SEC Form 4 · accession 0001104659-16-100115
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. · CBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
ATHENE ANNUITY & LIFE ASSURANCE Co
10% Owner
Athene Annuity & Life Co
10% Owner
Athene USA Corp
10% Owner
Athene Holding Ltd
10% Owner
Period of report
Feb 16, 2016
Accepted (ET)
Feb 25, 2016 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Senior Secured NotesF1 | Feb 16, 2016 | J | 6,403,630 | — | D | — | I | See footnote |
| Senior Secured NotesF1 | Feb 23, 2016 | J | 5,305,865 | — | D | — | I | See footnote |
| Senior Secured NotesF1 | Feb 24, 2016 | J | 2,012,569 | — | D | — | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1.