SEC Form 4 · accession 0001225208-17-013626
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul C Reilly
Officer — Chief Executive Officer · Director
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 11:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 8, 2017 | S | 4,990 | $83.6196 | D | 128,980 | D | |
| Common StockF3 | Aug 8, 2017 | S | 28,010 | $83.0885 | D | 100,970 | D | |
| Common StockF4 | holding | — | — | — | 817 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects the weighted average sale price. The range of prices for such transaction was $83.55 to $83.75.
- F3Reflects the weighted average sale price. The range of prices for such transaction was $82.55 to $83.54.
- F4Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 7, 2017.
Remarks
This Form 4 reports the open market sale by the reporting person of shares of common stock.