Company · CIK 0001535929 · SIC 6311 — Life Insurance · NYSE
Voya Financial, Inc. · VOYA
Insider activity reported against this company. All insider holders · Files at: KMF, KYE, FAX, KYN, DNP, BGB, BGX, CTR and 1 more. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 27, 2017 FMForm 4 → | Mar 28, 5:47 pm EDT | Kevin D SilvaSee Remarks | 14,249 | $36.98 | $188,783 | 18,720 | — | plan? |
| Mar 10, 2017 SForm 4 → | Mar 10, 4:19 pm EST | Kevin D SilvaSee Remarks | 5,798 | $40.93 | $237,338 | 14,681 | −28.3% | plan? |
| Mar 8, 2017 SForm 4 → | Mar 8, 9:26 pm EST | Kevin D SilvaSee Remarks | 2,709 | $41.64 | $112,806 | 20,479 | −11.7% | plan? |
| Mar 8, 2017 SForm 4 → | Mar 8, 9:23 pm EST | Chetlur S RagavanSee Remarks | 2,617 | $41.46 | $108,514 | 25,379 | −9.35% | plan? |
| Mar 8, 2017 SForm 4 → | Mar 8, 9:18 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 2,529 | $41.56 | $105,104 | 105,746 | −2.34% | plan? |
| Mar 7, 2017 SForm 4 → | Mar 9, 6:48 am EST | Nancy FerraraSee Remarks | 4,406 | $41.38 | $182,323 | 17,779 | −19.9% | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 9, 6:48 am EST | Nancy FerraraSee Remarks | 11,626 | $41.19 | $102,928 | 22,185 | — | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 8, 9:35 pm EST | Clyde Landon Cobb Jr.See Remarks | 1,619 | $41.39 | $18,625 | 719 | — | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 8, 9:29 pm EST | Patricia J WalshSee Remarks | 5,320 | $41.09 | $63,813 | 5,885 | — | plan? |
| Mar 7, 2017 SForm 4 → | Mar 8, 9:15 pm EST | Alain M KaraoglanSee Remarks | 21,368 | $41.26 | $881,593 | 34,819 | −38.0% | plan? |
| Mar 7, 2017 SForm 4 → | Mar 8, 9:10 pm EST | Christine HurtsellersSee Remarks | 15,730 | $41.27 | $649,181 | 0 | −100% | plan? |
| Mar 7, 2017 FMForm 4 → | Mar 8, 9:07 pm EST | Charles P NelsonCEO, Retirement | 11,781 | $41.09 | $140,035 | 8,567 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:27 pm EST | Carolyn M JohnsonSee Remarks | 9,120 | $41.24 | $95,961 | 6,050 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:26 pm EST | Kevin D SilvaSee Remarks | 25,289 | $41.19 | $335,381 | 23,188 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:23 pm EST | Chetlur S RagavanSee Remarks | 18,264 | $41.18 | $217,715 | 27,996 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:21 pm EST | Michael S SmithSee Remarks | 39,885 | $41.22 | $572,198 | 60,430 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:18 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 178,112 | $41.20 | $2,629,104 | 108,275 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:15 pm EST | Alain M KaraoglanSee Remarks | 75,374 | $41.20 | $1,112,591 | 46,941 | — | plan? |
| Mar 6, 2017 FMForm 4 → | Mar 8, 9:10 pm EST | Christine HurtsellersSee Remarks | 44,736 | $41.19 | $597,331 | 9,879 | — | plan? |
| Feb 15, 2017 SForm 4 → | Feb 15, 4:41 pm EST | Nancy FerraraSee Remarks | 2,358 | $42.52 | $100,267 | 15,557 | −13.2% | plan? |
| Nov 11, 2016 SForm 4 → | Nov 14, 5:49 pm EST | Nancy FerraraSee Remarks | 1,395 | $35.67 | $49,766 | 17,915 | −7.22% | plan? |
| Oct 31, 2016 FMForm 4 → | Nov 1, 5:30 pm EDT | Michael S SmithSee Remarks | 1,500 | $30.55 | $14,450 | 48,309 | — | plan? |
