Insider holders · CIK 0001605997
Northern Power Systems Corp. · NPS
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| John SimonDirector | 3,306,304 | 1,139,533 | 4,445,837 | Jun 16, 2017 · 5:26 pm EDT | Form 4 |
| Richard N HokinDirector | 353,883 | 1,870,260 | 2,224,143 | Jan 22, 2018 · 5:13 pm EST | Form 5 |
| Marcus D. BakerDirector | 56,875 | 1,338,981 | 1,395,856 | Dec 8, 2016 · 4:07 pm EST | Form 4 |
| Robert L LentzDirector | 166,537 | 0 | 166,537 | Feb 13, 2018 · 4:42 pm EST | Form 4 |
| William F. LeimkuhlerDirector | 148,441 | 10,000 | 158,441 | May 30, 2017 · 6:31 pm EDT | Form 4 |
| Ciel R. CaldwellPresident & Chief Exec.Officer | 112,840 | — | 112,840 | Nov 29, 2016 · 4:15 pm EST | Form 4 |
| Alexander Ellis IIIDirector | 30,000 | 75,000 | 105,000 | May 30, 2017 · 6:26 pm EDT | Form 4 |
| Gregory C. WolfDirector | 102,525 | — | 102,525 | Oct 25, 2017 · 9:15 am EDT | Form 4 |
| Troy C. PattonDirector | 96,000 | — | 96,000 | May 30, 2017 · 6:36 pm EDT | Form 4 |
| Kevin KopczynskiDirector | 50,000 | — | 50,000 | Jun 15, 2017 · 5:27 pm EDT | Form 4 |
| Elliot J. MarkVice President/General Counsel | 29,154 | — | 29,154 | Jun 2, 2015 · 4:19 pm EDT | Form 4 |
| Jonathan A. LynchChief Technology Officer | 1,000 | — | 1,000 | Jun 18, 2015 · 12:12 pm EDT | Form 4 |
| William St. LawrenceGeneral Counsel & Secretary | 0 | — | 0 | Mar 21, 2017 · 4:10 pm EDT | Form 3 |
| June Marie MorrisVice Pres. & General Counsel | 0 | — | 0 | Oct 27, 2016 · 3:06 pm EDT | Form 3 |
| ALLEN OPERATIONS LLC10% Owner | — | 0 | 0 | Apr 7, 2016 · 3:02 pm EDT | Form 4 |
| Allen & CO LLC10% Owner | — | 0 | 0 | Apr 7, 2016 · 3:02 pm EDT | Form 4 |
| Herbert A Allen III10% Owner | — | 0 | 0 | Apr 7, 2016 · 3:02 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.