503 | — | — | 0 | — | |
| Dec 5, 2017 MForm 4 → | Dec 7, 6:22 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 2,610 | — | — | 0 | — | |
| Dec 4, 2017 MForm 4 → | Dec 5, 3:16 pm EST | George CataneseSVP, Chief Risk Officer | 800 | — | — | 0 | — | |
| Nov 30, 2017 AForm 4 → | Dec 4, 10:10 am EST | George CataneseSVP, Chief Risk Officer | 3,000 | — | — | 3,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 5:58 pm EST | Jennifer C AckartSVP, Controller | 3,000 | — | — | 3,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 5:57 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 8,000 | — | — | 8,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 5:53 pm EST | Jonathan N SantelliEVP, Gen Counsel, Secy | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 5:45 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 5:42 pm EST | John C Carson Jr.President | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 5:35 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 5:30 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 4:55 pm EST | Scott A CurtisPresident - RJFS | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 4:17 pm EST | Tashtego S ElwynPresident - RJA | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2017 AMForm 4 → | Dec 1, 4:16 pm EST | Steven M RaneyPresident & CEO RJBank | 17,500 | — | — | 5,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 4:13 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 4:11 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2017 AMForm 4 → | Dec 1, 5:51 pm EST | Paul C ReillyChief Executive Officer, Director | 15,110 | — | — | 12,500 | — | |
| Nov 29, 2017 AMForm 4 → | Dec 1, 4:09 pm EST | Dennis W ZankChief Operating Officer | 7,500 | — | — | 5,000 | — | |
| Nov 28, 2017 MForm 4 → | Nov 30, 6:38 pm EST | Tashtego S ElwynPresident - RJA | 8,997 | — | — | 2,503 | — | |
| Nov 21, 2017 MForm 4 → | Nov 22, 5:15 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 1,000 | — | — | 1,000 | — | |
| Nov 21, 2017 MForm 4 → | Nov 22, 5:15 pm EST | Paul C ReillyChief Executive Officer, Director | 2,000 | — | — | 2,000 | — | |
| Nov 21, 2017 MForm 4 → | Nov 22, 5:15 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,000 | — | — | 2,000 | — | |
| Nov 21, 2017 MForm 4 → | Nov 22, 5:15 pm EST | Tashtego S ElwynPresident - RJA | 2,000 | — | — | 2,000 | — | |
| Nov 21, 2017 MForm 4 → | Nov 22, 5:14 pm EST | Scott A CurtisPresident - RJFS | 2,000 | — | — | 2,000 | — | |
| Nov 21, 2017 MForm 4 → | Nov 22, 5:13 pm EST | George CataneseSVP, Chief Risk Officer | 2,000 | — | — | 2,000 | — | |
| Nov 21, 2017 MForm 4 → | Nov 22, 12:40 pm EST | Dennis W ZankChief Operating Officer | 110 | — | — | 4,890 | — | |
| May 25, 2017 MForm 4 → | May 30, 4:37 pm EDT | Jonathan N SantelliEVP, Gen Counsel, Secy | 3,000 | — | — | 12,000 | — | |
| Feb 27, 2017 MForm 4 → | Feb 28, 4:05 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 10,000 | — | — | 2,500 | — | |
| Feb 24, 2017 MForm 4 → | Feb 27, 9:16 am EST | Shelley G. BroaderDirector | 400 | — | — | 0 | — | |
| Feb 24, 2017 MForm 4 → | Feb 27, 8:50 am EST | Robert SaltzmanDirector | 400 | — | — | 0 | — | |
| Feb 24, 2017 MForm 4 → | Feb 24, 3:48 pm EST | Susan N StoryDirector | 400 | — | — | 0 | — | |
| Feb 24, 2017 MForm 4 → | Feb 24, 3:41 pm EST | Gordon L JohnsonDirector | 400 | — | — | 0 | — | |
| Feb 21, 2017 MForm 4 → | Feb 23, 4:10 pm EST | Benjamin EstyDirector | 1,200 | — | — | 800 | — | |
| Feb 21, 2017 MForm 4 → | Feb 23, 2:21 pm EST | Gordon L JohnsonDirector | 1,780 | — | — | 400 | — | |
| Feb 21, 2017 MForm 4 → | Feb 23, 11:27 am EST | Jeffrey N EdwardsDirector | 1,200 | — | — | 800 | — | |
| Feb 21, 2017 MForm 4 → | Feb 23, 10:51 am EST | Susan N StoryDirector | 1,600 | — | — | 400 | — | |
| Feb 21, 2017 MForm 4 → | Feb 23, 10:39 am EST | Shelley G. BroaderDirector | 1,600 | — | — | 400 | — | |
| Feb 21, 2017 MForm 4 → | Feb 23, 9:49 am EST | Robert SaltzmanDirector | 1,600 | — | — | 400 | — | |
| Feb 21, 2017 MForm 4 → | Feb 22, 2:09 pm EST | Steven M RaneyPresident & CEO RJBank | 7,500 | — | — | 5,000 | — | |
| Feb 16, 2017 AForm 4 → | Feb 21, 5:30 pm EST | Charles von ArentschildtDirector | 1,580 | — | — | 1,580 | — | |
| Feb 16, 2017 AForm 4 → | Feb 21, 5:29 pm EST | Susan N StoryDirector | 1,580 | — | — | 1,580 | — | |
| Feb 16, 2017 AForm 4 → | Feb 21, 5:26 pm EST | Robert SaltzmanDirector | 1,580 | — | — | 1,580 | — | |
| Feb 16, 2017 AForm 4 → | Feb 21, 5:21 pm EST | Roderick C McGearyDirector | 1,580 | — | — | 1,580 | — | |