| Oct 31, 2016 FMForm 4 → | Nov 1, 5:03 pm EDT | Carolyn M JohnsonSee Remarks | 2,319 | $30.55 | $18,116 | 1,584 | — | plan? |
| Oct 26, 2016 FMForm 4 → | Oct 28, 4:37 pm EDT | Patricia J WalshSee Remarks | 12,821 | $30.64 | $140,178 | 3,671 | — | plan? |
| Sep 30, 2016 PForm 4 → | Oct 4, 6:10 pm EDT | Alain M KaraoglanSee Remarks | 820 | $26.89 | $22,053 | 34,819 | +2.41% | plan? |
| Aug 8, 2016 JForm 4 → | Aug 9, 6:03 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 100,000 | — | — | 57,779 | — | plan? |
| Jun 15, 2016 GForm 4 → | Aug 17, 5:14 pm EDT | J Barry GriswellDirector | 1,400 | — | — | 0 | — | plan? late |
| May 11, 2016 GForm 4 → | May 12, 4:31 pm EDT | J Barry GriswellDirector | 1,500 | — | — | 1,400 | — | plan? |
| May 1, 2016 FMForm 4 → | May 3, 5:14 pm EDT | Charles P NelsonCEO, Retirement | 7,326 | $32.69 | $60,869 | 3,602 | — | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:26 pm EDT | Chetlur S RagavanSee Remarks | 1,420 | $30.29 | $43,012 | 20,306 | −6.54% | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:23 pm EDT | Jeffrey T BeckerSee Remarks | 3,625 | $30.11 | $109,152 | 18,761 | −16.2% | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:18 pm EDT | Ewout L SteenbergenSee Remarks | 1,675 | $30.11 | $50,434 | 5,097 | −24.7% | plan? |
| Mar 29, 2016 SForm 4 → | Mar 30, 5:09 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 2,324 | $30.34 | $70,501 | 157,779 | −1.45% | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:31 pm EDT | Michael S SmithSee Remarks | 12,271 | $30.45 | $117,781 | 47,755 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:26 pm EDT | Chetlur S RagavanSee Remarks | 4,450 | $30.45 | $46,132 | 21,726 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:23 pm EDT | Jeffrey T BeckerSee Remarks | 10,701 | $30.45 | $107,732 | 22,386 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:21 pm EDT | Kevin D SilvaSee Remarks | 14,238 | $30.45 | $155,112 | 14,185 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:18 pm EDT | Ewout L SteenbergenSee Remarks | 5,897 | $30.45 | $64,280 | 6,772 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:14 pm EDT | Alain M KaraoglanSee Remarks | 19,053 | $30.45 | $207,608 | 33,999 | — | plan? |
| Mar 28, 2016 FMForm 4 → | Mar 30, 5:09 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 30,175 | $30.45 | $328,921 | 160,103 | — | plan? |
| Mar 8, 2016 SForm 4 → | Mar 9, 5:52 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 5,066 | $30.85 | $156,298 | 151,532 | −3.24% | plan? |
| Mar 8, 2016 SForm 4 → | Mar 9, 5:28 pm EST | Ewout L SteenbergenSee Remarks | 9,665 | $30.85 | $298,195 | 5,097 | −65.5% | plan? |
