SEC Form 4 · accession 0001209191-17-040602
Northern Power Systems Corp. · NPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Simon
Director · 10% Owner
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 14, 2017 | A | 185,039 | $0.1574 | A | 3,306,304 | D |
Table II — derivative securities
No Table II lines on this filing.