SEC Form 4/A · accession 0001209191-16-153705
Northern Power Systems Corp. · NPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory C. Wolf
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 6, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 30, 2016 | P | 3,000 | $0.19 | A | 71,525 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was omitted from the reporting person's Form 4 filed on 12/2/2016.