SEC Form 4 · accession 0001127602-18-027928
Athene Holding Ltd. · ATH-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grant Kvalheim
Officer — See Remarks
Period of report
Sep 17, 2018
Accepted (ET)
Sep 18, 2018 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF2 | Sep 17, 2018 | S | 43,777 | $51.0628 | D | 1,587,657 | D | |
| Class A Common SharesF2 | Sep 17, 2018 | S | 13,741 | $51.0628 | D | 0 | I | By Grant Kvalheim 2009 Children's Gst Exempt Trust - Dk |
| Class A Common SharesF2 | Sep 17, 2018 | S | 13,741 | $51.0628 | D | 0 | I | By Grant Kvalheim 2009 Children's Gst Exempt Trust - Lk |
| Class A Common SharesF2 | Sep 17, 2018 | S | 13,741 | $51.0628 | D | 0 | I | By Grant Kvalheim 2009 Children's Gst Exempt Trust - Mk |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2018.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.87 to $51.26, inclusive. The reporting person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
Remarks
Chief Executive Officer - Athene USA Corporation; Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 9, 2016)