| Mar 8, 2016 SForm 4 → | Mar 9, 5:19 pm EST | Jeffrey T BeckerSee Remarks | 21,905 | $30.76 | $673,901 | 18,761 | −53.9% | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:52 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 183,465 | $31.35 | $2,058,817 | 156,598 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:42 pm EST | Alain M KaraoglanSee Remarks | 81,208 | $31.35 | $904,855 | 28,582 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:28 pm EST | Ewout L SteenbergenSee Remarks | 51,200 | $31.35 | $571,166 | 14,762 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:23 pm EST | Michael S SmithSee Remarks | 33,600 | $31.35 | $295,568 | 43,220 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:19 pm EST | Jeffrey T BeckerSee Remarks | 64,557 | $31.35 | $668,570 | 40,666 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:17 pm EST | Kevin D SilvaSee Remarks | 25,875 | $31.35 | $246,725 | 10,135 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 9, 5:00 pm EST | Chetlur S RagavanSee Remarks | 18,760 | $31.35 | $173,083 | 20,306 | — | plan? |
| Jan 5, 2016 SForm 4 → | Jan 6, 5:27 pm EST | Jeffrey T BeckerSee Remarks | 9,065 | $36.68 | $332,530 | 32,887 | −21.6% | plan? |
| Jan 4, 2016 FMForm 4 → | Jan 6, 5:33 pm EST | Chetlur S RagavanSee Remarks | 9,824 | $37.20 | $102,709 | 17,716 | — | plan? |
| Jan 4, 2016 FMForm 4 → | Jan 6, 5:27 pm EST | Jeffrey T BeckerSee Remarks | 19,187 | $37.20 | $188,269 | 41,952 | — | plan? |
| Nov 20, 2015 SForm 4 → | Nov 23, 4:14 pm EST | Jeffrey T BeckerSee Remarks | 7,000 | $41.79 | $292,541 | 32,887 | −17.5% | plan? |
| Nov 10, 2015 SForm 4 → | Nov 12, 4:30 pm EST | Ewout L SteenbergenSee Remarks | 20,078 | $41.50 | $833,191 | 0 | −100% | plan? |
| Nov 2, 2015 SForm 4 → | Nov 4, 5:16 pm EST | Michael S SmithSee Remarks | 973 | $40.64 | $39,544 | 32,583 | −2.90% | plan? |
| Nov 2, 2015 FMForm 4 → | Nov 4, 5:16 pm EST | Michael S SmithSee Remarks | 3,133 | $40.57 | $43,816 | 33,556 | — | plan? |
| Sep 25, 2015 SForm 4 → | Sep 29, 5:33 pm EDT | Kevin D SilvaSee Remarks | 20,755 | $39.94 | $828,996 | 0 | −100% | plan? |
| Sep 11, 2015 SForm 4 → | Sep 11, 4:06 pm EDT | Joseph D. HoranSee Remarks | 2,944 | $42.45 | $124,962 | 0 | −100% | plan? |
| Sep 3, 2015 SForm 4 → | Sep 4, 5:02 pm EDT | Jeffrey T BeckerSee Remarks | 3,565 | $42.42 | $151,231 | 39,887 | −8.20% | plan? |
| Aug 21, 2015 PForm 4 → | Aug 24, 4:56 pm EDT | Joseph V TripodiDirector | 1,000 | $42.99 | $42,990 | 3,875 | +34.8% | plan? |
| Aug 13, 2015 GForm 4 → | Aug 31, 5:27 pm EDT | J Barry GriswellDirector | 2,200 | — | — | 11,395 | — | plan? late |
| Aug 10, 2015 SForm 4 → | Aug 12, 9:12 pm EDT | Alain M KaraoglanSee Remarks | 38,495 | $45.48 | $1,750,629 | 5,100 | −88.3% | plan? |
| Aug 7, 2015 PForm 4 → | Aug 7, 4:56 pm EDT | Byron H Pollitt Jr.Director | 2,000 | $44.84 | $89,679 | 3,015 | +197% | plan? |
| Aug 7, 2015 PForm 4 → | Aug 7, 4:05 pm EDT | Ruth Ann M GillisDirector | 2,000 | $45.28 | $90,563 | 3,015 | +197% | plan? |
| Jul 30, 2015 AForm 4 → | Aug 3, 4:26 pm EDT | Ruth Ann M GillisDirector | 1,015 | — | — | 1,015 | — | plan? |
| Jul 30, 2015 AForm 4 → | Aug 3, 4:14 pm EDT | Byron H Pollitt Jr.Director | 1,015 | — | — | 1,015 | — | plan? |
| May 20, 2015 PForm 4 → | May 21, 4:18 pm EDT | Joseph V TripodiDirector | 1,000 | $45.70 | $45,700 | 2,875 | +53.3% | plan? |
| May 13, 2015 SForm 4 → | May 15, 4:18 pm EDT | Ewout L SteenbergenSee Remarks | 2,350 | $44.52 | $104,622 | 20,078 | −10.5% | plan? |
| Apr 20, 2015 FForm 4 → | Apr 22, 4:16 pm EDT | Alain M KaraoglanSee Remarks | 9,892 | $42.93 | $424,664 | 43,595 | — | plan? |