| Feb 16, 2017 AForm 4 → | Feb 21, 5:20 pm EST | Benjamin EstyDirector | 1,580 | — | — | 1,580 | — | |
| Feb 16, 2017 AForm 4 → | Feb 21, 5:19 pm EST | Jeffrey N EdwardsDirector | 1,580 | — | — | 1,580 | — | |
| Feb 16, 2017 AForm 4 → | Feb 21, 5:15 pm EST | Shelley G. BroaderDirector | 1,580 | — | — | 1,580 | — | |
| Feb 16, 2017 AForm 4 → | Feb 21, 5:14 pm EST | Gordon L JohnsonDirector | 1,880 | — | — | 300 | — | |
| Feb 16, 2017 MForm 4 → | Feb 21, 11:52 am EST | Shelley G. BroaderDirector | 2,849 | — | — | 0 | — | |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:51 am EST | Susan N StoryDirector | 2,849 | — | — | 0 | — | |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:46 am EST | Robert SaltzmanDirector | 2,849 | — | — | 0 | — | |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:39 am EST | Roderick C McGearyDirector | 2,849 | — | — | 0 | — | |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:35 am EST | Benjamin EstyDirector | 2,849 | — | — | 0 | — | |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:27 am EST | Jeffrey N EdwardsDirector | 2,849 | — | — | 0 | — | |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:17 am EST | Gordon L JohnsonDirector | 2,849 | — | — | 0 | — | |
| Feb 16, 2017 MForm 4 → | Feb 21, 8:59 am EST | Charles von ArentschildtDirector | 2,849 | — | — | 0 | — | |
| Feb 9, 2017 MForm 4 → | Feb 9, 2:17 pm EST | Tashtego S ElwynPresident - RJA | 2,418 | — | — | 2,000 | — | |
| Jan 30, 2017 MForm 4 → | Jan 31, 8:43 am EST | Tashtego S ElwynPresident - RJA | 791 | — | — | 4,418 | — | |
| Jan 19, 2017 MForm 4 → | Jan 23, 4:10 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 1,310 | — | — | 0 | — | |
| Jan 6, 2017 MForm 4 → | Jan 10, 11:51 am EST | Jeffrey E TrocinExecutive Vice President - RJF | 3,690 | — | — | 1,310 | — | |
| Jan 4, 2017 MForm 4 → | Jan 5, 4:04 pm EST | Jennifer C AckartSVP, Controller | 7,000 | — | — | 0 | — | |
| Jan 4, 2017 MForm 4 → | Jan 5, 1:16 pm EST | Scott A CurtisPresident - RJFS | 7,057 | — | — | 0 | — | |
| Jan 3, 2017 MForm 4 → | Jan 4, 11:56 am EST | Dennis W ZankChief Operating Officer | 11,310 | — | — | 2,500 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 4:13 pm EST | Paul C ReillyChief Executive Officer, Director | 18,446 | — | — | 18,446 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 4:04 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 1,931 | — | — | 1,931 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 3:58 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 2,155 | — | — | 2,155 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 2:51 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 1,793 | — | — | 1,793 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 2:02 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 1,085 | — | — | 1,085 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 1:41 pm EST | Dennis W ZankChief Operating Officer | 3,793 | — | — | 3,793 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 12:57 pm EST | John C Carson Jr.President | 3,620 | — | — | 3,620 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 12:22 pm EST | Tashtego S ElwynPresident - RJA | 1,517 | — | — | 1,517 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 11:51 am EST | Thomas A JamesExecutive Chairman, Director, 10% Owner | 3,103 | — | — | 3,103 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 11:40 am EST | Steven M RaneyPresident & CEO RJBank | 896 | — | — | 896 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 11:24 am EST | Jonathan N SantelliEVP, Gen Counsel, Secy | 250 | — | — | 250 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 11:18 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,069 | — | — | 2,069 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 11:08 am EST | George CataneseSenior Vice President | 1,072 | — | — | 1,072 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 11:01 am EST | Scott A CurtisPresident - RJFS | 1,793 | — | — | 1,793 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 10:50 am EST | Jennifer C AckartSVP, Controller | 291 | — | — | 291 | — | |
| Dec 13, 2016 MForm 4 → | Dec 15, 4:22 pm EST | Paul C ReillyChief Executive Officer, Director | 13,309 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 15, 8:45 am EST | Jeffrey P JulienCFO, Executive VP - Fin | 7,752 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 15, 8:37 am EST | Dennis W ZankChief Operating Officer | 4,095 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 15, 8:30 am EST | Scott A CurtisPresident - RJFS | 1,933 | — | — | 0 | — |