SEC Form 4 · accession 0001104659-17-072976
Athene Holding Ltd. · ATH-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Apollo Management Holdings GP, LLC
10% Owner
Apollo Management Holdings, L.P.
10% Owner
Apollo Capital Management GP, LLC
10% Owner
Apollo Capital Management, L.P.
10% Owner
Apollo Alternative Assets, L.P.
10% Owner
Apollo Life Asset Ltd.
10% Owner
Apollo Principal Holdings III, L.P.
10% Owner
Apollo Principal Holdings III GP Ltd
10% Owner
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1,F2 | Dec 8, 2017 | J | 22,469,692 | $0.00 | D | 42,633,170 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 8, 2017, AAA Guarantor-Athene, L.P. ("AAA Guarantor") distributed Class B common shares to its limited partner, AAA Investments, L.P. ("AAA Investments"), which in turn distributed 22,965,061 Class B common shares to AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these Class B common shares to its unitholders, including 495,369 Class B common shares to unitholders associated with the reporting persons. AAA Investments also distributed 12,531 Class B common shares to its general partner, AAA Associates, L.P. in respect of its general partnership interest in AAA Investments. Except for the Class B common shares that were distributed to unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution.
- F2See Exhibit 99.1.