SEC Form 4 · accession 0001225208-16-043507
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey E Trocin
Officer — Executive Vice President - RJF
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Dec 15, 2016 | A | 1,931 | A | Dec 15, 2019 | Dec 15, 2019 | Common Stock | 1,931 | 1,931 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- F2Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan.
Remarks
This Form 4 reports the grant of RSUs under the issuer's 2012 Stock Incentive Plan as a portion of the annual bonus to the reporting person.