SEC Form 4 · accession 0001225208-18-001900
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Bunn
Officer — Co-Pres-GlobEq&Inv Banking-RJA
Period of report
Jan 30, 2018
Accepted (ET)
Jan 31, 2018 · 9:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2018 | S | 3,000 | $96.31 | D | 9,966 | D | |
| Common Stock | Jan 30, 2018 | G | 1,030 | $0.00 | D | 8,936 | D | |
| Common StockF1 | holding | — | — | — | 889 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 29, 2018.
Remarks
This Form 4 reports (i) the open market sale by the reporting person of shares of common stock and (ii) the gift of shares by the reporting person.