SEC Form 4 · accession 0001127602-16-067033
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret M. Parent
Officer — See Remarks
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Nov 10, 2016 | A | 48,678 | A | — | — | Common Stock | 48,678 | 48,678 | D |
Explanation of responses
- F1Each stock unit represents a conditional right to receive one share of the company's common stock.
- F2The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on September 1, 2016.
- F31/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.
Remarks
Executive Vice President, Technology, Innovation and Operations