SEC Form 4 · accession 0001605997-15-000003
Northern Power Systems Corp. · NPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ciel R. Caldwell
Officer — CFO
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 2, 2015 | P | 8,050 | $0.774 | A | 12,840 | D |
Table II — derivative securities
No Table II lines on this filing.