Company · CIK 0001527469 · SIC 6311 — Life Insurance · NYSE
Athene Holding Ltd. · ATH-PA
Insider activity reported against this company. All insider holders · Files at: CBA. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 12, 2019 SForm 4 → | Mar 13, 4:30 pm EDT | Frank Lauren GillisSee Remarks | 19,500 | $41.88 | $816,660 | 0 | −100% | plan? |
| Mar 12, 2019 MForm 4 → | Mar 13, 4:30 pm EDT | Frank Lauren GillisSee Remarks | 9,500 | — | — | 1,900 | — | plan? |
| Mar 1, 2019 FMForm 4 → | Mar 4, 5:31 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 56,138 | $44.55 | $828,986 | 1,040,826 | — | plan? |
| Mar 1, 2019 FMForm 4 → | Mar 4, 5:27 pm EST | William J WheelerPresident | 25,588 | $44.55 | $303,965 | 410,177 | — | plan? |
| Mar 1, 2019 FMForm 4 → | Mar 4, 5:24 pm EST | Grant KvalheimSee Remarks | 14,264 | $44.55 | $161,717 | 1,597,939 | — | plan? |
| Mar 1, 2019 FMForm 4 → | Mar 4, 5:21 pm EST | Martin P KleinExecutive VP and CFO | 12,822 | $44.55 | $153,207 | 92,777 | — | plan? |
| Mar 1, 2019 FMForm 4 → | Mar 4, 5:19 pm EST | Frank Lauren GillisSee Remarks | 9,159 | $44.55 | $73,597 | 217,213 | — | plan? |
| Feb 28, 2019 AForm 4 → | Mar 1, 5:11 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 21,078 | $0.001 | $21 | 1,021,904 | — | plan? |
| Feb 26, 2019 SForm 4 → | Feb 27, 7:47 pm EST | Frank Lauren GillisSee Remarks | 19,500 | $44.43 | $866,428 | 0 | −100% | plan? |
| Feb 26, 2019 MForm 4 → | Feb 27, 7:47 pm EST | Frank Lauren GillisSee Remarks | 9,500 | $10.00 | $95,000 | 1,900 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 5:16 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 29,169 | $39.83 | $533,881 | 1,000,826 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 5:14 pm EST | John M RhodesSee Remarks | 2,827 | $39.83 | $32,302 | 15,273 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 5:11 pm EST | Martin P KleinExecutive VP and CFO | 7,270 | $39.83 | $82,408 | 86,833 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 5:11 pm EST | John Andrew SondejSee Remarks | 470 | $39.83 | $5,138 | 212 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 5:09 pm EST | William J WheelerPresident | 11,770 | $39.83 | $121,402 | 398,235 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 5:05 pm EST | Grant KvalheimSee Remarks | 6,608 | $39.83 | $66,317 | 1,590,935 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 5:01 pm EST | Frank Lauren GillisSee Remarks | 4,258 | $39.83 | $30,629 | 221,358 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 5:27 pm EST | Arthur WrubelDirector | 3,701 | $0.001 | $4 | 24,446 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 5:26 pm EST | H Carl McCallDirector | 3,701 | $0.001 | $4 | 24,446 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 5:24 pm EST | Brian LeachDirector | 3,701 | $0.001 | $4 | 24,416 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 5:22 pm EST | Fehmi Alexander ZekoDirector | 3,701 | $0.001 | $4 | 5,843 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 