SEC Form 4 · accession 0001225208-17-015091
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Dowdle
Officer — President, Asset Mgmt Group
Period of report
Sep 15, 2017
Accepted (ET)
Sep 18, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2017 | G | 128 | $0.00 | D | 44,595 | D | |
| Common StockF1 | holding | — | — | — | 7,878 | I | ESOP | |
| Common StockF2 | holding | — | — | — | 1,500 | I | UTMA Custodian for Daughter EC | |
| Common StockF2 | holding | — | — | — | 1,500 | I | UTMA Custodian for Son GT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through September 15, 2017.
- F2The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Remarks
This Form 4 reports a gift of shares by the reporting person.