SEC Form 4 · accession 0001225208-18-000522
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Curtis
Officer — President - RJFS
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 11:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2018 | F | 498 | $88.86 | D | 56,911 | D | |
| Common StockF1 | holding | — | — | — | 2,137 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 2, 2018.
Remarks
This Form 4 reports a disposition of shares by the reporting person to the issuer to cover tax liability in connection with the vesting of Performance RSUs, which vesting was previously timely reported on a Form 4 filed on 12/1/2017.