5:21 pm EST | Hope S TaitzDirector | 3,701 | $0.001 | $4 | 73,103 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 5:19 pm EST | Mitra O'NeillDirector | 3,701 | $0.001 | $4 | 3,701 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 5:17 pm EST | Manfred PufferDirector | 3,701 | $0.001 | $4 | 19,429 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 5:12 pm EST | Lawrence RuisiDirector | 3,701 | $0.001 | $4 | 64,970 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 5:09 pm EST | Robert L BordenDirector | 3,701 | $0.001 | $4 | 32,012 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 5:05 pm EST | Marc A BeilinsonDirector | 4,133 | $0.001 | $4 | 77,771 | — | plan? |
| Oct 11, 2018 SForm 4 → | Oct 12, 4:35 pm EDT | Frank Lauren GillisSee Remarks | 1,000 | $50.04 | $50,038 | 0 | −100% | plan? |
| Oct 11, 2018 MForm 4 → | Oct 12, 4:35 pm EDT | Frank Lauren GillisSee Remarks | 455 | $10.00 | $4,550 | 91 | — | plan? |
| Sep 25, 2018 SForm 4 → | Sep 27, 4:22 pm EDT | Frank Lauren GillisSee Remarks | 100,000 | $51.71 | $5,170,657 | 0 | −100% | plan? |
| Sep 17, 2018 SForm 4 → | Sep 18, 5:29 pm EDT | Grant KvalheimSee Remarks | 85,000 | $51.06 | $4,340,338 | 0 | −100% | plan? |
| Aug 27, 2018 SForm 4 → | Aug 29, 3:02 pm EDT | Grant KvalheimSee Remarks | 122,418 | $50.28 | $6,154,589 | 13,741 | −89.9% | plan? |
| Aug 24, 2018 SForm 4 → | Aug 27, 8:40 pm EDT | Grant KvalheimSee Remarks | 77 | $50.00 | $3,850 | 52,191 | −0.15% | plan? |
| Aug 22, 2018 SForm 4 → | Aug 23, 6:48 pm EDT | Grant KvalheimSee Remarks | 2,505 | $50.01 | $125,275 | 52,268 | −4.57% | plan? |
| Aug 20, 2018 SForm 4 → | Aug 21, 6:27 pm EDT | Grant KvalheimSee Remarks | 174,965 | $50.19 | $8,782,297 | 54,773 | −76.2% | plan? |
| Aug 16, 2018 SForm 4 → | Aug 17, 8:05 pm EDT | Grant KvalheimSee Remarks | 81,982 | $50.02 | $4,100,512 | 229,738 | −26.3% | plan? |
| Aug 10, 2018 SForm 4 → | Aug 13, 5:53 pm EDT | Grant KvalheimSee Remarks | 4,068 | $50.00 | $203,400 | 311,720 | −1.29% | plan? |
| Aug 8, 2018 GMForm 4 → | Sep 27, 4:22 pm EDT | Frank Lauren GillisSee Remarks | 33,845 | $10.00 | $295,450 | 5,909 | — | plan? late |
| Aug 7, 2018 SForm 4 → | Aug 8, 4:34 pm EDT | Hope S TaitzDirector | 10,000 | $49.90 | $499,025 | 69,402 | −12.6% | plan? |
| Aug 6, 2018 SForm 4 → | Aug 8, 4:31 pm EDT | Lawrence RuisiDirector | 5,000 | $49.80 | $249,020 | 61,269 | −7.55% | plan? |
| Aug 6, 2018 SForm 4 → | Aug 8, 4:27 pm EDT | Grant KvalheimSee Remarks | 38,985 | $50.01 | $1,949,524 | 315,788 | −11.0% | plan? |
| Apr 27, 2018 GForm 4 → | Aug 8, 4:27 pm EDT | Grant KvalheimSee Remarks | 709,546 | — | — | 354,773 | — | plan? late |
| Mar 29, 2018 JForm 4 → | Apr 2, 9:48 pm EDT | Apollo Management Holdings GP, LLC +910% Owner | 962,092 | — | — | 19,649,247 | — | plan? |
| Mar 15, 2018 SForm 4 → | Mar 16, 6:59 pm EDT | Grant KvalheimSee Remarks | 85,000 | $50.05 | $4,254,017 | 432,194 | −16.4% | plan? |
| Mar 14, 2018 SForm 4 → | Mar 15, 4:47 pm EDT | Manfred PufferDirector | 40,000 | $50.44 | $2,017,616 | 15,728 | −71.8% | plan? |
