SEC Form 4 · accession 0001127602-18-025221
Athene Holding Ltd. · ATH-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grant Kvalheim
Officer — See Remarks
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Aug 10, 2018 | S | 4,068 | $50.00 | D | 311,720 | I | By Grant Kvalheim 2009 Children's Non-Exempt Trust |
| Class A Common Shares | holding | — | — | — | 1,631,434 | D | ||
| Class A Common Shares | holding | — | — | — | 37,150 | I | By Grant Kvalheim 2009 Children's Gst Exempt Trust - Dk | |
| Class A Common Shares | holding | — | — | — | 37,150 | I | By Grant Kvalheim 2009 Children's Gst Exempt Trust - Lk | |
| Class A Common Shares | holding | — | — | — | 37,150 | I | By Grant Kvalheim 2009 Children's Gst Exempt Trust - Mk |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2018.
Remarks
Chief Executive Officer - Athene USA Corporation; Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 9, 2016)