SEC Form 4 · accession 0001127602-18-025345
Athene Holding Ltd. · ATH-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Andrew Sondej
Officer — See Remarks
Period of report
Aug 13, 2018
Accepted (ET)
Aug 14, 2018 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527469
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $48.88 | Aug 13, 2018 | A | 5,383 | A | — | Aug 13, 2028 | Class A Common Shares | 5,383 | 5,383 | D |
| Restricted Stock UnitsF2 | — | Aug 13, 2018 | A | 1,023 | A | — | — | Class A Common Shares | 1,023 | 1,023 | D |
Explanation of responses
- F1This option vests ratably on each of the first three anniversaries of the January 1, 2018 vesting start date.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship
Remarks
SVP, Controller and Principal Accounting Officer. Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on August 14, 2018).