| Mar 9, 2018 SForm 4 → | Mar 12, 5:47 pm EDT | Manfred PufferDirector | 10,000 | $52.92 | $529,200 | 55,728 | −15.2% | plan? |
| Mar 7, 2018 AForm 4 → | Mar 9, 4:26 pm EST | Fehmi Alexander ZekoDirector | 2,142 | $0.001 | $2 | 2,142 | — | plan? |
| Mar 5, 2018 JForm 4 → | Mar 7, 6:14 pm EST | Apollo Management Holdings GP, LLC +910% Owner | 22,021,831 | — | — | 20,611,339 | — | plan? |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:57 pm EST | William J WheelerPresident | 23,414 | $0.001 | $23 | 392,561 | — | plan? |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:53 pm EST | Grant KvalheimSee Remarks | 13,268 | $0.001 | $13 | 1,554,013 | — | plan? |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:44 pm EST | Martin P KleinExecutive VP and CFO | 15,609 | $0.001 | $16 | 83,701 | — | plan? |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:40 pm EST | Frank Lauren GillisSee Remarks | 9,366 | $0.001 | $9 | 293,938 | — | plan? |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:37 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 62,000 | $0.001 | $62 | 998,465 | — | plan? |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:35 pm EST | John M RhodesSee Remarks | 9,366 | $0.01 | $94 | 14,068 | — | plan? |
| Jan 2, 2018 FMForm 4 → | Jan 4, 5:37 pm EST | John M RhodesSee Remarks | 1,368 | $51.71 | $20,322 | 4,702 | — | plan? |
| Jan 2, 2018 FMForm 4 → | Jan 4, 5:29 pm EST | William James Eckert IVSVP, Controller | 341 | $51.71 | $5,016 | 147 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 4, 5:29 pm EST | Hope S TaitzDirector | 2,997 | $0.001 | $3 | 79,402 | — | plan? |
| Jan 2, 2018 FMForm 4 → | Jan 4, 5:27 pm EST | Martin P KleinExecutive VP and CFO | 4,965 | $51.71 | $77,462 | 68,092 | — | plan? |
| Jan 2, 2018 FMForm 4 → | Jan 4, 5:24 pm EST | Frank Lauren GillisSee Remarks | 3,061 | $51.71 | $31,698 | 284,572 | — | plan? |
| Jan 2, 2018 FMForm 4 → | Jan 4, 5:21 pm EST | Grant KvalheimSee Remarks | 13,697 | $51.71 | $528,890 | 1,539,363 | — | plan? |
| Jan 2, 2018 FMForm 4 → | Jan 4, 5:12 pm EST | William J WheelerPresident | 8,816 | $51.71 | $139,358 | 368,785 | — | plan? |
| Jan 2, 2018 FMForm 4 → | Jan 4, 5:04 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 20,019 | $51.71 | $444,189 | 936,465 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 4, 5:04 pm EST | Brian LeachDirector | 2,653 | $0.001 | $3 | 20,715 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 4, 4:52 pm EST | H Carl McCallDirector | 2,653 | $0.001 | $3 | 20,745 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 4, 4:42 pm EST | Arthur WrubelDirector | 2,653 | $0.001 | $3 | 20,745 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 4, 4:40 pm EST | Robert L BordenDirector | 2,653 | $0.001 | $3 | 28,311 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 4, 4:35 pm EST | Marc A BeilinsonDirector | 2,653 | $0.001 | $3 | 73,638 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 4, 4:29 pm EST | Manfred PufferDirector | 2,653 | $0.001 | $3 | 65,728 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 4, 4:27 pm EST | Lawrence RuisiDirector | 2,653 | $0.001 | $3 | 66,269 | — | plan? |