| Apr 20, 2015 FForm 4 → | Apr 22, 4:13 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 29,674 | $42.93 | $1,273,905 | 104,477 | — | plan? |
| Apr 13, 2015 AForm 4 → | Apr 14, 5:23 pm EDT | Joseph V TripodiDirector | 1,875 | — | — | 1,875 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:21 pm EDT | Deborah C WrightDirector | 2,668 | — | — | 4,471 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:19 pm EDT | Jane ChwickDirector | 2,668 | — | — | 4,471 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:15 pm EDT | J Barry GriswellDirector | 2,668 | — | — | 13,595 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:13 pm EDT | David K ZwienerDirector | 2,668 | — | — | 13,595 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:11 pm EDT | Lynne BiggarDirector | 2,668 | — | — | 3,184 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 2, 4:08 pm EDT | Fred S HubbellDirector | 2,668 | — | — | 16,159 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 7:00 pm EDT | Steven T PiersonChief Accounting Officer | 6,829 | $43.54 | $297,355 | 8,415 | −44.8% | plan? |
| Mar 30, 2015 MForm 4 → | Apr 1, 7:00 pm EDT | Steven T PiersonChief Accounting Officer | 6,829 | — | — | 15,244 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:52 pm EDT | Michael S SmithSee Remarks | 1,154 | $43.79 | $50,539 | 32,583 | −3.42% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:52 pm EDT | Michael S SmithSee Remarks | 24,530 | $43.31 | $334,570 | 33,737 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:50 pm EDT | Jeffrey T BeckerSee Remarks | 3,790 | $43.65 | $165,425 | 43,452 | −8.02% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:50 pm EDT | Jeffrey T BeckerSee Remarks | 21,295 | $43.31 | $301,871 | 47,242 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:49 pm EDT | Kevin D SilvaSee Remarks | 999 | $43.67 | $43,628 | 20,755 | −4.59% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:49 pm EDT | Kevin D SilvaSee Remarks | 26,617 | $43.31 | $360,772 | 21,754 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:47 pm EDT | Alain M KaraoglanSee Remarks | 2,368 | $43.65 | $103,353 | 53,487 | −4.24% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:47 pm EDT | Alain M KaraoglanSee Remarks | 38,132 | $43.31 | $591,658 | 55,855 | — | plan? |
| Mar 30, 2015 SForm 4 → | Apr 1, 6:46 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 4,641 | $43.58 | $202,264 | 134,151 | −3.34% | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:46 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 60,377 | $43.31 | $936,795 | 138,792 | — | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:21 pm EDT | Ewout L SteenbergenSee Remarks | 11,803 | $43.31 | $183,158 | 22,428 | — | plan? |
| Mar 30, 2015 FMForm 4 → | Apr 1, 6:14 pm EDT | Chetlur S RagavanSee Remarks | 8,055 | $43.31 | $94,676 | 13,414 | — | plan? |
| Mar 9, 2015 DForm 4 → | Mar 9, 4:30 pm EDT | ING GROEP NV10% Owner | 13,599,274 | $44.12 | $599,999,969 | 0 | — | plan? |
| Mar 9, 2015 SForm 4 → | Mar 9, 4:30 pm EDT | ING GROEP NV10% Owner | 32,018,100 | $44.20 | $1,415,200,020 | 13,599,274 | −70.2% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2017 MForm 4 → | Nov 14, 5:09 pm EST | Margaret M. ParentSee Remarks | 16,226 | — | — | 40,935 | — | |
