SEC Form 4/A · accession 0001225208-17-019024
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James E Bunn
Officer — Co-Pres-GlobEq&Inv Banking-RJA
Period of report
Dec 15, 2017
Accepted (ET)
Dec 22, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Dec 15, 2017 | A | 8,977 | A | Dec 15, 2020 | Dec 15, 2020 | Common Stock | 8,977 | 8,977 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- F2Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
Remarks
This Form 4/A amends the timely-filed original Form 4 to correct a clerical error in the number of RSUs granted in connection with the annual bonus.