SEC Form 4 · accession 0001104659-17-021790
Athene Holding Ltd. · ATH-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Apollo Management Holdings GP, LLC
10% Owner
Apollo Management Holdings, L.P.
10% Owner
Apollo Capital Management GP, LLC
10% Owner
Apollo Capital Management, L.P.
10% Owner
Apollo Alternative Assets, L.P.
10% Owner
Apollo Life Asset Ltd.
10% Owner
Apollo Principal Holdings III, L.P.
10% Owner
Apollo Principal Holdings III GP Ltd
10% Owner
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 8:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1,F2 | Apr 3, 2017 | J | 12,124,407 | $0.00 | D | 97,011,221 | I | See footnote |
| Class A Common SharesF2 | Apr 3, 2017 | S | 12,532,624 | $48.50 | D | 84,478,597 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 12,391,703 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 12,391,703 Class B common shares to its unitholders, including 22,322 Class B common shares to Apollo Principal Holdings III, L.P. and 244,974 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution.
- F2See Exhibit 99.1.