| Oct 31, 2017 AForm 4 → | Nov 1, 4:32 pm EDT | Nancy FerraraSee Remarks | 10 | $40.16 | $400 | 6,729 | — | |
| Oct 31, 2017 AForm 4 → | Nov 1, 4:25 pm EDT | Charles P NelsonCEO, Retirement | 9 | $40.16 | $350 | 1,233 | — | |
| Oct 30, 2017 MForm 4 → | Nov 1, 4:39 pm EDT | Michael S SmithSee Remarks | 1,027 | — | — | 62,127 | — | |
| Oct 30, 2017 MForm 4 → | Nov 1, 4:36 pm EDT | Carolyn M JohnsonSee Remarks | 1,726 | — | — | 18,986 | — | |
| Oct 26, 2017 MForm 4 → | Oct 30, 7:44 pm EDT | Patricia J WalshSee Remarks | 8,247 | — | — | 26,795 | — | |
| Oct 13, 2017 AForm 4 → | Oct 17, 4:54 pm EDT | Nancy FerraraSee Remarks | 10 | $39.84 | $400 | 6,719 | — | |
| Oct 13, 2017 AForm 4 → | Oct 17, 4:51 pm EDT | Charles P NelsonCEO, Retirement | 9 | $39.84 | $350 | 1,224 | — | |
| Sep 29, 2017 AForm 4 → | Oct 2, 5:42 pm EDT | Ruth Ann M GillisDirector | 235 | $39.89 | $9,375 | 4,971 | — | |
| Sep 29, 2017 AForm 4 → | Oct 2, 5:31 pm EDT | Nancy FerraraSee Remarks | 10 | $39.89 | $400 | 6,709 | — | |
| Sep 29, 2017 AForm 4 → | Oct 2, 5:25 pm EDT | Charles P NelsonCEO, Retirement | 9 | $39.89 | $350 | 1,215 | — | |
| Sep 15, 2017 AForm 4 → | Sep 18, 6:01 pm EDT | Charles P NelsonCEO, Retirement | 9 | $37.92 | $350 | 1,206 | — | |
| Sep 15, 2017 AForm 4 → | Sep 18, 5:58 pm EDT | Nancy FerraraSee Remarks | 11 | $37.92 | $400 | 6,698 | — | |
| Aug 31, 2017 AForm 4 → | Sep 1, 4:27 pm EDT | Charles P NelsonCEO, Retirement | 9 | $38.23 | $350 | 1,197 | — | |
| Aug 31, 2017 AForm 4 → | Sep 1, 4:23 pm EDT | Nancy FerraraSee Remarks | 6 | $38.23 | $246 | 6,687 | — | |
| Aug 15, 2017 AForm 4 → | Aug 17, 4:32 pm EDT | Charles P NelsonCEO, Retirement | 9 | $38.90 | $350 | 1,188 | — | |
| Jul 31, 2017 MForm 4 → | Aug 1, 5:00 pm EDT | Carolyn M JohnsonSee Remarks | 890 | — | — | 20,712 | — | |
| Jul 31, 2017 AForm 4 → | Aug 1, 4:55 pm EDT | Charles P NelsonCEO, Retirement | 9 | $39.24 | $350 | 1,179 | — | |
| Jul 14, 2017 AForm 4 → | Jul 18, 4:28 pm EDT | Charles P NelsonCEO, Retirement | 9 | $37.43 | $350 | 1,170 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 6:09 pm EDT | Ruth Ann M GillisDirector | 254 | $36.89 | $9,375 | 4,735 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 6:06 pm EDT | Charles P NelsonCEO, Retirement | 9 | $36.89 | $350 | 1,161 | — | |
| Jun 15, 2017 AForm 4 → | Jun 16, 4:46 pm EDT | Charles P NelsonCEO, Retirement | 9 | $37.39 | $350 | 1,151 | — | |
| May 31, 2017 AForm 4 → | Jun 1, 4:30 pm EDT | Charles P NelsonCEO, Retirement | 10 | $34.18 | $350 | 1,141 | — | |
| May 15, 2017 AForm 4 → | May 17, 4:34 pm EDT | Charles P NelsonCEO, Retirement | 10 | $36.70 | $350 | 1,131 | — | |
| May 1, 2017 MForm 4 → | May 3, 5:04 pm EDT | Charles P NelsonCEO, Retirement | 5,464 | — | — | 65,916 | — | |
| Apr 28, 2017 AForm 4 → | May 1, 7:58 pm EDT | Charles P NelsonCEO, Retirement | 9 | $37.38 | $350 | 1,122 | — | |