| Dec 8, 2017 JForm 4 → | Dec 12, 6:45 pm EST | Apollo Management Holdings GP, LLC +910% Owner | 22,469,692 | — | — | 42,633,170 | — | plan? |
| Dec 1, 2017 JForm 4 → | Dec 5, 4:14 pm EST | Apollo Management Holdings GP, LLC +910% Owner | 218,683 | — | — | 65,102,862 | — | plan? |
| Nov 29, 2017 FMForm 4 → | Dec 1, 5:27 pm EST | Grant KvalheimSee Remarks | 55,897 | $21.19 | $1,184,473 | 1,547,504 | — | plan? |
| Nov 10, 2017 JForm 4 → | Nov 14, 5:47 pm EST | Apollo Management Holdings GP, LLC +910% Owner | 218,683 | — | — | 65,321,545 | — | plan? |
| Oct 13, 2017 JForm 4 → | Oct 17, 4:57 pm EDT | Apollo Management Holdings GP, LLC +910% Owner | 256,182 | — | — | 65,540,228 | — | plan? |
| Sep 8, 2017 JForm 4 → | Sep 13, 9:42 pm EDT | Apollo Management Holdings GP, LLC +910% Owner | 265,082 | — | — | 65,796,410 | — | plan? late |
| Aug 9, 2017 JForm 4 → | Aug 11, 5:05 pm EDT | Apollo Management Holdings GP, LLC +910% Owner | 279,314 | — | — | 66,061,492 | — | plan? |
| Jun 12, 2017 SForm 4 → | Jun 14, 8:15 pm EDT | Apollo Management Holdings GP, LLC +910% Owner | 7,602,830 | $49.00 | $372,538,667 | 66,340,806 | −10.3% | plan? |
| Jun 12, 2017 JForm 4 → | Jun 14, 8:15 pm EDT | Apollo Management Holdings GP, LLC +910% Owner | 10,534,962 | — | — | 73,943,636 | — | plan? |
| Apr 3, 2017 SForm 4 → | Apr 5, 8:53 pm EDT | Apollo Management Holdings GP, LLC +910% Owner | 12,532,624 | $48.50 | $607,832,264 | 84,478,597 | −12.9% | plan? |
| Apr 3, 2017 JForm 4 → | Apr 5, 8:53 pm EDT | Apollo Management Holdings GP, LLC +910% Owner | 12,124,407 | — | — | 97,011,221 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 4, 9:59 pm EDT | Manfred PufferDirector | 2,005 | $0.001 | $2 | 63,075 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 4, 9:56 pm EDT | Robert L BordenDirector | 2,005 | $0.001 | $2 | 25,658 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 4, 9:53 pm EDT | Lawrence RuisiDirector | 2,005 | $0.001 | $2 | 63,616 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 4, 9:51 pm EDT | Brian LeachDirector | 2,005 | $0.001 | $2 | 18,062 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 4, 9:48 pm EDT | Marc A BeilinsonDirector | 2,005 | $0.001 | $2 | 70,985 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 4, 9:45 pm EDT | Hope S TaitzDirector | 2,265 | $0.001 | $2 | 76,405 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 4, 9:42 pm EDT | H Carl McCallDirector | 2,005 | $0.001 | $2 | 18,092 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 4, 9:39 pm EDT | Arthur WrubelDirector | 2,005 | $0.001 | $2 | 18,092 | — | plan? |
| Mar 21, 2017 AForm 4/A → | Apr 28, 5:10 pm EDT | James Richard BelardiChairman, CEO and CIO, Director | 13,971 | $0.001 | $14 | 13,971 | — | plan? |
| Jan 3, 2017 FMForm 4 → | Jan 5, 8:58 pm EST | Frank Lauren GillisSee Remarks | 1,842 | $47.99 | $17,708 | 282,737 | — | plan? |
| Jan 3, 2017 FMForm 4 → | Jan 5, 8:58 pm EST | Martin P KleinExecutive VP and CFO | 2,559 | $47.99 | $34,457 | 66,123 | — | plan? |
| Jan 3, 2017 FMForm 4 → | Jan 5, 8:57 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 10,319 | $47.99 | $141,810 | 921,405 | — | plan? |
| Jan 3, 2017 FMForm 4 → | Jan 5, 8:55 pm EST | Grant KvalheimSee Remarks | 11,438 | $47.99 | $448,802 | 1,455,433 | — | plan? |
| Jan 3, 2017 FMForm 4 → | Jan 5, 8:54 pm EST | William J WheelerPresident | 5,761 | $47.99 | $99,771 | 365,721 | — | plan? |
| Jan 3, 2017 AForm 4 → | Jan 5, 6:03 pm EST | H Carl McCallDirector | 419 | $0.001 | $0 | 16,087 | — | plan? |
| Jan 3, 2017 AForm 4 → | Jan 5, 6:02 pm EST | Robert L BordenDirector | 419 | $0.001 | $0 | 23,653 | — | plan? |
| Jan 3, 2017 AForm 4 → | Jan 5, 6:01 pm EST | Brian LeachDirector | 419 | $0.001 | $0 | 16,057 | — | plan? |
| Jan 3, 2017 AForm 4 → | Jan 5, 6:00 pm EST | Marc A BeilinsonDirector | 419 | $0.001 | $0 | 68,980 | — | plan? |
| Jan 3, 2017 AForm 4 → | Jan 5, 5:58 pm EST | Manfred PufferDirector | 432 | $0.001 | $0 | 61,070 | — | plan? |
| Jan 3, 2017 AForm 4 → | Jan 5, 5:58 pm EST | Lawrence RuisiDirector | 458 | $0.001 | $0 | 61,611 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 12, 2019 MForm 4 → | Mar 13, 4:30 pm EDT | Frank Lauren GillisSee Remarks | 9,500 | — | — | 15,200 | — | |
| Mar 1, 2019 MForm 4 → | Mar 4, 5:31 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 37,530 | — | — | 0 | — | |
| Mar 1, 2019 MForm 4 → | Mar 4, 5:27 pm EST | William J WheelerPresident | 18,765 | — | — | 0 | — | |
| Mar 1, 2019 MForm 4 → | Mar 4, 5:24 pm EST | Grant KvalheimSee Remarks | 10,634 | — | — | 0 | — | |
| Mar 1, 2019 MForm 4 → | Mar 4, 5:21 pm EST | Martin P KleinExecutive VP and CFO | 9,383 | — | — | 0 | — | |
| Mar 1, 2019 MForm 4 → | Mar 4, 5:19 pm EST | Frank Lauren GillisSee Remarks | 7,507 | — | — | 0 | — | |
| Feb 26, 2019 MForm 4 → | Feb 27, 7:47 pm EST | Frank Lauren GillisSee Remarks | 9,500 | — | — | 17,100 | — | |
| Feb 22, 2019 AForm 4 → | Feb 26, 4:37 pm EST | Martin P KleinExecutive VP and CFO | 9,383 | — | — | 9,383 | — | |
| Feb 22, 2019 AForm 4 → | Feb 26, 4:34 pm EST | William J WheelerPresident | 18,765 | — | — | 18,765 | — | |
| Feb 22, 2019 AForm 4 → | Feb 26, 4:31 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 37,530 | — | — | 37,530 | — | |
| Feb 22, 2019 AForm 4 → | Feb 26, 4:28 pm EST | Grant KvalheimSee Remarks | 10,634 | — | — | 10,634 | — | |
| Feb 22, 2019 AForm 4 → | Feb 26, 4:25 pm EST | Frank Lauren GillisSee Remarks | 7,507 | — | — | 7,507 | — | |
