Form4insider filings, from the source

Company · CIK 0001605997 · SIC 3510 — Engines & Turbines

Northern Power Systems Corp. · NPS

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $87.3M · 19sales $144k · 3net $87.2M
$10k$10k$1M$1M$100M$100MbuyssalesMay 2015Oct 2015Mar 2016Aug 2016Jan 2017May 2017Oct 2017

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 14, 2017 GForm 5 →Jan 22, 2018, 5:13 pm ESTRichard N HokinDirector41,000——353,883— plan?
Oct 23, 2017 PForm 4 →Oct 25, 9:15 am EDTGregory C. WolfDirector1,000$0.1444$144102,525+0.98% plan?
Jun 14, 2017 AForm 4 →Jun 16, 5:26 pm EDTJohn SimonDirector, 10% Owner185,039$0.1574$29,1253,306,304— plan?
Jun 14, 2017 PForm 4 →Jun 15, 5:27 pm EDTKevin KopczynskiDirector6,500$0.1593$1,03550,000+14.9% plan?
Jun 5, 2017 PForm 4 →Jun 7, 5:52 pm EDTKevin KopczynskiDirector2,500$0.16$40043,500+6.10% plan?
May 31, 2017 PForm 4 →Jun 2, 7:44 pm EDTKevin KopczynskiDirector1,000$0.1596$16041,000+2.50% plan?
May 26, 2017 PForm 4 →May 30, 6:34 pm EDTKevin KopczynskiDirector10,000$0.166$1,66040,000+33.3% plan?
May 25, 2017 AForm 4 →May 30, 6:36 pm EDTTroy C. PattonDirector30,000——96,000— plan?
May 25, 2017 AForm 4 →May 30, 6:34 pm EDTKevin KopczynskiDirector30,000——30,000— plan?
May 25, 2017 AForm 4 →May 30, 6:31 pm EDTWilliam F. LeimkuhlerDirector30,000——148,441— plan?
May 25, 2017 AForm 4 →May 30, 6:26 pm EDTAlexander Ellis IIIDirector, 10% Owner30,000——30,000— plan?
May 25, 2017 AForm 4 →May 30, 6:22 pm EDTRobert L LentzDirector30,000——166,537— plan?
May 25, 2017 AForm 4 →May 30, 6:21 pm EDTJohn SimonDirector, 10% Owner30,000——3,121,265— plan?
May 25, 2017 AForm 4 →May 30, 6:20 pm EDTGregory C. WolfDirector30,000——98,525— plan? amended
May 25, 2017 AForm 4 →May 30, 6:19 pm EDTRichard N HokinDirector30,000——394,883— plan?
Dec 15, 2016 PForm 4 →Dec 19, 5:16 pm ESTRichard N HokinDirector31,000$0.25$7,750364,883+9.28% plan?
Dec 14, 2016 PForm 4 →Dec 16, 4:37 pm ESTRichard N HokinDirector10,000$0.2471$2,471333,883+3.09% plan?
Dec 6, 2016 PForm 4 →Dec 8, 5:54 pm ESTJohn SimonDirector, 10% Owner569,741$0.25$142,4353,091,265+22.6% plan?
Dec 6, 2016 SForm 4 →Dec 8, 4:07 pm ESTMarcus D. BakerDirector90,000$0.25$22,5001,338,981−6.30% plan?
Nov 30, 2016 PForm 4/A →Dec 6, 5:32 pm ESTGregory C. WolfDirector3,000$0.19$57071,525+4.38% plan?
Nov 30, 2016 AForm 4 →Dec 2, 4:20 pm ESTTroy C. PattonDirector30,000——66,000— plan?
Nov 30, 2016 AForm 4 →Dec 2, 4:14 pm ESTJohn SimonDirector, 10% Owner36,000——1,381,991— plan?
Nov 30, 2016 AForm 4 →Dec 2, 4:13 pm ESTRichard N HokinDirector20,000——323,883— plan?
Nov 30, 2016 AForm 4 →Dec 2, 4:12 pm ESTGregory C. WolfDirector23,125——68,525— plan? amended
Nov 30, 2016 AForm 4 →Dec 2, 4:08 pm ESTRobert L LentzDirector28,000——136,537— plan? amended
Nov 30, 2016 AForm 4 →Dec 2, 4:08 pm ESTAlexander Ellis IIIDirector, 10% Owner30,000——75,000— plan?
Nov 30, 2016 AForm 4 →Dec 2, 4:07 pm ESTMarcus D. BakerDirector26,875——56,875— plan?
Nov 30, 2016 AForm 4 →Dec 2, 4:07 pm ESTWilliam F. LeimkuhlerDirector36,000——118,441— plan?
Nov 28, 2016 AForm 4 →Nov 28, 5:44 pm ESTAlexander Ellis IIIDirector, 10% Owner30,000——45,000— plan?
Nov 28, 2016 AForm 4 →Nov 28, 4:22 pm ESTRobert L LentzDirector30,000——108,537— plan?
Nov 28, 2016 AForm 4 →Nov 28, 4:12 pm ESTJohn SimonDirector, 10% Owner30,000——1,345,991— plan?