| Apr 13, 2017 AForm 4 → | Apr 18, 4:28 pm EDT | Charles P NelsonCEO, Retirement | 10 | $35.85 | $350 | 1,112 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:53 pm EDT | Ruth Ann M GillisDirector | 3,276 | $37.96 | $9,375 | 4,479 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:51 pm EDT | Lynne BiggarDirector | 3,029 | — | — | 10,075 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:49 pm EDT | Jane ChwickDirector | 3,029 | — | — | 11,362 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:47 pm EDT | J Barry GriswellDirector | 3,029 | — | — | 15,386 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:44 pm EDT | Fred S HubbellDirector | 3,029 | — | — | 15,386 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:42 pm EDT | Byron H Pollitt Jr.Director | 3,029 | — | — | 7,906 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:40 pm EDT | Joseph V TripodiDirector | 3,029 | — | — | 8,766 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:37 pm EDT | Deborah C WrightDirector | 3,029 | — | — | 11,362 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:35 pm EDT | David K ZwienerDirector | 3,029 | — | — | 15,386 | — | |
| Mar 31, 2017 AForm 4 → | Apr 3, 5:33 pm EDT | Charles P NelsonCEO, Retirement | 9 | $37.96 | $350 | 1,103 | — | |
| Mar 27, 2017 MForm 4 → | Mar 28, 6:05 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 19,375 | — | — | 186,514 | — | |
| Mar 27, 2017 MForm 4 → | Mar 28, 6:01 pm EDT | Michael S SmithSee Remarks | 8,403 | — | — | 63,154 | — | |
| Mar 27, 2017 MForm 4 → | Mar 28, 5:58 pm EDT | Chetlur S RagavanSee Remarks | 2,936 | — | — | 24,506 | — | |
| Mar 27, 2017 MForm 4 → | Mar 28, 5:54 pm EDT | Christine HurtsellersSee Remarks | 8,900 | — | — | 83,162 | — | |
| Mar 27, 2017 MForm 4 → | Mar 28, 5:51 pm EDT | Alain M KaraoglanSee Remarks | 12,236 | — | — | 74,641 | — | |
| Mar 27, 2017 MForm 4 → | Mar 28, 5:47 pm EDT | Kevin D SilvaSee Remarks | 9,144 | — | — | 29,274 | — | |
| Mar 15, 2017 AForm 4 → | Mar 16, 5:20 pm EDT | Charles P NelsonCEO, Retirement | 9 | $40.36 | $350 | 1,093 | — | |
| Mar 7, 2017 MForm 4 → | Mar 9, 6:48 am EST | Nancy FerraraSee Remarks | 9,037 | — | — | 15,457 | — | |
| Mar 7, 2017 MForm 4 → | Mar 8, 9:35 pm EST | Clyde Landon Cobb Jr.See Remarks | 1,169 | — | — | 5,043 | — | |
| Mar 7, 2017 MForm 4 → | Mar 8, 9:29 pm EST | Patricia J WalshSee Remarks | 3,767 | — | — | 35,042 | — | |
| Mar 7, 2017 MForm 4 → | Mar 8, 9:07 pm EST | Charles P NelsonCEO, Retirement | 8,373 | — | — | 71,380 | — | |
| Mar 6, 2017 MForm 4 → | Mar 8, 9:27 pm EST | Carolyn M JohnsonSee Remarks | 6,692 | — | — | 21,602 | — | |
| Mar 6, 2017 MForm 4 → | Mar 8, 9:26 pm EST | Kevin D SilvaSee Remarks | 16,912 | — | — | 38,418 | — | |
| Mar 6, 2017 MForm 4 → | Mar 8, 9:23 pm EST | Chetlur S RagavanSee Remarks | 12,821 | — | — | 27,442 | — | |
| Mar 6, 2017 MForm 4 → | Mar 8, 9:21 pm EST | Michael S SmithSee Remarks | 25,574 | — | — | 71,557 | — | |
| Mar 6, 2017 MForm 4 → | Mar 8, 9:18 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 112,712 | — | — | 205,889 | — | |
| Mar 6, 2017 MForm 4 → | Mar 8, 9:15 pm EST | Alain M KaraoglanSee Remarks | 47,703 | — | — | 86,877 | — | |