| Feb 15, 2019 FForm 4 → | Feb 19, 4:25 pm EST | Grant KvalheimSee Remarks | 8,902 | $15.11 | $134,510 | 333,409 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 5:16 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 15,765 | — | — | 8,672 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 5:14 pm EST | John M RhodesSee Remarks | 2,016 | — | — | 2,082 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 5:11 pm EST | Martin P KleinExecutive VP and CFO | 5,201 | — | — | 3,469 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 5:11 pm EST | John Andrew SondejSee Remarks | 341 | — | — | 682 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 5:09 pm EST | William J WheelerPresident | 8,722 | — | — | 5,204 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 5:05 pm EST | Grant KvalheimSee Remarks | 4,943 | — | — | 2,949 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 5:01 pm EST | Frank Lauren GillisSee Remarks | 3,489 | — | — | 2,082 | — | |
| Nov 15, 2018 FForm 4 → | Nov 15, 5:48 pm EST | Martin P KleinExecutive VP and CFO | 7,954 | $17.71 | $140,871 | 195,878 | — | |
| Oct 11, 2018 MForm 4 → | Oct 12, 4:35 pm EDT | Frank Lauren GillisSee Remarks | 455 | — | — | 19,000 | — | |
| Aug 13, 2018 AForm 4 → | Aug 14, 7:35 pm EDT | John Andrew SondejSee Remarks | 6,406 | — | — | 1,023 | — | |
| Jul 1, 2018 FForm 4 → | Jul 2, 4:32 pm EDT | John M RhodesSee Remarks | 6,308 | $7.44 | $46,931 | 159,864 | — | |
| May 15, 2018 FForm 4 → | May 15, 5:04 pm EDT | Frank Lauren GillisSee Remarks | 4,933 | $13.15 | $64,868 | 164,869 | — | |
| Mar 14, 2018 GMForm 4 → | Sep 27, 4:22 pm EDT | Frank Lauren GillisSee Remarks | 79,545 | — | — | 19,091 | — | late |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:57 pm EST | William J WheelerPresident | 47,572 | — | — | 7,805 | — | |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:53 pm EST | Grant KvalheimSee Remarks | 26,958 | — | — | 4,423 | — | |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:44 pm EST | Martin P KleinExecutive VP and CFO | 31,715 | — | — | 5,203 | — | |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:40 pm EST | Frank Lauren GillisSee Remarks | 19,029 | — | — | 3,122 | — | |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:37 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 79,286 | — | — | 13,008 | — | |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:35 pm EST | John M RhodesSee Remarks | 19,029 | — | — | 3,122 | — | |
| Feb 27, 2018 AForm 4 → | Mar 1, 6:31 pm EST | William James Eckert IVSVP, Controller | 4,758 | — | — | 781 | — | |
| Feb 15, 2018 FForm 4 → | Feb 15, 5:09 pm EST | Grant KvalheimSee Remarks | 13,302 | $14.40 | $191,544 | 342,311 | — | |
| Jan 2, 2018 MForm 4 → | Jan 4, 5:37 pm EST | John M RhodesSee Remarks | 975 | — | — | 1,952 | — | |
| Jan 2, 2018 MForm 4 → | Jan 4, 5:29 pm EST | William James Eckert IVSVP, Controller | 244 | — | — | 488 | — | |
| Jan 2, 2018 MForm 4 → | Jan 4, 5:27 pm EST | Martin P KleinExecutive VP and CFO | 3,467 | — | — | 3,253 | — | |
| Jan 2, 2018 MForm 4 → | Jan 4, 5:24 pm EST | Frank Lauren GillisSee Remarks | 2,448 | — | — | 1,952 | — | |
| Jan 2, 2018 MForm 4 → | Jan 4, 5:21 pm EST | Grant KvalheimSee Remarks | 3,469 | — | — | 2,765 | — | |
| Jan 2, 2018 MForm 4 → | Jan 4, 5:12 pm EST | William J WheelerPresident | 6,121 | — | — | 4,879 | — | |
