SEC Form 4 · accession 0001225208-17-003974
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles von Arentschildt
Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 16, 2017 | A | 1,580 | A | — | — | Common Stock | 1,580 | 1,580 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- F2The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.
Remarks
This Form 4 reports the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors.