SEC Form 4 · accession 0001605997-15-000011
Northern Power Systems Corp. · NPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory C. Wolf
Director
Period of report
Aug 25, 2015
Accepted (ET)
Aug 27, 2015 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 25, 2015 | A | 15,000 | $0.00 | A | 15,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual grant of restricted common shares under Northern Power Systems Corp. 2014 Stock Option and Incentive Plan. 50% of the shares will vest on September 30, 2015, and the remaining 50% of the shares will vest on December 31, 2015.