Nov 28, 2016 AForm 4 →Nov 28, 4:12 pm ESTWilliam F. LeimkuhlerDirector30,000——82,441— plan?
Nov 28, 2016 AForm 4 →Nov 28, 4:09 pm ESTRichard N HokinDirector30,000——303,883— plan?
Nov 28, 2016 AForm 4 →Nov 28, 4:08 pm ESTGregory C. WolfDirector30,000——45,400— plan?
Nov 28, 2016 AForm 4 →Nov 28, 4:05 pm ESTMarcus D. BakerDirector30,000——30,000— plan?
Nov 25, 2016 PForm 4 →Nov 29, 4:15 pm ESTCiel R. CaldwellPresident & Chief Exec.Officer, Director100,000$0.25$25,000112,840+779% plan?
Feb 10, 2016 JForm 4 →Apr 7, 3:02 pm EDTAllen & CO LLC +210% Owner3,799,376——0— plan? late
Jan 14, 2016 SForm 4 →Feb 13, 2018, 4:42 pm ESTRobert L LentzDirector11,000$0.1226$1,3490−100% plan? late
Dec 29, 2015 SForm 4 →Dec 29, 3:11 pm ESTAllen & CO LLC +210% Owner600,000$0.20$120,0003,799,376−13.6% plan?
Aug 25, 2015 AForm 4 →Aug 27, 3:32 pm EDTGregory C. WolfDirector15,000——15,000— plan?
Aug 25, 2015 AForm 4 →Aug 26, 12:29 pm EDTAlexander Ellis IIIDirector, 10% Owner15,000——15,000— plan?
Aug 25, 2015 AForm 4 →Aug 26, 12:20 pm EDTWilliam F. LeimkuhlerDirector52,441$0.44$16,47437,441— plan?
Aug 25, 2015 AForm 4 →Aug 26, 12:06 pm EDTRobert L LentzDirector78,537$0.44$27,95663,537— plan?
Aug 25, 2015 AForm 4 →Aug 26, 11:59 am EDTMarcus D. BakerDirector89,883$0.44$32,94974,883— plan?
Aug 25, 2015 AForm 4 →Aug 26, 11:47 am EDTRichard N HokinDirector60,383$0.44$19,96945,383— plan?
Aug 25, 2015 AForm 4 →Aug 25, 6:22 pm EDTJohn SimonDirector, 10% Owner96,691$0.44$35,94481,691— plan?
Aug 21, 2015 PForm 4 →Aug 25, 6:22 pm EDTJohn SimonDirector, 10% Owner972,000$0.4421$429,7211,219,300+393% plan?
Jun 15, 2015 PForm 4 →Jun 18, 12:12 pm EDTJonathan A. LynchChief Technology Officer1,000$0.7572$7571,000— plan? late
Jun 12, 2015 PForm 4 →Jun 16, 4:05 pm EDTRichard N HokinDirector213,500$0.7368$157,307213,500— plan?
Jun 9, 2015 PForm 4 →Jun 10, 4:19 pm EDTJohn SimonDirector, 10% Owner247,300$0.7144$176,671247,300— plan?
Jun 2, 2015 PForm 4 →Jun 4, 5:44 pm EDTCiel R. CaldwellCFO8,050$0.774$6,23112,840+168% plan?
Jun 2, 2015 PForm 4 →Jun 3, 5:02 pm EDTTroy C. PattonPresident and CEO, Director11,000$0.6879$7,56736,000+44.0% plan?
Jun 1, 2015 PForm 4 →Jun 3, 4:49 pm EDTRobert L LentzDirector11,000$0.6424$7,06611,000— plan?
May 29, 2015 PForm 4 →Jun 2, 4:19 pm EDTElliot J. MarkVice President/General Counsel6,000$0.6074$3,64429,154+25.9% plan?
May 22, 2015 PForm 4 →May 27, 3:51 pm EDTWilliam F. LeimkuhlerDirector10,000$8,635.61$86,356,10010,000— plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
May 25, 2017 AForm 4 →May 30, 6:20 pm EDTWilliam St. LawrenceGeneral Counsel & Secretary70,000——70,000—
Nov 30, 2016 AForm 4 →Dec 1, 4:06 pm ESTJune Marie MorrisVice Pres. & General Counsel50,000——50,000—
Nov 30, 2016 AForm 4 →Dec 1, 4:05 pm ESTCiel R. CaldwellPresident & Chief Oper.Officer200,000——200,000—
Nov 30, 2016 AForm 4 →Dec 1, 4:05 pm ESTEric D LarsonVP, Chief Accounting Officer50,000——50,000—
Aug 19, 2015 AForm 4 →Aug 21, 11:12 am EDTJonathan A. LynchChief Technology Officer15,000——15,000—
Aug 19, 2015 AForm 4 →Aug 21, 10:58 am EDTElliot J. MarkVice President/General Counsel25,000——25,000—
Aug 19, 2015 AForm 4 →Aug 21, 10:52 am EDTLawrence D. WilleyChief Operating Officer12,000——12,000—
Aug 19, 2015 AForm 4 →Aug 21, 10:46 am EDTCiel R. CaldwellChief Financial Officer30,000——30,000—
Aug 19, 2015 AForm 4 →Aug 21, 10:40 am EDTTroy C. PattonPresident/CEO, Director50,000——50,000—