SEC Form 4 · accession 0001605997-15-000001
Northern Power Systems Corp. · NPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Lentz
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 1, 2015 | P | 9,500 | $0.638 | A | 9,500 | I | By Trust |
| Common Shares | Jun 2, 2015 | P | 1,500 | $0.67 | A | 11,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.