| Mar 6, 2017 MForm 4 → | Mar 8, 9:10 pm EST | Christine HurtsellersSee Remarks | 30,096 | — | — | 92,062 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 7:27 pm EST | Clyde Landon Cobb Jr.See Remarks | 5,001 | — | — | 5,167 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 7:25 pm EST | Nancy FerraraSee Remarks | 13,148 | — | — | 16,960 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 7:20 pm EST | Patricia J WalshSee Remarks | 24,982 | — | — | 27,785 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 7:16 pm EST | Kevin D SilvaSee Remarks | 26,680 | — | — | 39,222 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 7:14 pm EST | Chetlur S RagavanSee Remarks | 23,536 | — | — | 32,753 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 7:12 pm EST | Margaret M. ParentSee Remarks | 19,245 | — | — | 10,762 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 6:40 pm EST | Carolyn M JohnsonSee Remarks | 25,102 | — | — | 24,607 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 6:38 pm EST | Charles P NelsonCEO, Retirement | 46,021 | — | — | 66,681 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 6:36 pm EST | Christine HurtsellersSee Remarks | 37,654 | — | — | 34,248 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 6:34 pm EST | Alain M KaraoglanSee Remarks | 59,643 | — | — | 98,869 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 6:31 pm EST | Michael S SmithSee Remarks | 44,714 | — | — | 65,837 | — | |
| Feb 22, 2017 AForm 4 → | Feb 24, 6:28 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 158,148 | — | — | 253,783 | — | |
| Dec 29, 2016 AJForm 4 → | Jan 3, 2017, 6:05 pm EST | Ruth Ann M GillisDirector | 798 | $39.22 | $31,284 | 4,231 | — | |
| Dec 29, 2016 AJForm 4 → | Jan 3, 2017, 5:55 pm EST | Chetlur S RagavanSee Remarks | 27 | $39.23 | $1,055 | 6,867 | — | |
| Dec 29, 2016 AJForm 4 → | Jan 3, 2017, 5:48 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 15 | $39.24 | $576 | 7,621 | — | |
| Dec 15, 2016 AForm 4 → | Dec 19, 7:31 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 12 | $40.30 | $500 | 7,606 | — | |
| Dec 15, 2016 AForm 4 → | Dec 16, 4:30 pm EST | Chetlur S RagavanSee Remarks | 24 | $40.30 | $987 | 6,840 | — | |
| Nov 30, 2016 AForm 4 → | Dec 2, 5:21 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 13 | $38.87 | $500 | 7,593 | — | |
| Nov 30, 2016 AForm 4 → | Dec 1, 4:29 pm EST | Chetlur S RagavanSee Remarks | 25 | $38.87 | $987 | 6,816 | — | |
| Nov 15, 2016 AForm 4 → | Nov 17, 4:22 pm EST | Rodney O Martin Jr.Chairman and CEO, Director | 13 | $37.66 | $500 | 7,581 | — | |
| Nov 15, 2016 AForm 4 → | Nov 16, 4:36 pm EST | Chetlur S RagavanSee Remarks | 26 | $37.66 | $987 | 6,790 | — | |
| Nov 10, 2016 AForm 4 → | Nov 14, 6:09 pm EST | Michael S SmithSee Remarks | 16,769 | — | — | 70,261 | — | |
| Nov 10, 2016 AForm 4 → | Nov 14, 5:58 pm EST | Christine HurtsellersSee Remarks | 27,948 | — | — | 103,270 | — | |
| Nov 10, 2016 AForm 4 → | Nov 14, 5:53 pm EST | Margaret M. ParentSee Remarks | 48,678 | — | — | 48,678 | — | |
| Nov 10, 2016 AForm 4 → | Nov 14, 5:49 pm EST | Nancy FerraraSee Remarks | 8,384 | — | — | 26,142 | — | |
| Oct 31, 2016 AForm 4 → | Nov 2, 4:39 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 16 | $30.55 | $500 | 7,567 | — | |
