SEC Form 4 · accession 0001209191-16-154229
Northern Power Systems Corp. · NPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Simon
Director · 10% Owner
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 6, 2016 | P | 401,279 | $0.25 | A | 2,922,803 | D | |
| Common SharesF1,F2 | Dec 8, 2016 | P | 168,462 | $0.25 | A | 3,091,265 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired in a private purchase.
- F2The price reported is in Canadian dollars.