| Jan 2, 2018 MForm 4 → | Jan 4, 5:04 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 11,429 | — | — | 8,131 | — | |
| Nov 29, 2017 MForm 4 → | Dec 1, 5:27 pm EST | Grant KvalheimSee Remarks | 44,000 | — | — | 0 | — | |
| Nov 15, 2017 FForm 4 → | Nov 16, 6:51 pm EST | Martin P KleinExecutive VP and CFO | 8,405 | $20.43 | $171,715 | 203,832 | — | |
| Jul 1, 2017 FForm 4 → | Jul 5, 5:49 pm EDT | John M RhodesSee Remarks | 6,604 | $13.21 | $87,243 | 166,171 | — | |
| May 15, 2017 FForm 4 → | May 16, 7:35 pm EDT | Frank Lauren GillisSee Remarks | 5,280 | $19.04 | $100,525 | 169,802 | — | |
| Apr 17, 2017 FForm 4 → | Apr 18, 7:46 pm EDT | Martin P KleinExecutive VP and CFO | 42,026 | $23.86 | $1,002,729 | 212,237 | — | |
| Apr 17, 2017 FForm 4 → | Apr 18, 7:43 pm EDT | Grant KvalheimSee Remarks | 70,323 | $17.46 | $1,227,836 | 355,613 | — | |
| Apr 17, 2017 FForm 4 → | Apr 18, 7:40 pm EDT | John M RhodesSee Remarks | 27,224 | $15.29 | $416,259 | 172,776 | — | |
| Apr 17, 2017 FForm 4 → | Apr 18, 7:35 pm EDT | Frank Lauren GillisSee Remarks | 24,918 | $17.74 | $442,054 | 175,082 | — | |
| Mar 21, 2017 AForm 4 → | Mar 23, 9:27 pm EDT | William James Eckert IVSVP, Controller | 4,709 | — | — | 732 | — | |
| Mar 21, 2017 AForm 4 → | Mar 23, 9:17 pm EDT | Grant KvalheimSee Remarks | 26,682 | — | — | 4,147 | — | |
| Mar 21, 2017 AForm 4 → | Mar 23, 9:15 pm EDT | Martin P KleinExecutive VP and CFO | 31,391 | — | — | 4,879 | — | |
| Mar 21, 2017 AForm 4 → | Mar 23, 9:12 pm EDT | Frank Lauren GillisSee Remarks | 18,834 | — | — | 2,927 | — | |
| Mar 21, 2017 AForm 4 → | Mar 23, 9:10 pm EDT | James Richard BelardiChairman, CEO and CIO, Director | 78,474 | — | — | 12,196 | — | amended |
| Mar 21, 2017 AForm 4 → | Mar 23, 9:08 pm EDT | William J WheelerPresident | 47,085 | — | — | 7,318 | — | |
| Mar 21, 2017 AForm 4 → | Mar 23, 9:04 pm EDT | John M RhodesSee Remarks | 18,834 | — | — | 2,927 | — | |
| Feb 15, 2017 FForm 4 → | Feb 16, 6:55 pm EST | Grant KvalheimSee Remarks | 14,064 | $18.12 | $254,849 | 425,936 | — | |
| Jan 3, 2017 MForm 4 → | Jan 5, 8:58 pm EST | Frank Lauren GillisSee Remarks | 1,473 | — | — | 2,946 | — | |
| Jan 3, 2017 MForm 4 → | Jan 5, 8:58 pm EST | Martin P KleinExecutive VP and CFO | 1,841 | — | — | 3,682 | — | |
| Jan 3, 2017 MForm 4 → | Jan 5, 8:57 pm EST | James Richard BelardiChairman, CEO and CIO, Director | 7,364 | — | — | 14,728 | — | |
| Jan 3, 2017 MForm 4 → | Jan 5, 8:55 pm EST | Grant KvalheimSee Remarks | 2,086 | — | — | 4,174 | — | |
| Jan 3, 2017 MForm 4 → | Jan 5, 8:54 pm EST | William J WheelerPresident | 3,682 | — | — | 7,364 | — |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2016 JForm 4 → | Feb 25, 6:56 pm EST | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA | 13,722,064 | — | — | — | — | plan? late |
| Dec 30, 2015 JForm 4 → | Feb 12, 2016, 9:55 pm EST | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA | 8,319,002 | — | — | — | — | plan? late |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.