| Oct 31, 2016 MForm 4 → | Nov 1, 5:30 pm EDT | Michael S SmithSee Remarks | 1,027 | — | — | 53,492 | — | |
| Oct 31, 2016 AForm 4 → | Nov 1, 5:13 pm EDT | Chetlur S RagavanSee Remarks | 32 | $30.55 | $987 | 6,764 | — | |
| Oct 31, 2016 MForm 4 → | Nov 1, 5:03 pm EDT | Carolyn M JohnsonSee Remarks | 1,726 | — | — | 15,533 | — | |
| Oct 26, 2016 MForm 4 → | Oct 28, 4:37 pm EDT | Patricia J WalshSee Remarks | 8,246 | — | — | 27,797 | — | |
| Oct 14, 2016 AForm 4 → | Oct 18, 4:55 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 17 | $30.27 | $500 | 7,551 | — | |
| Oct 14, 2016 AForm 4 → | Oct 18, 4:46 pm EDT | Chetlur S RagavanSee Remarks | 33 | $30.27 | $987 | 6,732 | — | |
| Sep 30, 2016 AForm 4 → | Mar 9, 2017, 6:14 am EST | Nancy FerraraSee Remarks | 1,653 | $41.17 | $68,044 | 6,678 | — | late |
| Sep 30, 2016 AForm 4 → | Oct 4, 4:13 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 20 | $28.82 | $576 | 7,534 | — | |
| Sep 30, 2016 AForm 4 → | Oct 3, 5:01 pm EDT | Chetlur S RagavanSee Remarks | 34 | $28.82 | $987 | 6,699 | — | |
| Sep 29, 2016 AJForm 4 → | Oct 3, 5:38 pm EDT | Ruth Ann M GillisDirector | 1,085 | $28.82 | $31,273 | 3,434 | — | |
| Sep 15, 2016 AForm 4 → | Sep 19, 5:04 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 17 | $29.45 | $500 | 7,514 | — | |
| Sep 15, 2016 AForm 4 → | Sep 19, 4:58 pm EDT | Chetlur S RagavanSee Remarks | 34 | $29.45 | $987 | 6,665 | — | |
| Sep 6, 2016 IForm 4 → | Sep 8, 4:25 pm EDT | Chetlur S RagavanSee Remarks | 6,631 | $28.50 | $188,997 | 6,631 | — | |
| Aug 31, 2016 AForm 4 → | Sep 2, 6:05 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 17 | $29.24 | $500 | 7,497 | — | |
| Aug 15, 2016 AForm 4 → | Aug 17, 5:10 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 18 | $27.92 | $500 | 7,480 | — | |
| Aug 4, 2016 AForm 4 → | Aug 5, 4:55 pm EDT | Charles P NelsonCEO, Retirement | 6,147 | — | — | 40,946 | — | |
| Jul 29, 2016 AForm 4 → | Aug 2, 4:44 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 20 | $25.63 | $500 | 7,462 | — | |
| Jul 15, 2016 AForm 4 → | Jul 19, 6:25 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 20 | $25.19 | $500 | 7,443 | — | |
| Jun 30, 2016 AForm 4 → | Jul 5, 4:55 pm EDT | Rodney O Martin Jr.Chairman and CEO, Director | 23 | $24.60 | $574 | 7,423 | — |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2017 JForm 4 → | Aug 8, 2018, 4:24 pm EDT | Kayne Anderson Energy Total Return Fund, Inc.KYE | 1,000,000 | $25.00 | $25,004,000 | 0 | — | plan? late |
| Aug 10, 2017 PForm 4 → | Aug 11, 4:27 pm EDT | ABERDEEN ASIA-PACIFIC INCOME FUND INCFAX | 24,000,000 | $24,000,000.00 | $576,000,000,000,000 | — | — | plan? |
| Sep 7, 2016 PForm 4 → | Sep 9, 4:09 pm EDT | Kayne Anderson Energy Total Return Fund, Inc.KYE | 800,000 | $20,000,000.00 | $16,000,000,000,000 | 800,000 | — | plan? |
| Jan 13, 2016 JForm 4 → | Sep 9, 4:09 pm EDT | Kayne Anderson Energy Total Return Fund, Inc.KYE | 666,667 | $25.15 | $16,765,342 | 0 | — | plan? late |
| Jan 5, 2016 JForm 4 → | Aug 8, 2018, 4:24 pm EDT | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.KMF | 1,050,000 | $25.07 | $26,328,167 | 800,000 | — | plan? late |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.